Research Policy 31 (2002) 509–526
Science dependence of technologies: evidence
from inventions and their inventors
Robert J.W. Tijssen
Centre for Science and Technology Studies (CWTS), Leiden University, P.O. Box 9555, 2300 RB Leiden, The Netherlands
Received 26 November 2000; received in revised form 14 December 2000; accepted 19 March 2001
Abstract
Articulating a compelling economic rationale to justify investments in research—by definition furthest removed from direct,
immediate economic benefit—is perhaps one of chief challenges of R&D managers, policy makers and science analysts in
the years ahead. Although several innovation studies and surveys have provided some convincing empirical evidence of
impacts and benefits of research to technical progress, there is still an urgent need for comprehensive models, reliable data
and analytical tools to describe and monitor links between R&D and industrial innovation in more detail.
As for the role of scientific and engineering research in the innovation process, this paper reports on the findings of a novel
methodology to increase our understanding of the contribution of research efforts to successful technical inventions. The
approach is based on a nation-wide mail survey amongst inventors working in the corporate sector and the public research
sector in The Netherlands. The inventors’ inside information regarding their patented inventions—and related technological
innovations on the market—provided a range of quantitative data on the importance of the underpinning research activities.
Statistical models attempting to explain the degree of “science dependence” of the inventions identify a range of relevant
variables, covering the inventor’s own capabilities and previous R&D achievements, external information sources, as well as
the inventor’s R&D environment in general. Some 20% of the private sector innovations turned out to be (partially) based on
public sector research. Furthermore, citations in patents referring to basic research literature were found to be invalid indictors
of a technology’s science dependence. © 2002 Elsevier Science B.V. All rights reserved.
Keywords: Science base of industrial innovation; Patents; Patent citations; Inventors
1. Introduction
Newly emerging R&D-intensive industrial sec-
tors will increasingly be built on a combination of
leading-edge scientific knowledge and sophisticated
technical know-how. The scientific and engineering
research that we conduct today will have an impact on
the economic success of corporations and countries in
5, 10, and even 15 years into the future. However, de-
spite living in such an increasingly knowledge-based
E-mail address: tijssen@cwts.leidenuniv.nl (R.J.W. Tijssen).
society, the processes by which scientific and technical
knowledge drive industrial competitiveness and eco-
nomic impact remain one of the most difficult areas
to assess and understand. Little is known about the
quantitative impact of research activities and outputs
on industrial innovations. This lack of detailed under-
standing not only undermines the economic rationale
for public and private investments in research—espe-
cially the expenditure for risky exploratory academic
research with long-term objectives and uncertain
payoffs—but also the public confidence in the societal
benefits and rates of returns of academic research.
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