Ester Synthesis From
Trimethylammonium Alcohols in Dry
Organic Media Catalyzed by Immobilized
Candida antarctica Lipase B
Pedro Lozano, Mirta Daz,* Teresa de Diego, Jose ´ L. Iborra
Departamento de Bioquı ´mica y Biologı ´a Molecular B e Inmunologı´a,
Facultad de Quı´mica, Universidad de Murcia, P.O. Box 4021, E-30100
Murcia, Espan ˜ a; telephone: 34-968-36-7398; fax: 34-968-36-4148;
e-mail: jliborra@um.es
Received 16 May 2002; accepted 8 October 2002
DOI: 10.1002/bit.10580
Abstract: Twenty-one different organic solvents were as-
sayed as possible reaction media for the synthesis of
butyryl esters from trimethylammonium alcohols in dry
conditions catalyzed by immobilized Candida antarctica
lipase B. The reactions were carried out following a
transesterification kinetic approach, using choline and L-
carnitine as primary and secondary trimethylammonium
alcohols, respectively, and vinyl butyrate as acyl donor.
The synthetic activity of the enzyme was strictly depen-
dent on the water content, the position of the hydroxyl
group in the trimethylammonium molecule, and the Log
P parameter of the assayed solvent. Anhydrous condi-
tions and a high excess of vinyl butyrate over L-carnitine
were necessary to synthesize butyryl-L-carnitine. The
synthetic reaction rates of butyryl choline were practi-
cally 100-fold those of butyryl-L-carnitine with all the as-
sayed solvents. In both cases, the synthetic activity of the
enzyme was dependent on the hydrophobicity of the sol-
vent, with the optimal reaction media showing a Log P
parameter of between −0.5 and 0.5. In all cases, 2-meth-
yl-2-propanol and 2-methyl-2-butanol were shown to be
the best solvents for both their high synthetic activity and
negligible loss of enzyme activity after 6 days. © 2003
Wiley Periodicals, Inc. Biotechnol Bioeng 82: 352–358, 2003.
Keywords: lipase; trimethylammonium ester; butyryl-L-
carnitine; butyryl choline; ester synthesis
INTRODUCTION
The technological usefulness of enzymes can be greatly
enhanced if they are used in organic media rather than in
their natural aqueous reaction media. In this way, enzymes
in nonconventional media may exhibit new catalytic prop-
erties, such as synthetic activity (by hydrolytic enzymes),
stereo- and regioselectivity for substrates, and enhanced sta-
bility (Klibanov, 2001). Among enzymes, lipases have been
used successfully as a catalyst for the synthesis of esters,
both on a small scale and on an industrial scale (Balc ˜o et al.,
1996; Jaeger and Reetz, 1998). Recently, research has been
focusing on amphiphilic molecules, for example, fatty acid
sugar esters (Arcos et al., 1998) and dihydroxyacetone fatty
acid esters (Virto et al., 2000) for use as nonionic surfac-
tants, esters of -hydroxyacids as humectants (Torres and
Otero, 1999; Torres et al., 1999), and phospholipids (Virto
et al., 1999; Virto and Adlercreutz, 2000) for their important
food and pharmaceutical applications. Lipase-catalyzed
synthesis of these compounds requires nearly anhydrous
conditions and the use of nonpolar solvents as reaction me-
dia to avoid the stripping of essential water molecules from
the enzyme structure. However, polar acyl-acceptors exhibit
limited solubility in common “enzyme-friendly” organic
solvents (e.g., hexane). Several strategies have been used to
overcome this problem, including the complexation of polar
substrates (Castillo et al., 1994), the adsorption of polar
substrates on inert silica-gel (Castillo et al., 1997), as well as
the use of hydrophilic solvents and/or free-solvent systems
containing partially soluble polar substrates (Ljunger et al.,
1994). The use of polar solvents or free-solvent systems
combined with an efficient removal of water from the media
has proved to be an adequate strategy for enzymatic ester
synthesis (Torres et al., 1999; Virto et al., 1999). Both direct
esterification and transesterification approaches have been
assayed in the lipase-catalyzed synthesis of amphiphilic es-
ters. Among the numerous acyl-donors employed during
transesterification, vinyl esters are the most popular, be-
cause the vinyl alcohol formed during the process tautomer-
izes to low-boiling-point acetaldehyde, thus shifting the
equilibrium toward ester formation (Virto and Adlercreutz,
2000).
Choline and L-carnitine [R-(-)-3-hydroxy-4-N,N,N-tri-
methylaminobutyrate] are ubiquitous trimethylammonium
alcohols, which play different roles in living cells. In addi-
tion to the classical functions of these alcohols, many phar-
macological applications have been described for their
Correspondence to: J. L. Iborra
*Permanent address: Departamento de Quı ´mica. Facultad de Ciencias
Exactas, Universidad Nacional de Salta, Salta, Repu ´blica Argentina
Contract grant sponsor: CICYT
Contract grant number: BIO99-0492-C02-01
© 2003 Wiley Periodicals, Inc.