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Abstract-- Like any other industry sector, the electrical power
industry is facing challenges involved with the increasing demand
for interconnected system operations and control under the
restructured electrical industry due to deregulation of the
electrical market and the trend of the Smart Grid . This moves
automation networks from outdated, proprietary, closed
networks to the more current arena of Information Technology
(IT). However, while gaining all of the cost and performance
benefits of IT, existing IT security challenges are acquired as
well. The power grid automation network has inherent security
risks due to the fact that the systems and applications in the
network were not originally designed for the general IT
environment. In this paper, we propose a conceptual layered
framework for protecting power grid automation systems against
cyber attacks. The following factors are taken into account: 1)
integration with existing, legacy systems in a non-intrusive
fashion; 2) desirable performance in terms of modularity,
scalability, extendibility, and manageability; 3) alignment to the
“Roadmap to Secure Control Systems in the Energy Sector” [12]
and the future intelligent power delivery systems [2,3,11]. The
on-site test result of the system prototype is briefly presented as
well.
Index Terms — power grid, cyber attacks, network security,
vulnerability, power grid automation system, QoS (Quality-of-
Service)
I. INTRODUCTION
he recent discovery that hackers have inserted software
into the US electrical grid [1], which would allow the grid
to be disrupted at a later date from a remote location,
clearly demonstrates the fact that the utility infrastructure is
quite vulnerable and that its overall mission of serving the
population could be severely compromised as a result of
unexpected man-made or natural disasters.
As other industry sectors are already experienced with
arming automation systems with modern IT technology,
electrical power industry is also facing the trend of integrating
the electrical infrastructure with information infrastructure,
This work is part of the project “Protecting Intelligent Distributed Power
Grids against Cyber Attacks”, which was conducted for the Department of
Energy Office of Electricity Delivery and Energy Reliability under Contract
DE-FC26-07NT43313.
Dr. Dong Wei and Dr. Yan Lu are with Siemens Corporate Research, Inc,
755 College Road East, Princeton, NJ 08540 (e-mails: dong.w@siemens.com
and yanlu@siemens.com ).
Dr. Mohsen Jafari is with Rutgers University, New Brunswick, NJ 08854
(e-mail: jafari@rci.rutgers.edu ).
Paul Skare is with Siemens Energy, Inc., Minnetonka, MN 55305 (e-mail:
paul.skare@siemens.com ).
Kenneth Rohde is with the Idaho National Laboratory, Idaho Falls, ID
83415 (e-mail: kenneth.rohde@inl.gov ).
which is so-called “Smart Grid” [2,3,11]. This integration not
only moves power automation systems from outdated,
proprietary technology to the use of common technologies –
personal computers, Microsoft Windows and
TCP/IP/Ethernet, but also brings the closed network of power
control system to the public network. The integration brings in
tremendous cost and performance benefit to the power
industry, as well as arduous challenges of protecting the
automation systems from security threats from hackers. It is
misleading to suggest that IT people take the full
responsibility for power grid network security including
automation and control networks. Compared with regular IT
systems, power automation systems have definite different
goals, objectives and assumptions concerning what needs to
be protected. It is important to understand what “real time
performance” and “continuous operation” of a power
automation system really means and to recognize that power
automation systems and applications were not originally
designed for the general IT environment. Therefore, it is
necessary to embrace and use existing IT security solutions
where they fit, such as communication within a control center,
and develop unique solutions to fill the gaps where IT
solutions do not work or apply.
This paper presents an in-depth analysis on the current
power automation system’s configurations, communication
specifications and associated vulnerabilities, as well as the
potential cyber attack sources, scenarios and the adverse
impacts on power grid. A novel framework of security system
is proposed, the design principles are disclosure, and the on-
site vulnerability test of the prototype system at the INL
(Idaho National Lab) is discussed as well.
II. BACKGROUND
The power grid system physically connects power generation
(such as fossil fuelled power plants) and power consumers.
The major function of the power grid is to deliver electricity
economically subject to the constraints of capacity and
reliability of power equipment and power lines. The power
grid system includes two parts – transmission and distribution.
Power transmission is the bulk transfer of electrical power,
which operates at a high voltage (100 kv or above) and
delivers electrical power from power plants to substations
close to populated centers. Power distribution delivers
electricity from the substations to consumers, and operates at
medium and low voltage levels (less than 100 kv).
A typical grid automation system, as shown in Fig. 1, is a
horizontal integration of one or more control centers, with
each center supervising the operation of multiple substations.
An Integrated Security System of Protecting
Smart Grid against Cyber Attacks
Dong Wei, Member, IEEE, Yan Lu, Mohsen Jafari, Member, IEEE, Paul Skare, and Kenneth Rohde
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978-1-4244-6266-7/10/$26.00 ©2010 IEEE