Sex differences in behavioral outcome following neonatal hypoxia
ischemia: Insights from a clinical meta-analysis and a rodent model of
induced hypoxic ischemic brain injury
Amanda L. Smith
a,
⁎, Michelle Alexander
a
, Ted S. Rosenkrantz
b
, Mona Lisa Sadek
a
, R. Holly Fitch
a
a
Department of Psychology, Behavioral Neuroscience Division, University of Connecticut, Storrs, CT 06269, USA
b
Department of Pediatrics, University of Connecticut School of Medicine, Farmington, CT 06030, USA
abstract article info
Article history:
Received 26 September 2013
Revised 1 January 2014
Accepted 2 January 2014
Available online 13 January 2014
Keywords:
Hypoxia ischemia
Sex differences
Prematurity
Memory
Rapid auditory processing
Visual attention
Rodent model
Hypoxia ischemia (HI; reduced oxygen and/or blood flow to the brain) is one of the most common injuries
among preterm infants and term infants with birth complications. Both populations show cognitive/behavioral
deficits, including impairments in sensory, learning/memory, and attention domains. Clinical data suggests a
sex difference in HI outcomes, with males exhibiting more severe cognitive/behavioral deficits relative to
matched females. Our laboratory has also reported more severe behavioral deficits among male rats with induced
HI relative to females with comparable injury (Hill et al., 2011a,b). The current study initially examined published
clinical studies from the past 20 years where long-term IQ outcome scores for matched groups of male and fe-
male premature infants were reported separately (IQ being the most common outcome measure). A meta-
analysis revealed a female “advantage,” as indicated by significantly better scores on performance and full
scale IQ (but not verbal IQ) for premature females. We then utilized a rodent model of neonatal HI injury to assess
sham and postnatal day 7 (P7) HI male and female rats on a battery of behavioral tasks. Results showed expected
deficits in HI male rats, but also showed task-dependent sex differences, with HI males having significantly larger
deficits than HI females on some tasks but equivalent deficits on other tasks. In contrast to behavioral results, post
mortem neuropathology associated with HI was comparable across sex. These findings suggest: 1) neonatal fe-
male “protection” in some behavioral domains, as indexed by superior outcome following early injury relative
to males; and 2) female protection may entail sex-specific plasticity or compensation, rather than a reduc-
tion in gross neuropathology. Further exploration of the mechanisms underlying this sex effect could aid in
neuroprotection efforts for at-risk neonates in general, and males in particular. Moreover, our current re-
port of comparable anatomical damage coupled with differences in cognitive outcomes (by sex) provides
a framework for future studies to examine neural mechanisms underlying sex differences in cognition
and behavior in general.
© 2014 Published by Elsevier Inc.
Introduction
Approximately 12–14% of US births are premature (b 37 weeks ges-
tational age (GA)) or very low birth-weight (VLBW, b 1500 g; Kochanek
et al., 2012). Within this infant population, hypoxia-ischemia (HI; de-
creased blood and/or oxygen to the brain) is a major cause of brain dam-
age and associated adverse outcomes (Barrett et al., 2007; Fatemi et al.,
2009). The fragility/immaturity of the premature neurovascular system
can lead to HI, for example blood pressure fluctuations that rupture cap-
illaries and cause intraventricular (IVH) or periventricular (PVH) hem-
orrhage (du Plessis and Volpe 2002; Volpe, 2001). These bleeds
typically occur in the subependymal germinal matrix, with necrosis and
prolonged apoptosis of ventricular zone cells (e.g., glial precursors; du
Plessis and Volpe 2002; Volpe, 2001). Reperfusion failure (i.e., capillary
collapse) is another common preterm injury, with resulting ischemia
often leading to periventricular leukomalacia (PVL; white matter tissue
loss around the ventricles; Back et al., 2012; Perlman, 1998). Preterm HI
can also follow chronic lung dysfunction (Barrett et al., 2007; Krageloh-
Mann et al., 1999; Peterson, 2003).
Though less common, HI can also occur in term infants (2–4/1000
full-term births (.2–.4%)), with hypoxic/anoxic injury caused by labor
complications, cord compression, placental abnormalities, or prolonged
labor (Barrett et al., 2007; Fatemi et al., 2009; Vannucci and Hagberg,
2004; Vannucci and Vannucci, 2005). Neural injury following term HI
typically includes diffuse tissue loss (particularly in gray matter;
Fatemi et al., 2009; McLean and Ferriero, 2004), as well as altered
Experimental Neurology 254 (2014) 54–67
⁎ Corresponding author at: Dept. of Psychology, Behavioral Neuroscience, University of
Connecticut, 406 Babbidge Rd. Unit 1020, Storrs, CT 06269, USA.
E-mail address: amanda.l.smith@uconn.edu (A.L. Smith).
0014-4886/$ – see front matter © 2014 Published by Elsevier Inc.
http://dx.doi.org/10.1016/j.expneurol.2014.01.003
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