IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 49, NO. 3, MAY/JUNE 2013 1129
Stability Analysis of Maximum Power Point
Tracking (MPPT) Method in Wind Power Systems
Yu Zou, Malik E. Elbuluk, Senior Member, IEEE, and Yilmaz Sozer, Member, IEEE
Abstract—The maximum power point tracking (MPPT) method
is the key to notably improve efficiency and energy extraction in
wind turbine systems. The MPPT method through the charac-
teristic power curve is one of the popular MPPT methods. The
reference current can be obtained using the relationship between
power and current without requiring real-time wind speed infor-
mation. This paper presents the steady-state and dynamic analyses
of this MPPT method and proposes a single-pole transfer function
to describe the effect of variation of wind speed on the generator
speed. This is conducted by applying the small-signal analysis
on a nonlinear turbine-rotor mechanical system. To verify the
performance of the wind turbine system, both simulation and
experimental systems are implemented based on MPPT power
control. By the variation of wind speed, the behavior of the gener-
ator speed presents good consistency among the proposed theory,
simulation, and experiments.
Index Terms—Doubly fed induction generator (DFIG), maxi-
mum power point tracking (MPPT) method, small-signal model,
wind emulator, wind power system.
I. I NTRODUCTION
A
S ONE OF the most commonly used renewable energy
sources, wind is the most promising one for replacing
the fossil fuel in the near future. To achieve high efficiency
in a wind power conversion system, the maximum power
point tracking (MPPT) in variable-speed operation systems,
like doubly fed induction generator (DFIG) and permanent-
magnet synchronous generator systems, attracts a lot of atten-
tion [1]–[3]. The studied MPPT methods in the history include
three strategies, namely: 1) methods relying on wind speed;
2) methods relying on output power measurement and calcu-
lation; and 3) methods relying on characteristic power curve.
Most wind energy control systems are based on the wind
speed measurement [4], [5]. In these systems, anemometers are
typically required to measure the wind speed. Such systems suf-
fer from additional cost of sensors and complexity. To solve this
problem, wind speed estimation methods have been reported
Manuscript received June 30, 2011; revised December 19, 2011; accepted
May 8, 2012. Date of publication March 13, 2013; date of current version
May 15, 2013. Paper 2011-IACC-163.R1, presented at the 2011 IEEE Industry
Applications Society Annual Meeting, Orlando, FL, USA, October 9–13,
and approved for publication in the IEEE TRANSACTIONS ON I NDUSTRY
APPLICATIONS by the Industrial Automation and Control Committee of the
IEEE Industry Applications Society.
Y. Zou was with the Department of Electrical and Computer Engineering,
The University of Akron, Akron, OH 44325-3904 USA. He is now with the
Department of Electrical and Computer Engineering, Saginaw Valley State
University, Saginaw, MI 48710 USA (e-mail: yzoul123@svsu.edu).
M. E. Elbuluk and Y. Sozer are with the Department of Electrical and
Computer Engineering, The University of Akron, Akron, OH 44325-3904 USA
(e-mail: melbuluk@uakron.edu; ys@uakron.edu).
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/TIA.2013.2251854
Fig. 1. Characteristic power curve-based MPPT.
[6]–[9]. Relying on complex software algorithms, the wind
speed can be captured for controlling the optimal tip-speed ratio
so that the MPPT can be implemented. In addition, tracking the
maximum power could also be implemented through measuring
the output power directly [10]–[13]. The idea of this method is
the online measurement of the output power and checking the
rate of change of power with respect to speed, i.e., dP/dω, to
extract maximum power from the wind turbine system. MPPT
can be achieved when dP/dω =0, through adjusting either the
rotor speed or duty cycle of the converter. This method relies
on a large amount of online computation, and thus, it would
be difficult to achieve MPPT for fast-varying wind speeds.
Although the varying tracking step could be used to improve
computation speed, this disadvantage cannot be eliminated.
Recently, a proposed method of employing the power versus
rotor speed characteristic curve is frequently used due to its
simplicity in hardware and software [14]–[17]. The optimal
reference power curve is constructed according to experimental
tests and programmed in a microcontroller memory, working
as a lookup table. The system configuration is illustrated in
Fig. 1. One could either measure the rotor speed and obtain
the power reference to regulate the power or measure the wind
speed and obtain the rotor speed reference to regulate the rotor
speed. The former produces more accurate output power while
the latter will have faster control response [18]. Aside from an
accurate reference power curve, analysis is necessary to verify
the stability of the method in terms of varying wind speed and
output power. Few publications just address the stability issue
of such method [19], but more detailed quantitative analysis
should be conducted.
This paper studies the performance of wind turbine under
reference power curve MPPT power control. In particular, it
presents a small-signal analysis on generator speed dynamics
induced by variable wind speed. Also, an experimental setup
to emulate the wind turbine operation in torque control mode
is presented. Both steady-state and dynamic responses are
implemented to verify the proposed analysis and conclusions.
Section II will present how to obtain the optimal reference
power curve and analyze the stability of this method by con-
ducting the small-signal analysis. Section III will present the
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