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The Novel Object Recognition Test in Rodents in Relation to Cognitive Impairment
in Schizophrenia
Lakshmi Rajagopal
1
, Bill W Massey
1
, Mei Huang
1
, Yoshihiro Oyamada
1,2
and Herbert Y. Meltzer
1*
1
Dept of Psychiatry and Behavioral Sciences, Northwestern Feinberg School of Medicine Chicago, Il 60611;
2
Dainippon Sumitomo
Pharma Co., Ltd., Osaka 564-0053, Japan
Abstract: Novel object recognition (NOR) in rodents is analogous in some ways to human declarative (episodic) memory, one of the
seven cognitive domains which are abnormal in schizophrenia. Cognitive impairment in schizophrenia (CIS) accounts for the largest pro-
portion of the poor functional outcomes in this complex syndrome, with psychosis and negative symptoms accounting for much of the
rest. Current atypical antipsychotic drugs (APDs) e.g. amisulpride, aripiprazole, clozapine, lurasidone, olanzapine and risperidone, and
typical APDs as well, significantly improve some, but not all aspects of CIS, including declarative memory, but not in all patients, and
rarely restore normal function. Thus, finding new ways to prevent or treat CIS is a major goal of current schizophrenia research, with
animal models as an essential tool. NOR in rodents is valuable in this regard because of its relationship to declarative memory, the exten-
sive knowledge of its underlying circuitry, and the ease and reliability of assessment. Sub-chronic administration of an N-methyl-D-
aspartate receptor (NMDAR) non-competitive antagonist, e.g. phencyclidine (PCP), dizocilpine (MK-801) or ketamine, is a favored
means to study NOR as a model of CIS, because it produces deficient glutamatergic and GABAergic function, both of which have been
implicated in the development of CIS. Transgenic mice and anti-cholinergic-induced deficits in NOR have received less attention. We re-
view here NOR studies in rodents that bear upon CIS, including the evidence that atypical, but not typical APDs, as well as specific
ligands, e.g. 5-HT1A partial agonists, 5-HT7 antagonists, D1 agonists, among others, can restore NOR following sub-chronic NMDAR an-
tagonist treatment, and can also prevent the impairment in NOR produced by sub-chronic NMDAR antagonists. We discuss how well
these findings translate to the bedside.
Keywords: NOR, PCP, schizophrenia, cognition, declarative memory, 5-HT1A, 5-HT7, lurasidone.
INTRODUCTION
Schizophrenia is a syndrome with three key features: cognitive
impairment, positive symptoms (delusions of various types, e.g.
auditory, visual, and tactile), and negative symptoms (anhedonia,
anergia, avolition, and affective flattening). These are independent
dimensions which show little correlation with one another in sever-
ity, course, and, not surprisingly, response to treatment with antip-
sychotic drugs (APDs). As reviewed elsewhere [1], the serendipi-
tous discovery of the antipsychotic effects of chlorpromazine (CPZ)
in 1952 was followed shortly thereafter by the discovery that its
ability to relieve delusions and hallucinations in many, but not all,
patients with recent onset or chronic schizophrenia, was related to
blockade of dopamine (DA) D
2
receptors(R) in the meso-limbic
cortical system. Increasing the availability of DA following am-
phetamine administration to rodents increases locomotor activity
which was prevented by CPZ, due to D
2
receptor blockade. This
animal model, along with the blockade of the conditioned avoid-
ance response, enabled the synthesis and development of a group of
drugs which proved to be effective APDs, but also caused catalepsy
in rodents and extrapyramidal side effects (EPS) in man. This group
of drugs is best described as typical APDs, based upon their typical
profile of combined antipsychotic action and motor impairment.
These drugs minimally improve the cognitive impairment of
schizophrenia (CIS) [2]. The limited effectiveness of these agents to
treat the entire schizophrenia syndrome was not fully appreciated
for several decades, until three developments occurred: 1) intensive
study of clozapine, the first atypical APD (antipsychotics which do
not produce significant catalepsy or EPS at doses effective to treat
psychosis in man), showed it to be more effective than typical
APDs to treat positive symptoms in refractory schizophrenia
*Address correspondence to this author at the Psychiatry and Behavioral
Science, Northwestern University, Feinberg School of Medicine, 303E
Chicago Ave, Ward Building 12-014, Chicago, IL 60611; Tel: 312-503-
0309; Fax: 312-503-0348; E-mail: h-meltzer@northwestern.edu
patients [3]; 2) the demonstration that clozapine improved some
domains of cognition, including declarative memory, but the effect
size was small to moderate on average, with only some patients
having a robust response [4]; and 3) CIS was shown to be the major
reason for poor outcome in schizophrenia [5].
The results of the Hagger et al. [4] study with clozapine have
been replicated and extended to a variety of atypical APDs [2, 6]
but the overall effect is weak to moderate on average, although
large in some individuals. It is disputed whether the atypical APDs
are more effective than typical APDs [7, 8]. The limited efficacy of
the atypical APDs to improve cognition resulted in a major initia-
tive, MATRICS, to identify more effective drugs for some or all
domains of CIS [9]. Although there is evidence for a generalized
cognitive factor which underlies CIS [10], development of treat-
ments for a general cognitive factor underlying CIS could be more
difficult than targeting one or more domains of CIS, because dispa-
rate factors are likely to be responsible for different components of
CIS. Furthermore, in a heterogeneous disorder such as schizophre-
nia, there are very likely to be different etiologic factors producing
the same phenotype. As an example, treatments for working mem-
ory may require, for some patients, stimulation of cortical DA D
1
receptors by enhancing the release of cortical DA. This might lead
to overstimulation of D
1
or other types of DA receptors in other
brain regions [4, 11].
NOVEL OBJECT RECOGNITION
This review will discuss the contribution of research utilizing
novel object recognition (NOR) in rodents to the effort to develop
more effective treatments for CIS. NOR has been a favorite target
for research to develop novel treatments for CIS because: 1) it is
considered the rodent equivalent of human declarative (episodic
memory); 2) no training or expensive equipment is involved; and 3)
acute, sub-chronic, prenatal, or perinatal treatment with an N-
methyl-D-aspartate receptor (NMDAR) non-competitive antagonist,
e.g. phencyclidine (PCP), dizocilpine (MK-801), or ketamine pro-