Introduction
Several studies have attempted to define etiological fac-
t ors for the development of degenerative spondylolisthesis
( DS), and the orientation of lumbar facet angles relative
to the transverse plane has been a major focus of interest.
The facet joints play a critical role in maintaining stability
of the lumbar spine by sharing load in compression and
extension, and protecting the disc from excessive shear
and rotational forces [1, 13, 24]. Determined by their spa-
tial orientation, they also guide motion between two adja-
cent vertebrae. Their oblique orientation in the lumbar
spine allows flexion, extension, and lateral bending, but
only a small amount of axial rotation [27].
It has been shown that in patients with DS, the facet
joints are significantly more sagittally oriented, thus al-
lowing the superior vertebra to glide anteriorly. Individu-
als with sagittally oriented facet joints have therefore been
regarded as candidates for DS [23]. However, it is
clear whether this more pronounced sagittal orientatio
the facet joint represents a pre-existing morphology
whether it has to be considered a result of secondary re
modeling.
Facet joint asymmetry (tropism) has been claime
be related to disc herniation and degenerative disc dise
due to rotational instability of the spinal segment
20]. Whether facet joint tropism plays a role in the deve
opment of DS, however, has not been investigated.
The present study analyzed facet joint orientation
the transverse plane in patients with DS and comp
this to patients with no evidence of ventrolisthesis from
three different age groups. The working hypothesis
that if the more sagittal orientation in DS was a pre-exi
ing anatomical feature, it then should be possible to ide
tify a younger patient group being “at risk” for the deve
opment of DS later in life. The incidence of facet joint t
pism in the different groups was also investigated.
Abstract This study analyzed trans-
verse facet joint angulations at the
three lower lumbar levels in 132 pa-
tients assigned to one of four groups.
Group A comprised 23 patients with
degenerative spondylolisthesis (DS)
at the level L4-5, group B comprised
40 patients above the age of 50 years,
group C comprised 38 patients aged
between 35 and 50 years, and group
D comprised 31 patients under the
age of 35 years. Groups B, C, and D
had no evidence of DS. Measure-
ments were taken from hard copies
of axial MR or CT images. The
transverse plane of facet joints was
more sagittally oriented in group A
than in any other group. This differ-
ence was highly significant at the
L4-5 level. The incidence of more
sagittally oriented L4-5 facet joints
was also significantly higher only in
group A. The incidence of facet joint
tropism, however, was not different
in group A. These results support the
view that the pronounced sagittal
alignment of facet joints in patients
with DS represents a secondary re-
modeling rather than a pre-existing
morphology. Facet joint asymmetry
does not seem to play a major role in
the development of DS.
Key words Lumbar spine · Facet
joint · Remodeling · Degeneration ·
Ventrolisthesis
ORIGINAL ARTICLE
Eur Spine J (1998) 7: 376–380
© Springer-Verlag 1998
U. Berlemann
D. J. Jeszenszky
D. W. Bühler
J. Harms
Facet joint remodeling
in degenerative spondylolisthesis:
an investigation of joint orientation
and tropism
Received: 12 January 1998
Revised: 6 June 1998
Accepted: 16 June 1998
U. Berlemann (Y)
Department of Orthopaedic Surgery,
Inselspital, University of Bern,
Freiburgstrasse,
CH-3010 Bern, Switzerland
Tel.: +41-31-632 2222,
Fax: +41-31-632 3600
D. J. Jeszenszky · J. Harms
Department of Orthopaedic
and Trauma Surgery,
Center for Spinal Surgery,
Karlsbad-Langensteinbach, Germany
D. W. Bühler
M. E. Müller Institute for Biomechanics,
University of Bern, Switzerland