Agricultural and Forest Meteorology 166–167 (2012) 144–155
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Agricultural and Forest Meteorology
jou rn al h om epa ge: www.elsevier.com/locate/agrformet
Spatio-temporal effects of forest canopy on understory microclimate in a
long-term experiment in Switzerland
Georg von Arx
∗
, Matthias Dobbertin, Martine Rebetez
Swiss Federal Institute for Forest, Snow and Landscape Research WSL, Switzerland
a r t i c l e i n f o
Article history:
Received 2 February 2012
Received in revised form 8 June 2012
Accepted 28 July 2012
Keywords:
Air temperature
Climate change
Forest microclimate
Relative humidity
Seedling recruitment
a b s t r a c t
Forest canopy generally moderates below-canopy air temperature and relative humidity and thus creates
a specific microclimate for tree seedling growth. Climate change will alter the moderating capacity,
which may render the below-canopy conditions unsuitable for recruitment of the hitherto dominant
tree species. We assigned long-term meteorological data (1997–2010) recorded inside and outside of 14
different forest ecosystems in Switzerland to three forest types (broadleaved, non-pine conifer, pine), two
altitudinal levels (low, high), the four seasons and general weather situations (normal, hot/dry, cold/wet)
to compare moderating capacity of each of these classifiers. Our results confirmed a general moderating
effect of canopy on below-canopy microclimate with a decrease of daily maximum air temperature of
up to 5.1
◦
C (overall average: 1.8
◦
C) and an increase of daily minimum relative humidity of up to 12.4%
(overall average: 5.1%) in the long-term average, respectively. Broadleaved and non-pine conifer forests
moderated daytime microclimate about twice as much as pine forests, while at nighttime considerably
less cooling down and even negative effects on levels of relative humidity compared to the open area were
recorded at the pine forest sites. Moderating capacity was stronger at low altitude than at high altitude.
It was strongest during the growing season, particularly in summer, and depended in a complex way on
the general weather situation. Deviations from the general seasonal and weather condition patterns most
likely occurred when soil moisture pools were depleted. Despite the moderating capacity, below-canopy
microclimate did not lag behind open area microclimate. Based on our results we conclude that natural
recruitment in pine forests and high-altitude forests may respond most sensitively to climate change.
© 2012 Elsevier B.V. All rights reserved.
1. Introduction
Forest canopy creates a specific understory microclimate that
differs from the surrounding local climate. This alteration of local
climate is the result of a complex interplay of several stand char-
acteristics and physiographic settings. Regardless of complexity,
most studies about forest microclimate found a general moderating
effect of forest canopy on common meteorological parameters (e.g.,
Grimmond et al., 2000; Mitscherlich, 1981; Renaud et al., 2011).
Tree seedlings, which constitute the most vulnerable life stage
within the life cycle of a tree (Niinemets, 2010), are adapted to and
depend on the specific microclimatic conditions created by forest
Abbreviations: T, air temperature; T
mean-d
, daytime mean air temperature; Tmean-n,
nighttime mean air temperature; Tmax, daily maximum air temperature; T
min
, daily
minimum air temperature; RH, relative humidity; RH
mean-d
, daytime mean rela-
tive humidity; RHmean-n, nighttime mean relative humidity; RHmax, daily maximum
relative humidity; RH
min
, daily minimum relative humidity.
∗
Corresponding author at: Swiss Federal Institute for Forest, Snow and Landscape
Research WSL, Zuercherstrasse 1, 8903 Birmensdorf, Switzerland.
Tel.: +41 44 7392 316; fax: +41 44 7392 215.
E-mail address: georg.vonarx@wsl.ch (G. von Arx).
canopy (Bertrand et al., 2011; Jemison, 1934). Increasing global
temperature and frequency of extreme weather events will affect
below-canopy microclimate with the potential to shape future
structures of forest ecosystems, particularly where natural regen-
eration is common practice (Bertrand et al., 2011; Cunningham
et al., 2006; Dulamsuren et al., 2009; Hunziker and Brang, 2005;
Kharuk et al., 2009; Raymond et al., 2006). Forest ecosystems with
different characteristics may show different sensitivities to these
changes (Lindner et al., 2010). Quantitative data about spatio-
temporal relationships between below-canopy microclimate and
local open-area climate based on long time frames and a range
of different forest ecosystems is scarce, yet important to improve
models, optimize forest management, and, ultimately, secure
future economical and ecological functioning of forest ecosystem.
The influence of forest canopy on understory microclimate is
directly and indirectly related to the presence of canopy and stems.
Branches, leaves and needles reflect and absorb part of the solar
radiation during the day, allowing less energy to reach the ground
below the canopy (Geiger et al., 2009). The degree of absorption
is largely determined by stand structure and species composition
(Geiger et al., 2009; Hunziker and Brang, 2005; Mitscherlich, 1981;
Renaud et al., 2011). During the night, infrared heat released from
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http://dx.doi.org/10.1016/j.agrformet.2012.07.018