Radiative heat transfer at the nanoscale
Emmanuel Rousseau
1‡
, Alessandro Siria
2,3‡
, Guillaume Jourdan
3
, Sebastian Volz
5†
, Fabio Comin
4
,
Joe ¨l Chevrier
2
and Jean-Jacques Greffet
1
*
Heat can be exchanged between two surfaces through emission
and absorption of thermal radiation. It has been predicted
theoretically that for distances smaller than the peak wave-
length of the blackbody spectrum, radiative heat transfer can
be increased by the contribution of evanescent waves
1–8
. This
contribution can be viewed as energy tunnelling through the
gap between the surfaces. Although these effects have
already been observed
9–14
, a detailed quantitative comparison
between theory and experiments in the nanometre regime is
still lacking. Here, we report an experimental setup that
allows measurement of conductance for gaps varying
between 30 nm and 2.5 mm. Our measurements pave the way
for the design of submicrometre nanoscale heaters that could
be used for heat-assisted magnetic recording or heat-
assisted lithography.
In the late 1960s, an anomalous radiative heat transfer between flat
metallic surfaces was reported by Domoto at cryogenic temperatures
15
and by Hargreaves at room temperature
9
. In both cases, an increase of
the flux was measured for separation gaps in the micrometre range. A
theoretical explanation was given by Polder and Van Hove
1
in the fra-
mework of stochastic electrodynamics introduced by Rytov
2
a few
years previously. Further theoretical studies are summarized in two
recent reviews
5,7
. The theory accounts for both quantum and thermo-
dynamic fluctuations and has been successfully applied to model
Casimir forces
16
. Although quantum fluctuations yield a force that
agrees quantitatively with theory, thermodynamic fluctuations are
difficult to observe when measuring forces
17–19
. Instead, heat transfer
is only due to thermodynamic fluctuations. The first attempt to quan-
titatively detect heat transfer for submicrometre gaps was reported by
Xu and colleagues
20
, but was inconclusive. More recently, the
Oldenburg group
10,11
has demonstrated unambiguously a heat transfer
that increases as the distance decreases in the submicrometre range.
They studied heat transfer between a gold-coated scanning tunnelling
microscope and a plate of gold or GaN. Unfortunately, the geometry of
the experiment was too complex to allow a quantitative comparison
with theory. It was predicted that heat transfer between dielectric
surfaces is more efficient because of surface-phonon polariton contri-
butions
21
. The first measurements between two dielectric materials
were reported by the MIT group
13,14
. They measured heat transfer
between a sphere and a plate, both made of silica, over a range of
30 nm and 10 mm. The comparison of these results with theoretical
calculations based either on the Derjaguin approximation
22
or on
sphere–sphere geometry
23
led these authors to the conclusion that
the Derjaguin approximation is not valid for near-field radiative
heat transfer.
To avoid parallelism difficulties in the plane–plane geometry,
we used a sphere–plane geometry, as for recent Casimir force
measurements
17–19,24
and near-field heat transfer experiments
13,14
.
The distance-dependent thermal conductance is given by
G(d,T ) ¼ w(d )/DT, where w(d ) is the thermal flux through the
gap d and DT is the temperature difference between the sphere
and the plate. The plate was heated to produce a temperature differ-
ence DT between the sphere and the plate, typically on the order of
10–20 K. Although the radiative resistance of the gap decreased
significantly in the near field, it remained much larger than all
the other thermal resistances at all distances explored (30 nm–
2.5 mm). Thus, the temperature difference across the gap could be
considered to be constant as distance varied (quantitative details
are given in the Supplementary Information). The temperatures
were measured with a type-K thermocouple. The near-field radiative
heat flux was of the order of nanowatts, so conduction through air
had to be suppressed by working in a vacuum (10
26
mbar). It was
also necessary to use a very sensitive fluxmeter. Following the pro-
cedure in ref. 13, we glued the sphere onto a bimorph cantilever
based on an atomic force microscope cantilever as proposed by
Barnes and colleagues
25,26
. Such fluxmeters can measure fluxes
variations in the order of tens of picowatts. We used commercially
available cantilevers from Veeco (length ¼ 320 mm, width ¼
22 mm, thickness ¼ 0.6 mm) made of silicon nitride (thickness
525 nm) with a gold layer (60 nm) deposited on a chromium
layer (15 nm). The cantilever bending was measured using a fibre
interferometric technique (Fig. 1). A drawback of using an optical
readout is that part of the optical beam is absorbed and introduces
a spurious flux term. It is therefore fundamental to keep it constant
during measurement. A feedback loop keeps the distance between
the cantilever and the optical fibre constant. In addition, a thermally
stabilized laser is used to reduce the absorption fluctuations by the
fluxmeter. The cantilever is perpendicular to the plane (Fig. 1) to
avoid bending due to electrostatic or Casimir forces. The displace-
ments carried out with the piezoelectric stages from Attocube
were calibrated using an interferometric method. The z-displace-
ment steps were 7 nm.
The raw data were gathered by measuring the bending d of the
cantilever in relation to the sphere–plate distance. From Barnes
and colleagues
25,26
, the bimorph deformation d is assumed pro-
portional to the flux. H is denoted as the proportionality factor.
Cantilever bending was detected using the feedback voltage
applied to the optical-fibre actuator in constant-distance mode.
The contact between the plate and the sphere defined the zero of
the z-axis. Note that for distances larger than 10 mm, the thermal
conductance tends to its far-field value G
ff
¼ 2pR
2
4s1(T )T
3
, where
R is the sphere radius, s the Stefan constant and 1(T ) ¼ 0.354 is
the silica emissivity evaluated using optical data from ref. 27.
We found G
ff
to be equal to 5.45 nW K
21
. The proportionality
1
Laboratoire Charles Fabry, Institut d Optique, CNRS, Univ Paris-sud, Campus Polytechnique, RD 128, 91127 Palaiseau, France,
2
Institut Ne ´el – CNRS and
Universite ´ Joseph Fourier, 38042 Grenoble, France,
3
CEA/LETI MINATEC/DIHS/LCMS, 17 rue des Martyrs, 38054 Grenoble cedex 9, France,
4
ESRF, 6 rue
Horowitz 38042 Grenoble Cedex, France,
5
Laboratoire EM2C-CNRS UPR 288, E
´
cole Centrale Paris, Grande voie des vignes 92295 Cha ˆtenay-Malabry
France;
†
Present address: LIMMS, UMI CNRS 2820-IIS, Center for International Research on MicroMechatronics, CIRMM, Institute of Industrial Science,
University of Tokyo, 4-6-1 Komaba, Meguro-ku, Tokyo 153-8505, Japan;
‡
These authors contributed equally to this work.
*e-mail: jean-jacques.greffet@institutoptique.fr
LETTERS
PUBLISHED ONLINE: 23 AUGUST 2009 | DOI: 10.1038/NPHOTON.2009.144
NATURE PHOTONICS | ADVANCE ONLINE PUBLICATION | www.nature.com/naturephotonics 1
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