Transplants of Cells Genetically Modified To
Express Neurotrophin-3 Rescue Axotomized
Clarke’s Nucleus Neurons After Spinal Cord
Hemisection in Adult Rats
B. Timothy Himes,
1,2
*
Yi Liu,
1
Joanna M. Solowska,
1
Evan Y. Snyder,
3
Itzhak Fischer,
1
and Alan Tessler
1,2
1
Department of Neurobiology and Anatomy, MCP Hahnemann University, Philadelphia, Pennsylvania
2
Philadelphia Veterans Administration Medical Center, Philadelphia, Pennsylvania
3
Departments of Neurology, Pediatrics and Neurosurgery, Harvard Medical School, Children’s Hospital,
Boston, Massachusetts
To test the idea that genetically engineered cells can
rescue axotomized neurons, we transplanted fibroblasts
and immortalized neural stem cells (NSCs) modified to
express neurotrophic factors into the injured spinal cord.
The neurotrophin-3 (NT-3) or nerve growth factor (NGF)
transgene was introduced into these cells using recom-
binant retroviral vectors containing an internal ribosome
entry site (IRES) sequence and the -galactosidase or
alkaline phosphatase reporter gene. Bioassay confirmed
biological activity of the secreted neurotrophic factors.
Clarke’s nucleus (CN) axons, which project to the rostral
spinal cord and cerebellum, were cut unilaterally in adult
rats by T8 hemisection. Rats received transplants of
fibroblasts or NSCs genetically modified to express NT-3
or NGF and a reporter gene, only a reporter gene, or no
transplant. Two months postoperatively, grafted cells
survived at the hemisection site. Grafted fibroblasts and
NSCs expressed a reporter gene and immunoreactivity
for the NGF or NT-3 transgene. Rats receiving no trans-
plant or a transplant expressing only a reporter gene
showed a 30% loss of CN neurons in the L1 segment on
the lesioned side. NGF-expressing transplants produced
partial rescue compared with hemisection alone. There
was no significant neuron loss in rats receiving grafts of
either fibroblasts or NSCs engineered to express NT-3.
We postulate that NT-3 mediates survival of CN neurons
through interaction with trkC receptors, which are ex-
pressed on CN neurons. These results support the idea
that NT-3 contributes to long-term survival of axoto-
mized CN neurons and show that genetically modified
cells rescue axotomized neurons as efficiently as fetal
CNS transplants. J. Neurosci. Res. 65:549 –564, 2001.
© 2001 Wiley-Liss, Inc.
Key words: neurotransplantation; gene therapy; spinal
cord injury; neurotrophin-3; Clarke’s nucleus
Administration of neurotrophic factors is one prom-
ising strategy for promoting the survival and regeneration
of injured spinal and supraspinal neurons. The neurotro-
phin family includes brain-derived neurotrophic factor
(BDNF), nerve growth factor (NGF), neurotrophin-3
(NT-3), and neurotrophin 4/5 (NT-4/5; Lindsay et al.,
1994). All neurotrophins bind to a low-affinity neurotro-
phin receptor (Rodriguez-Tebar et al., 1990; Squinto et
al., 1991) but exert many of their biological effects
through high-affinity binding to a family of receptor ty-
rosine kinases (trk; Cordon-Cardo et al., 1991; Klein et al.,
1991; Ip et al., 1993).
Supply of neurotrophic factors appears to be one
mechanism by which transplants of embryonic spinal cord
enable axotomized brainstem (Bregman and Reier, 1986;
Bregman and Kunkel-Bagden, 1988) and spinal cord neu-
rons to survive. Injury at the T8 segment in newborn rats
causes 40% of Clarke’s nucleus (CN) neurons at L1 to be
lost, and the same lesion in adults reduces the number by
30% (Himes et al., 1994). Transplants of embryonic spinal
cord, cerebellum, and neocortex enable the axotomized
neurons to survive, whereas transplants of embryonic stri-
atum are ineffective (Himes et al., 1994). The three tissue
types that rescue CN neurons express high levels of NT-3
mRNA at the time of transplantation (Maisonpierre et al.,
1990a), but embryonic striatum does not express detect-
able NT-3. Several systems have been described in which
the selectivity of the trk receptors for their corresponding
neurotrophin ligands allows exogenous administration of
neurotrophic factors to enhance survival and regeneration
of specific CNS neurons. Red nucleus neurons express
trkB mRNA (Berkemeier et al., 1991); trkB and trkC, but
Contract grant sponsor: Department of Veteran Affairs; Contract grant
sponsor: NIH; Contract grant number: NS24707.
*Correspondence to: Dr. B. Timothy Himes, Department of Neurobiology
and Anatomy, MCP Hahnemann University, 2900 Queen Lane, Philadel-
phia, PA 19129. E-mail: bthimes@drexel.edu
Received 27 November 2000; Revised 25 April 2001; Accepted 27 April
2001
Journal of Neuroscience Research 65:549 –564 (2001)
© 2001 Wiley-Liss, Inc.