2043
Full Paper
Macromolecular
Chemistry and Physics
wileyonlinelibrary.com DOI: 10.1002/macp.201300279
Low-Temperature Polymerization of
ε-Caprolactone Catalyzed by Cerium Triflates
Steffen M. Weidner, Felix Scheliga, Hans R. Kricheldorf*
Using 22 metal triflates as catalysts, ε-caprolactone is polymerized at 22 °C in bulk. Only five
relatively acidic triflates prove active. Three triflates, including the neutral Sm
3+
, are active
using water as initiator. A very low content of cyclics is found in all the experiments. With
Ce
3+
and Ce
4+
, polymerizations are performed in CH
2
Cl
2
and in bulk at 2 °C and 22 °C. Low
dispersities (down to 1.1) are obtained. At 22 °C, Ce
4+
and, even better, Ce
3+
also catalyze syn-
theses of CO
2
H- and CH
2
OH-terminated polycaprolactones, whereby higher dispersities and
larger fractions of cyclics are obtained. Further polymerizations and polycondensations are
catalyzed with protic acids. The
results can be explained by
a proton-catalyzed activated
monomer mechanism.
Dr. S. M. Weidner
BAM – Federal Institute for Materials Research. and Testing,
I-3 Structure Analysis, Richard-Willstätter Str. 11, D 12489,
Berlin, Germany
Dr. F. Scheliga, Prof. H. R. Kricheldorf
Institut für Technische und Makromolekulare Chemie der
Universität, Bundesstr. 45, D 20146, Hamburg, Germany
E-mail: kricheld@chemie.uni-hamburg.de
All these initiators have in common that highly reactive
end groups are formed, which, in turn, are capable of forming
cyclic oligomers by “back-biting.” The matrix-assisted laser
desorption/ionization time-of-flight (MALDI-TOF) mass spec-
trum of a Bu
2
Sn(OMe)
2
-initiated polymerization of ε-CL at
22 °C presented in Figure 1 is a typical example.
In a recent publication,
[1]
we reported that bismuth
triflate slowly catalyzes water or methanol-initiated
polymerizations of ε-CL at 21–22 °C in bulk. Gel-perme-
ation chromatography (GPC) measurements obtained
after prolonged reaction times also suggested that bis-
muth triflate catalyzed condensation steps of CH
2
OH and
CO
2
H end groups. Furthermore, a very low content of
cyclics was observed. Yet, it was also found that bismuth
triflate, when applied around or above 100 °C, catalyzes
side reactions altering the polymer structure.
[2]
In this
context, the present work serves three purposes. First,
the reactivity and usefulness of various metal triflates as
catalysts for the low temperature polymerization of ε-CL
should be compared. Second, more evidence in favor (or
against) polycondensation reactions at room temperature
should be elaborated. Third, catalysts yielding poly( ε-CL)
free of cyclics should be found. A convenient synthesis
of poly( ε-CL) free of cyclics by means of commercial cata-
lysts is of interest because it allows one to study physical
properties of perfectly linear poly( ε-CL), such as rate of
crystallization or degree of crystallization.
1. Introduction
Most polymerizations of ε-caprolactone ( ε-CL) (and other
lactones) reported in the literature were performed at
temperatures around or above 80 °C, partially because
the moderate activity of the catalysts requires such tem-
peratures, and because temperatures above the melting
point of the polylactones allow for rapid polymerizations
in a homogeneous phase, when the polymerizations are
conducted in bulk. Highly reactive catalysts or initiators
allowing for polymerizations at room temperature (or
below) are also known. These catalysts and initiators may
be subdivided into three categories:
i. Ionic metal alkoxides (e.g., sodium methoxide) initiating ani-
onic polymerization
ii. Covalent (heavy) metal alkoxides and phenoxides, such as
Bu
2
Sn(OMe)
2
or Y trisphenoxide
iii. Metal alkyls or hydrides such as BuLi, MgBu
2
, ZnEt
2
, or NaH,
which generate reactive metal alkoxides chain ends in situ.
(CH
2
)
5
O CO
x
+ ROH
(Ce
3+
/Ce
4+
)
HO (CH
2
)
5
CO OR
x
Macromol. Chem. Phys. 2013, 214, 2043−2053
© 2013 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim