Tax Policy Under Keeping Up with the Joneses and Imperfectly Competitive Product Markets Jang-Ting Guo University of California, Riverside January 13, 2003 Abstract This paper examines the optimal (rst-best) scal policy in a stochastic representative agent model that exhibits a “keeping up with the Joneses” utility function and imperfectly competitive product markets. We nd that the optimal labor tax is a constant, whose sign is determined by the relative strength of consumption externality and monopoly power. Moreover, the optimal capital tax is unambiguously negative and aects the economy countercyclically. Our analysis shows that models with capital accumulation, imperfect competition, and “keeping up with the Joneses” preferences call for traditional Keynesian demand-management policies that are designed to mitigate business cycle uctuations. Keywords: Fiscal Policy, Keeping Up with the Joneses, Imperfect Competition. JEL Classication: E21, E63, H21. I thank Daniel Henderson, Sharon Harrison, Kevin Lansing, Robert Russell and seminar participants at Academia Sinica, Taipei, Taiwan and UC Riverside for helpful discussions and comments. All remaining errors are my own. Department of Economics, University of California at Riversie, Riverside, CA, 92521-0427, Phone: (909) 827-1588, Fax: (909) 787-5685, E-mail: guojt@mail.ucr.edu.