Reliability analysis of soil–water characteristics curve and its application to slope
stability analysis
C.F. Chiu
a,
⁎, W.M. Yan
b
, Ka-Veng Yuen
c
a
Key Laboratory of Ministry of Education for Geomechanics and Embankment Engineering, Hohai University, Xikang Road, Nanjing 210098, China
b
Department of Civil Engineering, The University of Hong Kong, Pokfulam Road, Hong Kong, China
c
Department of Civil and Environmental Engineering, University of Macau, Macau, China
abstract article info
Article history:
Received 27 April 2011
Received in revised form 9 March 2012
Accepted 12 March 2012
Available online 21 March 2012
Keywords:
Bayesian analysis
Unsaturated soils
Probability density functions
Slope stability
Soil–water characteristic curve (SWCC) is a crucial input for modeling the geotechnical problems with
unsaturated soil. The accuracy of modeling relies on the assessment of the model parameter uncertainty. In
this paper a Bayesian framework is presented to evaluate the updated probability density function (PDF) of
the uncertain model parameters for SWCC. The Bayesian analysis is applied to derive the PDF of the model
parameters in various forms of van Genuchten equation using the observed data of sand, sandy loam and
silty loam. The analysis demonstrates that a 2-parameter model is sufficient for curve-fitting of the SWCC and
the two model parameters are approximately statistically independent. Furthermore, the model parameters
are influenced by the soil texture. Finally, an engineering example of the probabilistic slope stability analysis is
used to illustrate the application of the reliability of SWCC.
© 2012 Elsevier B.V. All rights reserved.
1. Introduction
Numerous soils encountered in engineering practice are partially
saturated, for example, compacted soils and natural soils in the arid
regions. The unsaturated soil properties, significantly influenced
by a change in the matric suction and the degree of saturation, are
important for predicting the performance of geotechnical structures
as well as the flow of water and contaminants in the vadose zone.
The soil–water characteristic curve (SWCC) represents the water
storage capacity of a soil with respect to a change in matric suction,
which is important for the transient seepage analysis in the vadose
zone. Past studies have shown that the SWCC can also be empirically
correlated to some other unsaturated soil properties, such as hydraulic
conductivity and shear strength (Childs and Collis-George, 1950;
Mualem, 1976; Fredlund et al., 1994, 1996; Vanapalli et al., 1996; Lu
and Griffiths, 2004).
Many empirical equations have been proposed to curve fit the
SWCC (Gardner, 1958; Brooks and Corey, 1964; van Genuchten,
1980; Williams et al., 1983; McKee and Bumb, 1984; Fredlund and
Xing, 1994). One of the crucial questions is how precise the existing
equations can represent the SWCC. Furthermore, the laboratory mea-
surement of SWCC is very time-consuming and alternate methods
have been proposed to estimate the SWCC. One of the methods is to
use the SWCC of a similar soil. Another approach is to estimate the
SWCC from the grain-size distribution curve (Arya and Paris, 1981;
Fredlund et al., 1997). It is expected that a better estimation of
SWCC would be resulted from a thorough statistical analysis of its
distribution within a given soil class.
Reliability analysis is an area of growing importance in geotechnical
engineering. The success of numerical modeling of geotechnical
systems greatly depends on the uncertainty modeling, among which
uncertainty in soil properties is a crucial input of the analysis. Baecher
and Christian (2008) classified four sources for the uncertainty of soil
properties: (i) spatial variability of soil, (ii) random measurement
noise, (iii) statistical estimation error, and (iv) model bias. The first two
sources are caused by data scatter and the last two are caused by the
systematic errors. There are generally two approaches for conducting
the statistical estimate from the sample data: frequentist and Bayesian.
The frequentist approach is widely used in geotechnical engineering,
which has been used recently in analyzing the SWCC data. Sillers and
Fredlund (2001) conducted a conventional statistical analysis over 200
data sets and presented the statistics (mean and standard deviation)
on the model parameters for different empirical equations of SWCC.
Phoon et al. (2010) have demonstrated the suitability of a lognormal
random vector in predicting the parameters of van Genuchten (1980)
model based on the database UNSODA. Despite the rare applications of
the Bayesian approach in modeling the uncertainty of soil properties
(Miranda et al., 2009; Yan et al., 2009; Wang et al., 2010), Bayesian
estimation is advantageous over frequentist estimation (Yuen, 2010a).
For example, it can incorporate the ‘a priori’ knowledge into the analysis
of current observation data. Another advantage is that it estimates the
Engineering Geology 135-136 (2012) 83–91
⁎ Corresponding author.
E-mail addresses: acfchiu@yahoo.com.cn (C.F. Chiu), ryanyan@hku.hk (W.M. Yan),
kvyuen@umac.mo (K.-V. Yuen).
0013-7952/$ – see front matter © 2012 Elsevier B.V. All rights reserved.
doi:10.1016/j.enggeo.2012.03.004
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