Progression-Free Survival Ratio As
End Point for Phase II Trials in
Advanced Solid Tumors
TO THE EDITOR: Von Hoff et al
1
have investigated the potential of
molecular profiling for the selection of treatments for patients with
advanced solid tumors. These authors used the progression-free sur-
vival (PFS) ratio as the end point of their phase II trial. The PFS ratio
(also known as the time-to-progression ratio or growth modulation
index) is defined for individual patients as the ratio of their PFS on the
last line of therapy (in this case, a therapy selected through molecular
profiling) to their PFS on the most recent previous line of therapy.
2
An
attractive feature of this end point is that patients serve as their own
control, which in general increases statistical sensitivity insofar as it elim-
inates the between-patient variability. The premise that underscores the
hypothesis testing framework for this design is that PFS tends to become
shorter in successive lines of therapy. Therefore, a PFS ratio in excess of 1.0
(or, more conservatively, in excess of 1.3 to eliminate chance fluctuations)
should be indicative of activity of the last line of therapy.
However, the PFS ratio is a useful end point for phase II trials only
under the assumption that there is a strong correlation between PFS
1
(the PFS on first-line therapy) and PFS
2
(the PFS on second-line
therapy); patients with a good prognosis tend to have long PFS on all
lines of therapy, whereas patients with a poor prognosis tend to have
short PFS on all lines of therapy. As described by Mick et al,
3
the
magnitude of correlation between the paired failure times is a key
feature of the design. Through extensive simulations, these authors
3
demonstrated that reasonable power for the trial was only attainable
given moderate to strong correlation between the paired failure times.
We investigated within-patient variability by looking at the cor-
relation between PFS
1
and PFS
2
using data from a randomized trial
that compared the sequence folinic acid, fluorouracil, and irinotecan
followed by folinic acid, fluorouracil, and oxaliplatin (FOLFIRI-
FOLFOX) with the reverse sequence, FOLFOX-FOLFIRI, in patients
with advanced colorectal cancer.
4
The advantage of this large trial is
that PFS
1
and PFS
2
were measured prospectively using the same tech-
niques, thereby avoiding problems associated with a retrospective,
potentially unreliable, biased assessment of PFS
1
.
5
Figure 1 shows that
in this large trial, there was no correlation to speak of between PFS
1
and PFS
2
(r = 0.17), which is in sharp contrast with the results of the
pediatric study discussed by Mick et al,
3
in which the correlation was
r = 0.56. The lack of correlation in the colorectal cancer trial was also
seen in each randomized group (FOLFIRI/FOLFOX sequence, r =
0.22; FOLFIRI/FOLFOX sequence, r = 0.12).
In this trial,
4
patients received effective therapies both in first-line
and second-line treatments, and clearly under these circumstances the
PFS ratio would not seem to be an attractive end point. Other investi-
gators have successfully used the PFS ratio to document the activity of
oxaliplatin in advanced colorectal cancer after failure of fluorouracil-
based chemotherapy,
6,7
and the benefit of increasing the dose of ima-
tinib (to 800 mg) after failure of a lower dose (400 mg) in patients with
GI stromal tumors.
8,9
Whether and under what circumstances the PFS ratio will hold
promise for future phase II trials in solid tumors are open questions.
But quite apart from the issue of correlation between successive lines
of therapy, the choice of PFS as an end point in each line of therapy is
also debatable. Repeated measurements of tumor size over time
(known as longitudinal data) are typically collected in trials that test
new treatments for advanced disease, and from a statistical point of
view, a model that uses all tumor size measurements for each patient
may be preferable to a model that uses PFS, given that the latter design
makes less efficient use of these data. Recent proposals to use changes
in tumor size in the design of phase II trials could easily be extended to
the situation of two successive lines of therapy, and the ratio of tumor
growth rates could advantageously replace the PFS ratio while still
making use of the within-patient comparison.
10,11
Von Hoff et al
1
have paved the way to innovative treatment
approaches, although they acknowledge that randomized trials are
now required to confirm their early findings.
5
We believe that better
end points that are based either on tumor measurements and/or
biomarkers will also be needed for such innovative approaches to
make a convincing demonstration of their value in the clinical setting.
Marc Buyse and Emmanuel Quinaux
International Drug Development Institute, Louvain-la-Neuve, Belgium
Alain Hendlisz and Vassilis Golfinopoulos
Institut Jules Bordet, Brussels, Belgium
Christophe Tournigand
Ho ˆ pital Saint-Antoine, Paris, France
Rosemarie Mick
University of Pennsylvania, Philadelphia, PA
0
PFS
2
(months)
PFS
1
(months)
20
15
10
5
5 10 15 20 25
Fig 1. Correlation between progression-free survival on first-line therapy (PFS
1
)
and on second-line therapy (PFS
2
) in advanced colorectal cancer. Yellow circles
represent the folinic acid, fluorouracil, and irinotecan followed by folinic acid,
fluorouracil, and oxaliplatin (FOLFIRI-FOLFOX) sequence; blue circles represent
the FOLFOX-FOLFIRI sequence.
JOURNAL OF CLINICAL ONCOLOGY
C O R R E S P O N D E N C E
VOLUME 29 NUMBER 15 MAY 20 2011
© 2011 by American Society of Clinical Oncology e451 Journal of Clinical Oncology, Vol 29, No 15 (May 20), 2011: pp e451-e452
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