The Perceived Diversity Heuristic: The Case of Pseudodiversity
Shahar Ayal
The Open University of Israel and Duke University
Dan Zakay
Tel Aviv University and Interdisciplinary Center (IDC) Herzliya
One of the normative ways to decrease the risk of a pool with uncertainty prospects is to diversify its
resources. Thus, decision makers are advised not to put all their eggs in one basket. The authors suggest
that decision makers use a perceived diversity heuristic (PDH) to evaluate the risk of a pool by intuitively
assessing the diversity of its sources. This heuristic yields biased judgments in cases of pseudodiversity,
in which the perceived diversity of a pool is enhanced, although this fact does not change the pool’s
normative values. The first 3 studies introduce 2 independent sources of pseudodiversity—
distinctiveness and multiplicity—showing that these two sources can lead to overdiversification under
conditions of gain. In another set of 3 studies, the authors examine the effect of framing on diversification
level. The results support the PDH predictions, according to which diversity seeking is obtained under
conditions of gain, whereas diversity aversion is obtained under conditions of loss.
Keywords: diversification, risk perception, heuristics, biases, framing
It is the part of a wise man to keep himself today for tomorrow, and
not venture all his eggs in one basket.
—Sancho Panza in Miguel de Cervantes, Don Quixote
Decision makers often have to evaluate and choose among pools
of uncertain outcomes. For instance, people have to decide how
many funds and what kind should be combined in their portfolio
pool. Similar considerations apply to a choice among four different
medical insurance plans that involve differential costs and benefits.
In both examples, decision makers must compare distributions of
prospective outcomes that can be represented by two measures: the
expected value and the variance.
According to theories of traditional economics, the expected
value of each pool represents its utility, and the variance of each
pool represents its associated risk. When the variance increases,
the degree of risk increases as well (Baron, 1978). One of the
normative ways to reduce this risk is to diversify the sources of
investment. For example, according to portfolio theory (Coombs,
1975; Markowitz, 1952), risk can be reduced by combining dif-
ferent stocks (e.g., technology, oil, and health care) in the same
portfolio, such that poor performance in one field will be offset by
better performance in others. Thus, as Cervantes and conventional
wisdom have pointed out, a wise decision maker is advised to not
put all his or her eggs in one basket but to distribute them in
several baskets instead.
To determine whether people understand this idea intuitively,
one must examine how people evaluate the risk involved in their
decision. It appears that people exhibit a reasonable intuitive
ability to identify fluctuations in the variance of stimuli (Kareev,
Arnon, & Horwitz-Zeliger, 2002; March, 1996; Peterson & Beach,
1967; Pollard, 1984). Weber, Shafir, and Blais (2004) reported that
the best predictor of the decision among pools of uncertain pros-
pects was the coefficient of variation; that is, the ratio between the
standard deviation and the expected value of the pool. According
to this measure, the investment is better when this ratio is lower
(Baron, 1978).
However, the attempt to reduce risk by increasing diversity
among several sources leads to biases. A variety of studies have
shown a strong tendency toward naı ¨ve diversification under con-
ditions of gains. This tendency has been labeled the variety seeking
behavior (McAlister & Pessemier, 1982; McAlister & Pessemier,
1982; Simonson, 1990), the diversification bias (Read & Loewen-
stein, 1995), and the irrational diversification (Rubinstein, 2002).
Benartzi and Thaler (2001) specifically examined how individuals
deal with the complex problem of the selection of a portfolio for
their retirement accounts. The results of this study demonstrated
that most investors follow the 1/n strategy: they divide their
contributions evenly over the funds available in the plan (see also
Hedesstrom, Svedsater, & Garling, 2006; Langer & Fox, 2005).
The aim of the present work is to propose and test a general
theoretical framework for the conceptualization of the effect of
perceived diversity on judgments and choice. Our basic assump-
tion is that decision makers intuitively understand the portfolio
theory logic described above and develop a rule of thumb with
which to evaluate the risk of a pool by assessing the diversity of its
sources. We label this intuitive strategy the perceived diversity
heuristic (PDH), according to which the higher the perceived
diversity, the lower the risk. Similar to other heuristics (Gilovich,
Griffin, & Kahneman, 2002; Tversky & Kahneman, 1974), this
proposed heuristic is useful and adaptive in certain situations, but
leads to biases in other situations.
Shahar Ayal, Department of Education and Psychology, The Open
University of Israel, Raanana, Israel, and Fuqua School of Business, Duke
University; Dan Zakay, Department of Psychology, Tel Aviv University,
Tel Aviv, Israel, and Interdisciplinary Center (IDC) Herzliya, Herzliya,
Israel.
This research was primarily conducted at the psychology lab of The
Open University of Israel while Shahar Ayal was employed there. We
thank The Open University for its financial support.
Correspondence concerning this article should be addressed to Shahar
Ayal, Fuqua School of Business, Duke University, 1 Towerview Drive,
Durham 27708, NC. E-mail: s.ayal@duke.edu
Journal of Personality and Social Psychology © 2009 American Psychological Association
2009, Vol. 96, No. 3, 559 –573 0022-3514/09/$12.00 DOI: 10.1037/a0013906
559