Research Policy 37 (2008) 1436–1445
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Research Policy
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Rethinking the multi-level perspective of technological transitions
Audley Genus
a,∗
, Anne-Marie Coles
b
a
Newcastle University Business School, 2nd Floor, Armstrong Building, University of Newcastle upon Tyne, Newcastle upon Tyne NE1 7RU, United Kingdom
b
Brunel Research into Enterprise, Sustainability and Ethics, School of Business and Management, Brunel University, Uxbridge UB8 3PH, United Kingdom
article info
Article history:
Received 9 May 2007
Received in revised form 29 January 2008
Accepted 16 May 2008
Available online 26 June 2008
Keywords:
Technological change
Technology policy
Transition management
Transition theory
Multi-level perspective
abstract
In recent years numerous articles have been published which advocate a multi-level per-
spective (MLP) for the analysis of long-term technological transitions. This paper reviews
current transitions research and considers the limitations of the MLP which need to be
addressed to enhance understanding of processes of innovation affecting the transforma-
tion of technology and society. The paper suggests ways in which the MLP may be effectively
rethought, based on more thoroughgoing application of a co-evolutionary concept of tech-
nological transitions.
© 2008 Elsevier B.V. All rights reserved.
1. Introduction
Two ongoing challenges for researchers and practition-
ers alike concern: (a) how to improve our understanding
of long-term technological change and (b) the genera-
tion and refinement of perspectives and tools for the
analysis of technological change, and for informing inter-
ventions related to the governance and management of
technological change in practice. Researching technological
transitions offers the potential to provide a better under-
standing of technological change, for example to analyse
factors enabling or inhibiting adoption of environmentally
sustainable or energy-efficient technologies. Two branches
of research on transitions may be identified: (i) sys-
tems in transition and (ii) transition management. In both
branches a multi-level perspective (MLP) has been invoked
to inform analysis of the development and entrenchment
of technology in society, influenced by prior work apply-
ing evolutionary theory to the management of innovation,
∗
Corresponding author. Tel.: +44 191 222 5179.
E-mail addresses: audley.genus@ncl.ac.uk (A. Genus),
anne-marie.coles@brunel.ac.uk (A.-M. Coles).
research on systems innovations, and developments in the
field of science and technology studies. However, there
are questions connected with the exposition and employ-
ment of the MLP which need to be addressed in order to
appreciate better the merits of the perspective for the con-
duct of research and for informing practice. A key question
concerns whether MLP research has been conducted in a
sufficiently systematic manner to enable fully developed
accounts of the nature and dynamics of transitions and
their effective governance. Other aspects concern the oper-
ationalisation of the MLP in relation to the organisation
of data collection and analysis in studies of technological
change in society, and the definition of alternative tran-
sition pathways by which such change may occur. With
these matters in mind it is intended to subject the MLP
to a critique, which will shed light on the applicability
of the approach to analyse technological transitions effec-
tively. The paper thus highlights certain conceptual and
methodological limitations of the MLP. Further, it consid-
ers how MLP research addresses the steering of technology
by the State and others in society, and the relation of this to
‘bottom-up’ activities in niches of technology development,
and relationships between niches and incumbent socio-
technical regimes. It further considers the incrementality
0048-7333/$ – see front matter © 2008 Elsevier B.V. All rights reserved.
doi:10.1016/j.respol.2008.05.006