Genetic Variation in Serotonin Transporter Alters
Resting Brain Function in Healthy Individuals
Hengyi Rao, Seth J. Gillihan, Jiongjiong Wang, Marc Korczykowski, Geena Mary V. Sankoorikal,
Kristin A. Kaercher, Edward S. Brodkin, John A. Detre, and Martha J. Farah
Background: Perfusion functional magnetic resonance imaging (fMRI) was used to investigate the effect of genetic variation of the human
serotonin transporter (5-HTT) gene (5-HTTLPR, SLC6A4) on resting brain function of healthy individuals.
Methods: Twenty-six healthy subjects, half homozygous for the 5-HTTLPR short allele (s/s group) and half homozygous for the long allele
(l/l group), underwent perfusion functional and structural magnetic resonance imaging during a resting state. The two genotype groups had
no psychiatric illness and were similar in age, gender, and personality scores.
Results: Compared with the l/l group, the s/s group showed significantly increased resting cerebral blood flow (CBF) in the amygdala and
decreased CBF in the ventromedial prefrontal cortex. The effect of functional modulation in these regions by 5-HTTLPR genotype cannot be
accounted for by variations in brain anatomy, personality, or self-reported mood.
Conclusions: The 5-HTTLPR genotype alters resting brain function in emotion-related regions in healthy individuals, including the
amygdala and ventromedial prefrontal cortex. Such alterations suggest a broad role of the 5-HTT gene in brain function that may be
associated with the genetic susceptibility for mood disorders such as depression.
Key Words: Amygdala, ASL perfusion fMRI, cerebral blood flow,
depression, ventromedial orbitofrontal cortex
R
ecent advances in integrating noninvasive functional neu-
roimaging with genetics have enabled investigators to
explore the associations between specific genes and the
neural pathways that mediate individual differences in both
normal and abnormal human behaviors, particularly those re-
lated to negative affect (for a review, see Hariri et al. 2006; Hariri
and Holmes 2006; Hariri and Weinberger 2003; Wurtman 2005).
Previous studies (Ansorge et al. 2004; Graspar et al. 2003; Lesch
et al. 1996; Lotrich and Pollock 2004) have demonstrated the
critical role of the serotonin neurotransmitter system in the
development of emotional circuitry and the onset of mood
disorders. Specifically, a polymorphism in the human serotonin
transporter (5-HTT) gene (5-HTTLPR or SLC6A4) associated with
5-HTT protein expression and function has been shown to
modulate the influence of stressful life events on depression
(Caspi et al. 2003; Kendler et al. 2005) and the responses of the
amygdala to negative stimuli. Evidence from several independent
groups (Bertolino et al. 2005; Canli et al. 2005; Furmark et al.
2004; Hariri et al. 2002, 2005; Heinz et al. 2005) utilizing blood
oxygenation level-dependent (BOLD) functional magnetic reso-
nance imaging (fMRI) consistently indicates increased activation
in the amygdala in response to negative stimuli in healthy
individuals who carry the short allele (s) versus healthy individ-
uals carrying the homozygous long alleles (l). Such reactivity to
negatively valenced stimuli is an important aspect of psycholog-
ical and neural function, one that BOLD fMRI is well suited to
measure.
However, whether and how the 5-HTTLPR genotype affects
the brain’s ongoing activity between the occurrences of negative
external stimuli, arguably comprising the majority of its function-
ing, is still unknown. The present study therefore was designed
to investigate the possibility of genetically driven differences in
brain function during a resting baseline condition as a function of
serotonin transporter genotype. Such information may be critical
in interpreting the different manifestations of BOLD responses to
aversive stimuli in long and short allele carrier groups. For
example, Canli et al. (2005) have shown that apparent genotypic
differences in response to negatively valenced pictures may
actually result from different responses to the affectively neutral
pictures of the baseline condition. Valid and reliable inferences
of resting amygdala activity cannot be derived from BOLD fMRI
studies per se, as BOLD fMRI measures only relative changes in
neural activity. For this reason, we used arterial spin labeled
(ASL) perfusion fMRI to measure resting brain function in two
homozygous (s/s and l/l) groups. Using magnetically labeled
arterial blood water as an endogenous tracer (Detre et al. 1992),
ASL perfusion fMRI has been reported to provide reliable quan-
tification of absolute cerebral blood flow (CBF) (in milliliters of
blood per 100 g of tissue per minute), excellent reproducibility
over long time periods, and reduced across-subject variability
(Aguirre et al. 2002; Parkes et al. 2004; Wang et al. 2003). These
features suggest that ASL perfusion fMRI provides a sensitive
technique for reliable visualization of brain function during the
resting state as well as during task performance.
The regions of interests (ROIs) in the present study include
the amygdala and ventromedial prefrontal cortex (VMPFC).
There is considerable evidence showing 5-HTTLPR genotype
effects on both amygdala structure and function (for a review,
see Hariri et al. 2006; Hariri and Holmes 2006; Hariri and
Weinberger 2003). Abnormally elevated resting amygdala blood
flow and metabolism in depressed patients relative to control
subjects have been consistently reported, and increased resting
From the Center for Functional Neuroimaging (HR, JW, MK, JAD), Depart-
ment of Neurology and Radiology, and Center for Cognitive Neuro-
science (SJG, JAD, MJF), University of Pennsylvania, Philadelphia, Penn-
sylvania; Center for Neurobiology and Behavior (GMVS, KAK, ESB),
Department of Psychiatry, University of Pennsylvania School of Medi-
cine, Philadelphia, Pennsylvania; and Center for Functional Brain Imag-
ing (HR), Department of Psychology, Sun Yat-Sen University, Guang-
zhou, China.
Address reprint requests to Hengyi Rao, Ph.D., Department of Neurology,
University of Pennsylvania, 3W Gates, 3400 Spruce Street, Philadelphia,
PA 19104; E-mail: hengyi@mail.med.upenn.edu.
Received July 20, 2006; revised November 21, 2006; accepted November 22,
2006.
BIOL PSYCHIATRY 2007;62:600 – 606 0006-3223/07/$32.00
doi:10.1016/j.biopsych.2006.11.028 © 2007 Society of Biological Psychiatry