IEEE/ASME TRANSACTIONS ON MECHATRONICS, VOL. 19, NO. 4, AUGUST 2014 1105
Tracking of Triangular Reference Signals Using LQG
Controllers for Lateral Positioning
of an AFM Scanner Stage
H. Habibullah, Student Member, IEEE, H. R. Pota, Ian R. Petersen, Fellow, IEEE,
and M. S. Rana, Student Member, IEEE
Abstract—This paper presents the design of an internal reference
model-based optimal linear quadratic Gaussian (LQG) controller
for the lateral positioning of a piezoelectric tube actuator (PTA)
used in an atomic force microscope (AFM). In this control design,
internal modeling of the reference signal and system error are con-
sidered. As a result, the steady-state tracking error is minimized.
In addition to the LQG controller, a vibration compensator is in-
corporated with the plant to suppress the vibration of the PTA at
the resonance frequency. It achieves a high closed-loop bandwidth
and significant damping of the resonant mode of the PTA, which
enables a reference triangular signal to be tracked. Comparison
of performance of the optimal LQG controller augmented with
a vibration compensator and a PI controller demonstrates that
the proposed controller shows significant improvements over the
existing AFM PI controller.
Index Terms—Atomic force microscope (AFM), linear quadratic
Gaussian controller, piezoelectric tube actuator (PTA), system
identification, vibration compensator.
I. INTRODUCTION
A
MOST commonly used tool in nanotechnology is the
piezoelectric actuator, which makes it possible to achieve
subnanometric precision motion. Nanotechnology allows the
attainment of ultrahigh precision and ultrasmall device sizes
in the nanometric range [1]. The most common transducers
in nanotechnology are piezoelectric materials (PZMs), which
enable one to generate nanometer or subnanometer precision
motion. The motion generating characteristics of PZMs are not
ideal due to various nonlinearities, e.g., hysteresis, creep, and
thermal drift. In the last two decades, there has been unprece-
dented growth in the area of nanoscience and technology [2].
The invention of the scanning tunneling microscope (STM) and
scanning probe microscopes (SPMs) such as the atomic force
microscope (AFM) has revolutionized research in various areas,
such as material science, biology, precision mechanics, optics,
Manuscript received August 2, 2012; revised December 7, 2012 and April
7, 2013; accepted May 7, 2013. Date of publication July 11, 2013; date of
current version April 25, 2014. Recommended by Technical Editor S. O. Reza
Moheimani. This work was supported by the Australian Research Council.
The authors are with the School of Engineering and Information Technology,
University of New South Wales, Canberra, A.C.T. 2600, Australia (e-mail:
h.habib@student.adfa.edu.au; h.pota@adfa.edu.au; i.petersen@adfa.edu.au;
md.rana@student.adfa.edu.au).
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/TMECH.2013.2270560
Fig. 1. Basic schematic view of an AFM.
and microelectronics [3], [4]. In spite of its reputation, the STM
has some basic limitations, e.g., it can only scan conductive
samples or those coated with conductive layers. This limitation
has been overcome with the invention of the AFM by Binnig
et al. [4]. In recent years, AFMs have been widely used to gener-
ate 3-D images of material surfaces, biological specimens, etc.,
with ultrahigh accuracy [5].
A basic schematic diagram of an AFM is shown in Fig. 1.
An AFM works in one of the three modes: contact mode
(<0.5-nm probe-surface separation), tapping mode (0.5–2-nm
probe-surface separation), and noncontact mode (0.1–10-nm
probe-surface separation) [6]. The nanometer range motions are
generated by the PZM actuation. The main features of the PZM
are that it can generate a large force in a range of temperatures,
repeats subnanometer motion without backlash, is generally free
of wear and tear, has a fast response time, requires little main-
tenance, and is normally not affected by magnetic fields.
Besides the advantages of using these actuators, there are
some challenges associated with the use of PZMs. The safe and
desired operation of these actuators is limited due to various
reasons, such as nonlinear hysteresis, which can be as large
as 10–15% in a long traversal [7] and creep, which becomes
dominant in slow experiments. Creep can also contribute to the
distortion of the generated images [8]. It also adversely affects
the vertical positioning of a sample. The first generation of
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