Electrophysiological Evaluation of Pharyngeal Phase of
Swallowing in Patients with Parkinson’s Disease
Cumhur Ertekin, MD,
1,2
* Sultan Tarlaci, MD,
1
Ibrahim Aydogdu, MD,
1,2
Nefati Kiylioglu, MD,
1
Nur Yuceyar, MD,
1
A. Bulent Turman, MD,
3
Yaprak Secil, MD,
1
and Figen Esmeli, MD
2
1
Department of Neurology, Ege University Medical School Hospital, Bornova, Izmir, Turkey
2
Department of Clinical Neurophysiology, Ege University Medical School Hospital, Bornova, Izmir, Turkey
3
Department of Biomedical Sciences, University of Sydney, Sydney, Australia
Abstract: We studied the various physiological aspects of oro-
pharyngeal swallowing in Parkinson’s disease (PD). Fifty-eight
patients with PD were investigated by clinical and electrophysi-
ological methods that measured the oropharyngeal phase of
swallowing. All patients except 1 had mild to moderate degree
of disability score. Dysphagia was demonstrated in 53% of all
patients in whom the test of dysphagia limit was abnormal. All
PD patients with or without dysphagia displayed the following
abnormalities: (1) the triggering of the swallowing reflex was
prolonged probably due to inadequate bolus control in the
mouth and tongue and/or a specific delay in the execution of
the swallowing reflex; (2) the duration of the pharyngeal reflex
time was extremely prolonged due to slowness of the sequential
muscle movements, especially those of the suprahyoid-
submental muscles; (3) cricopharyngeal muscle of the upper
oesophageal sphincter was found to be electrophysiologically
normal; and (4) the electrophysiological phenomena in PD pa-
tients could not be strongly correlated with the degree of the
disability and clinical score of the PD. It was concluded that
various motor disorders of PD have considerable influence on
oropharyngeal swallowing: hypokinesia, reduced rate of spon-
taneous swallowing, and the slowness of segmented but coor-
dinated sequential movements rather than any abnormalities in
the central pattern generator of the bulbar center. Some com-
pensatory mechanisms in the course of PD may explain the
benign nature of swallowing disorder until the terminal stage of
the disease. Similarly, the swallowing problems of PD are not
only related with the dopamine deficiency; some other nondo-
paminergic mechanisms may also be involved. © 2002 Move-
ment Disorder Society
Key words: Parkinson’s disease; oropharyngeal dysphagia;
electromyography; cricopharyngeal muscle
Three stages of deglutition, namely, oral, pharyngeal,
and oesophageal phases may be affected in patients with
Parkinson’s disease (PD). Different kinds of swallowing
disorders have been described in PD according to the
focus, attention, and interest of investigators to different
stages of deglutition.
Oral phase abnormalities, which have been reported
by many investigators, include inefficient mastication,
impaired bolus formation, hesitant deglutition, and glot-
tic tremor.
1–11
Abnormalities of the oral stage of deglu-
tition, characterized by difficulty in bolus formation and
the delay in swallowing reflex, have been suggested as
the main source of deglutition problems in PD pa-
tients.
4,11
However, it has also been proposed by some
investigators that dysphagia in PD cannot be restricted to
the oral phase of deglutition; therefore, the abnormalities
associated with the pharyngeal stage of swallowing are at
least equally important.
1,2,5,7–10
These abnormalities
have been detected mostly by radiological methods and,
thus, do not necessarily produce the symptoms of dys-
phagia unless the laryngeal closure during swallowing
also becomes inadequate and some material enters the
airway during or after the swallow.
12,13
Despite radio-
logical aspiration, PD patients may be silent aspirators
with decreased cough reflex and lack of awareness of
aspiration.
8–10
Therefore, it is necessary to detect those
asymptomatic PD patients who carry a potential risk for
future swallowing problems. We sought such patients
*Correspondence to: Dr. Cumhur Ertekin, Talatpapa Bulvari, Go ¨nc ¸
Apt., No: 12, D3, 35220 Alsancak, Izmir, Turkey.
E-mail: erteker@unimedya.net.tr
Received 10 December 2001; Revised 20 February 2002; Accepted
26 February 2002
Published online 25 April 2002 in Wiley InterScience (www.
interscience.wiley.com). DOI 10.1002/mds.10240
Movement Disorders
Vol. 17, No. 5, 2002, pp. 942–949
© 2002 Movement Disorder Society
942