Venture Capitalists’
Decision to Syndicate
Sophie Manigart
Andy Lockett
Miguel Meuleman
Mike Wright
Hans Landström
Hans Bruining
Philippe Desbrières
Ulrich Hommel
Financial theory, access to deal flow, selection, and monitoring skills are used to explain
syndication in venture capital firms in six European countries. In contrast with U.S. findings,
portfolio management motives are more important for syndication than individual deal
management motives. Risk sharing, portfolio diversification, and access to larger deals are
more important than selection and monitoring of deals. This holds for later stage and for
early stage investors. Value adding is a stronger motive for syndication for early stage
investors than for later stage investors, however. Nonlead investors join syndicates for the
selection and value-adding skills of the syndicate partners.
Introduction
Venture capital (VC) firms invest in companies that have high growth potential.They
have developed various strategies to deal with this high-risk environment, one of which is
the syndication of investments (Wright & Robbie, 1998). An equity syndicate involves
two or more VC firms taking an equity stake in an investment for a joint payoff (Wilson,
1968), either in the same investment round or, more broadly defined, at different points in
time (Brander, Amit, & Antweiler, 2002).
Syndication is common in the VC industry, both in North America and in Europe. The
statistics of the European Venture Capital Association (EVCA) (2002) show that almost
30% of the value invested by European VCs and of the number of deals were syndicated
in 2001. Despite its importance in the VC sector, surprisingly little is known about the
motives for syndication. VC firms will only invest if they believe the potential return
adequately compensates for the investment risk. Why, then, do VC firms give up potential
return by not investing the whole amount needed by the portfolio company, but rather seek
another VC firm to coinvest and thereby share in the potential gains (or losses)? This
Please send to correspondence to: Sophie Manigart, e-mail: sophie.manigart@rug.ac.be at Kuiperskaai 55E,
B-9000 Ghent, Belgium.
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1042-2587
© 2006 by
Baylor University
131 March, 2006