Effects of reclining posture on velopharyngeal closing
pressure during swallowing and phonation
E. NAKAYAMA, H. TOHARA, H. HIRABA, R. SANPEI, H. WAKASA, S. OHNO,
A. KUMAKURA, K. GORA, K. ABE & K. UEDA Department of Dysphagia Rehabilitation, Nihon
University School of Dentistry, Tokyo, Japan
SUMMARY Velopharyngeal closure plays an important
role in preventing air pressure leakage during
swallowing and phonation from oropharynx to
nasopharynx. Levator veli palatini muscle activity is
influenced by oral and nasal air pressure, volume of
the swallow bolus and postural changes. However, it
is unclear how velopharyngeal closing pressure is
affected by reclining posture. The purpose of this
study was to investigate the effects of reclining
posture on velopharyngeal closing pressure during
swallowing and phonation. Nine healthy male
volunteers (age range, 27À34 years) participated in
this study. Velopharyngeal closing pressure during a
dry swallow, a 5-mL liquid swallow, a 5-mL honey-
thick liquid swallow and phonations of /P∧/ and /K∧/
were evaluated in an upright posture and at reclining
postures of 60° and 30°. A manometer catheter was
inserted transnasally onto the soft palate, and each
trial was repeated three times. A solid-state
manometer catheter with an intra-luminal
transducer was used to evaluate the amplitude and
duration of each trial, and data were statistically
analysed. Average amplitudes during dry and liquid
swallows were significantly lower in reclining
postures compared with the upright posture, but the
amplitude was not significantly different during the
thick liquid swallow. Average durations were not
affected by postural changes. The amplitudes during
phonations were lower in reclining postures, but the
differences were not significant. Velopharyngeal
closure is significantly affected by reclining posture.
This suggests that velopharyngeal closing pressure
may be adjusted according to afferent inputs, such as
reclining posture and bolus viscosity.
KEYWORDS: velopharyngeal closure, reclining
posture, deglutition, phonation, manometer
Accepted for publication 8 March 2013
Introduction
Velopharyngeal closure plays a role in preventing air
leakage during swallowing and phonation from the
oropharynx to the nasopharynx (1, 2). Dysfunction in
velopharyngeal closure can cause dysarthria with
rhinolalia aperta, dysphagia with pharyngeal residue
and aspiration after swallowing. The movement that
controls velopharyngeal closing is regulated by the
levator veli palatini muscle, the palatoglossal muscle,
and the pharyngopalatinus muscle (3). The levator
veli palatini muscle separates the nasopharynx and
the oropharynx. Previous studies have reported that
levator veli palatini muscle activity is affected by oral
(4, 5) and nasal pressure (6). Moon et al. (7) reported
that levator veli palatini muscle activity at the time of
/P∧/ phonation in a supine position was lower than
that in an upright position. Moreover, the levator veli
palatini muscle automatically responds to bolus vol-
ume (8) and viscosity (9, 10) during swallowing.
However, it is unclear how velopharyngeal closure is
affected by posture during swallowing.
Several reports have shown a decreased risk of aspira-
tion in a reclining posture during deglutition compared
with an upright posture in patients with neurological
dysfunction (11), cerebral palsy (12) and oral cancer
© 2013 Blackwell Publishing Ltd doi: 10.1111/joor.12050
Journal of Oral Rehabilitation 2013
Journal of
Oral Rehabilitation