RESEARCH ARTICLES
Biotechnology
Aggregation and pH–Temperature Phase Behavior for Aggregates
of an IgG2 Antibody
ERINC SAHIN,
1
WILLIAM F. WEISS IV,
1
ANDREW M. KROETSCH,
1
KEVIN R. KING,
2
R. KENDALL KESSLER,
2
TAPAN K. DAS,
2
CHRISTOPHER J. ROBERTS
1
1
Department of Chemical Engineering, University of Delaware, Newark, Delaware 19716
2
Pfizer Biotherapeutics Research and Development, Chesterfield, Missouri 63017
Received 28 August 2011; revised 19 December 2011; accepted 27 December 2011
Published online 13 January 2012 in Wiley Online Library (wileyonlinelibrary.com). DOI 10.1002/jps.23056
ABSTRACT: Monomer unfolding and thermally accelerated aggregation kinetics to produce
soluble oligomers or insoluble macroscopic aggregates were characterized as a function of pH for
an IgG2 antibody using differential scanning calorimetry (DSC) and size-exclusion chromatog-
raphy (SEC). Aggregate size was quantified via laser light scattering, and aggregate solubility
via turbidity and visual inspection. Interestingly, nonnative oligomers were soluble at pH 5.5
above approximately 15
◦
C, but converted reversibly to visible/insoluble particles at lower tem-
peratures. Lower pH values yielded only soluble aggregates, whereas higher pH resulted in
insoluble aggregates, regardless of the solution temperature. Unlike the growing body of liter-
ature that supports the three-endotherm model of IgG1 unfolding in DSC, the results here also
illustrate limitations of that model for other monoclonal antibodies. Comparison of DSC with
monomer loss (via SEC) from samples during thermal scanning indicates that the least confor-
mationally stable domain is not the most aggregation prone, and that a number of the domains
remain intact within the constituent monomers of the resulting aggregates. This highlights
continued challenges with predicting a priori which domain(s) or thermal transition(s) is(are)
most relevant for product stability with respect to aggregation. © 2012 Wiley Periodicals, Inc.
and the American Pharmacists Association J Pharm Sci 101:1678–1687, 2012
Keywords: biotechnology; calorimetry (DSC); physical stability; protein aggregation;
solubility
INTRODUCTION
Monoclonal antibodies (mAbs), like most therapeutic
proteins, are subject to both physical and chemical in-
stabilities during product manufacture and storage.
1
Physical instabilities often manifest as partial unfold-
ing leading to nonnative aggregate formation, with
aggregates spanning from soluble dimers and small
oligomers to high-molecular-weight (HMW) soluble
and/or insoluble aggregates.
1,2
In this context, the
Erinc Sahin and Andrew M. Kroetsch’s current address is Drug
Product Science and Technology, Research and Development, Bris-
tol–Myers Squibb, New Brunswick, New Jersey 08903.
William F. Weiss IV’s present address is Biopharmaceutical
Research and Development, Eli Lilly and Company, Indianapolis,
Indiana 46285.
Correspondence to: Christopher J. Roberts (Telephone: +302-
831-0838; Fax: +302-831-1048; E-mail: cjr@udel.edu)
Journal of Pharmaceutical Sciences, Vol. 101, 1678–1687 (2012)
© 2012 Wiley Periodicals, Inc. and the American Pharmacists Association
term soluble indicates that particles (aggregates) are
not sufficiently large and/or dense to sediment eas-
ily during benchtop centrifugation,
2,3
and does not
denote an exact size range. Aggregates of any size
must be monitored and characterized for reasons of
product quality, pharmaceutical elegance, and regu-
latory compliance.
2,3
For a more detailed discussion
on the relationship between particle size and solubil-
ity, readers are directed to a review article by Das and
Nema.
4
Nonnative aggregation is often irreversible under
the solution conditions of aggregate formation
2,5
; as
such, the kinetics of aggregation ultimately deter-
mine product stability as a function of temperature,
protein concentration, and solvent composition.
6–9
Nonnative aggregation (hereafter simply denoted
as aggregation) at least putatively involves partial
unfolding to create aggregation-prone or “reactive”
monomers that then assemble through one or more
1678 JOURNAL OF PHARMACEUTICAL SCIENCES, VOL. 101, NO. 5, MAY 2012