Copyright © 2006 John Wiley & Sons, Ltd.
Gamma Stochastic Volatility Models
BOVAS ABRAHAM,
1
* N. BALAKRISHNA
2
AND
RANJINI SIVAKUMAR
1
1
University of Waterloo, Canada
2
Cochin University of Science and Technology, India
ABSTRACT
This paper presents gamma stochastic volatility models and investigates its dis-
tributional and time series properties. The parameter estimators obtained by the
method of moments are shown analytically to be consistent and asymptotically
normal. The simulation results indicate that the estimators behave well. The in-
sample analysis shows that return models with gamma autoregressive stochas-
tic volatility processes capture the leptokurtic nature of return distributions and
the slowly decaying autocorrelation functions of squared stock index returns
for the USA and UK. In comparison with GARCH and EGARCH models, the
gamma autoregressive model picks up the persistence in volatility for the US
and UK index returns but not the volatility persistence for the Canadian and
Japanese index returns. The out-of-sample analysis indicates that the gamma
autoregressive model has a superior volatility forecasting performance com-
pared to GARCH and EGARCH models. Copyright © 2006 John Wiley &
Sons, Ltd.
key words stochastic volatility; GARCH; gamma sequences; moment
estimation; financial time series
INTRODUCTION
Studies on financial time series reveal that changes in volatility (variance) over time occur for all
classes of assets such as stocks, currency and commodities. Time series studies also indicate that the
sequence of returns {y
t
} on some financial assets such as stocks often exhibit time-dependent vari-
ances and excess kurtosis in the marginal distributions. In such cases, forecasts of asset–return vari-
ance are central for financial applications such as portfolio optimization and valuation of financial
derivatives. Time series models, called volatility models in the literature, have been employed to
capture these salient features. As quoted by Shephard (1996), volatility models provide an excellent
testing ground for the development of new non-linear and non-Gaussian time series techniques.
In a broader sense, there are two kinds of models for time-dependent variances. They are obser-
vation-driven and parameter-driven models. An example of the former is the autoregressive condi-
tional heteroskedastic (ARCH) model introduced by Engle (1982). In this model, the variance of the
Journal of Forecasting
J. Forecast. 25, 153–171 (2006)
Published online in Wiley InterScience
(www.interscience.wiley.com) DOI: 10.1002/for.982
*Correspondence to: Bovas Abraham, Department of Statistics and Actuarial Science, University of Waterloo, Waterloo,
Ont. N2L 3G1, Canada. E-mail: babraham@uwaterloo.ca