88 Letters in Organic Chemistry, 2011, 8, 88-94
1570-1786/11 $58.00+.00 © 2011 Bentham Science Publishers Ltd.
Theoretical Analysis of Substituted Diels - Alder Reagents to Determine
the Polar or Non Polar Character of the Reaction
Patricia Pérez* and Eduardo Chamorro
Universidad Andres Bello, Departamento de Ciencias Químicas, Facultad de Ecología y Recursos Naturales,
Laboratorio de Química Teórica, Av. República 275, 8370146 Santiago, Chile
Received April 26, 2010: Revised October 27, 2010: Accepted November 19, 2010
Abstract: The non-polar character of Diels–Alder (DA) reactions using 1- and 2-substituted butadienes and ethylene is
discussed. Linear correlations between variations in the energy barrier and the electrophilicity index have been obtained.
The charge transfer (CT) process in the cycloaddition reactions depends on the substitution pattern on almost all ethylene
reagents. The current work stresses that a polar DA reaction will occur when only the ethylene is substituted by electron-
withdrawing (EW) groups increasing its electrophilicity or when both DA reagents are being activated by EW and
electron-releasing (ER) groups, enhancing their electrophilic and nucleophilic nature.
Keywords: Polar Diels-Alder reactions, non polar Diels-Alder reactions, substituted butadienes and ethylenes, electrophilicity,
nucleophilicity.
1. INTRODUCTION
One of the most important and powerful reactions of the
synthetic organic chemistry is the Diels–Alder (DA) reaction
[1, 2]. By varying the electronic nature of the diene and
dienophile, many different types of carbocyclic structures
can be built up. However, not all possibilities occur easily.
For instance, the DA reaction between butadiene and
ethylene must be forced to take place: after 17 hours at
165C and 900 atmospheres, it gives a 78% yield [3].
Nevertheless, the presence of electron-withdrawing (EW)
groups in the dienophile and electron-releasing (ER) groups
in the diene or vice versa can significantly accelerate the
process [4]. Few years ago, Domingo et al. [5] have
introduced a simple model to define the electrophilicity for
DA reagents, based on the global electrophilicity index, ,
proposed by Parr [6]. It was the first time having diene and
dienophile species involved in DA reactions classified within
a unique electrophilicity scale [5]. When electronic
activation of the system is reached by adding EW and (or)
ER substituents on one or both reagents the reaction rate of
the cycloaddition notably increases. Thus a change in
reactivity has been proved by the difference in
electrophilicity of the diene/dienophile reaction pairs, ,
which was proposed as a measure of the polar character [5,
7]. However, in some cycloaddition reactions the polar
character cannot completely be visualized by the
values. For this reason, recently we have introduced a
relative global nucleophilicity index ( N ) [8] based on the
HOMO energies of the organic nucleophiles, which help us
to find the global nucleophilic/electrophilic interaction to
yield a polar mechanisms. Under this approximation, global
nucleophilicity and electrophilicity indices have been applied
*Address correspondence to this author at the Universidad Andres Bello,
Departamento de Ciencias Químicas, Facultad de Ecología y Recursos
Naturales, Laboratorio de Química Teórica, Av. República 275, 8370146
Santiago, Chile; Tel: 56-2-6615756; Fax: 56-2-6618269;
E-mail: p.perez@unab.cl
to a great variety of reagents for cycloaddition reactions [9-
13] including DA and 1,3-dipolar cycloaddition reactions.
In the polar model, the DA reactions are characterized by
the dominant electrophile–nucleophile interactions [5, 14]. In
these reactions, the progress of the charge transfer (CT)
throughout the cycloaddition and, therefore, their feasibility,
is well established once both, the nucleophilic and
electrophilic behaviors of the reagents involved in the
reaction have been identified by their position within the
electrophilicity scale [5]. Within this reactivity model, the
regioselectivity is rationalized by the most favorable polar
interaction between the most electrophilic center of the
electrophile and the most nucleophilic center of the
nucleophile during a two-center interaction. The local
descriptors, namely, the condensed-to-site electrophilicity
[15-17] (
k
) and nucleophilicity [18-21] ( N
k
) indices, are
probed to be relevant tools for a wide characterization of
these reactive sites in chemical species [22, 23].
Indeed, Peeters et al. [24] have showed the influence of
the diene substitution on the transition state (TSs)
stabilization in DA reactions. The authors concluded that the
electronic nature of the substituent effects can (de)stabilize
DA TSs [24] emphasizing that the reactivity of substituted
dienes in [4+2] cycloadditions on ethylene can be predicted
by the R and F electronic parameters [25].
The aim of this Letter is to get the reliability of the
electrophilicity and nucleophilicity indices to predict the
electronic character of the DA reactions using the Peeters’
systems [24] as benchmark (see Scheme 1). We want to
emphasize that the increase of the electron-rich character of
the diene (i.e. the nucleophilicity) and the increase of the
electron-deficient character of the dienophile (i.e. the
electrophilicity) or vice versa, results in an enhancement of
the CT by lowering the activation barrier, providing in fact
the conceptual basis to classify the cycloaddition reactions as
polar or non polar process [14].