1190 IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING, VOL. 49, NO. 4, APRIL 2011
Sensitivity of Passive Microwave Observations
to Soil Moisture and Vegetation Water
Content: L-Band to W-Band
Jean-Christophe Calvet, Jean-Pierre Wigneron, Senior Member, IEEE, Jeffrey Walker,
Fatima Karbou, André Chanzy, and Clément Albergel
Abstract—Ground-based multifrequency (L-band to W-band,
1.41–90 GHz) and multiangular (20
◦
–50
◦
) bipolarized (V and H)
microwave radiometer observations, acquired over a dense wheat
field, are analyzed in order to assess the sensitivity of bright-
ness temperatures (T
b
) to land surface properties: surface soil
moisture (m
v
) and vegetation water content (VWC). For each
frequency, a combination of microwave T
b
observed at either
two contrasting incidence angles or two polarizations is used to
retrieve m
v
and VWC, through regressed empirical logarithmic
equations. The retrieval performance of the regression is used as
an indicator of the sensitivity of the microwave signal to either
m
v
or VWC. In general, L-band measurements are shown to be
sensitive to both m
v
and VWC, with lowest root mean square
errors (0.04 m
3
· m
−3
and 0.52 kg · m
−2
, respectively) obtained
at H polarization, 20
◦
and 50
◦
incidence angles. In spite of the
dense vegetation, it is shown that m
v
influences the microwave
observations from L-band to K-band (23.8 GHz). The highest
sensitivity to soil moisture is observed at L-band in all configu-
rations, while observations at higher frequencies, from C-band
(5.05 GHz) to K-band, are only moderately influenced by m
v
at
low incidence angles (e.g., 20
◦
). These frequencies are also shown
to be very sensitive to VWC in all the configurations tested. The
highest frequencies (Q- and W-bands) are shown to be moder-
ately sensitive to VWC only. These results are used to analyze
the response of W-band emissivities derived from the Advanced
Microwave Sounding Unit instruments over northern France.
Index Terms—Microwave radiometry, soil moisture, vegetation.
I. I NTRODUCTION
P
ASSIVE microwave remote sensing techniques have ap-
plications in monitoring the terrestrial surfaces or the
Manuscript received January 18, 2010; revised April 13, 2010; accepted
May 9, 2010. Date of publication June 28, 2010; date of current version
March 25, 2011. The work of C. Albergel was supported in part by the Centre
National d’Etudes Spatiales and in part by Météo-France.
J.-C. Calvet, F. Karbou, and C. Albergel are with the Centre Na-
tional de Recherches Météorologiques/Groupe d’étude de l’Atmosphère
Météorologique, Météo-France/Centre National de la Recherche Scientifique,
31057 Toulouse, France.
J.-P. Wigneron is with the Ecologie Fonctionnelle et Physique de
l’Environnement, Institut National de la Recherche Agronomique, 33883
Villenave d’Ornon, France.
J. Walker was with the Department of Civil and Environmental Engineering,
The University of Melbourne, Melbourne, Vic. 3010, Australia. He is now with
the Department of Civil Engineering, Monash University, Clayton, Vic. 3800,
Australia.
A. Chanzy is with the Environnement Méditerranéen et Modélisation
des Agro-Hydrosystèmes, Institut National de la Recherche Agronomique/
Université d’Avignon et des Pays de Vaucluse, 84914 Avignon Cédex 9, France.
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/TGRS.2010.2050488
atmosphere, depending on frequency. However, it is not clear
to what extent higher frequency observations can be used for
soil moisture monitoring. The main motivation of this study
is to consolidate previous investigations on the sensitivity of
microwave emission at different frequencies, polarizations, or
incident angles to soil moisture and vegetation water content
(VWC). Clearly, low frequencies (L-band in particular) are
sensitive to surface soil moisture m
v
[1] and have been selected
as the frequency of choice for such measurements. The Soil
Moisture and Ocean Salinity mission is a dedicated soil mois-
ture mission using L-band radiometry. However, the extremely
high frequencies (e.g., Q- and W-bands) that are routinely used
to characterize the atmosphere may also contain useful infor-
mation on soil moisture content that is hitherto underutilized.
For example, over continental areas, brightness temperatures
(T
b
) at extremely high frequencies require correction for land
emissivity in order to retrieve relevant atmospheric information
[2], but this land information has not been assessed for its soil
moisture information.
For bare soil, microwave brightness temperatures are sen-
sitive to soil moisture at frequencies ranging from L-band
to extremely high frequencies, e.g., 90 GHz at W-band [3].
However, vegetation canopies tend to mask the soil microwave
emission, with this effect increasing at higher frequencies.
While many studies have shown that L-band radiometry is able
to retrieve soil moisture over relatively dense canopies (up to
3–5 kg · m
−2
), it has also been shown that C- and X-band
observations can be used over areas where vegetation is not too
dense (for a review, see [4]). However, microwave brightness
temperatures may become dominated by vegetation character-
istics at higher frequencies. For example, Wigneron et al. [5]
have shown that observations over pine forests at 90 GHz are
related to the density of trees, and Prigent et al. [6] have sug-
gested that passive microwave observations at K-band (19 GHz)
and higher frequencies are sensitive to the vegetation alone, and
not to the underlying soil moisture.
The objective of this study is to assess the extent to which
C-band and higher frequencies are sensitive to surface soil
moisture under dense vegetation and to compare the soil mois-
ture sensitivity with the sensitivity to the VWC. Since the
findings of Prigent et al. [6], showing a lack of sensitivity to soil
moisture for observations at K-band and higher frequencies,
are based on the analysis of satellite data, the use of ground-
based microwave observations in this paper, measured under
controlled m
v
and VWC conditions, can contribute to consoli-
date those results. The Portos-93 experiment [1] is used for this
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