Brain Organization
Volume 6, Number 6, 2000THE NEUROSCIENTIST
REVIEW n
Neurobiological Substrates of Illiteracy
ALEXANDRE CASTRO-CALDAS and ALEXANDRA REIS
Lisbon Center for Neurosciences
Lisbon, Portugal
Comparable subjects except for the knowledge of orthography and school attendance in the proper age
provided the case material for a series of studies that are reviewed. The results suggest that the acquisition
of orthographic skills provides a basis for changes in the pattern of activation of the brain.
NEUROSCIENTIST 6(6):475–482, 2000
KEY WORDS Illiteracy, Language, Reading, Writing, Learning, Brain organization
The brain can be understood as an organ that adapts to
several types of internal and external influences. The in-
teraction of these complex concurrent stimuli along life
shapes the highly differentiated biologic arrangement of
the brain and its consequent physiology, at any given
time.
The past years have seen a significant development of
the knowledge about the neural substrate of language in
its oral and written forms. This is, in part, the result of
understanding acquired oral and written language disor-
ders (see, for example, the reviews of Neville and
Bavelier [1], Patterson and Ralph [2], and Price [3]), of
studies on the influence of sensory deprivation on the
harmony of the so-called normal development (4), and
of functional brain scanning of normal subjects while
they perform tasks related to these skills (5, 6).
This brief review is based on the assumption that the
neurobiology of oral and written language is generally
understood as the result of the interaction of the follow-
ing structures and mechanisms:
1. auditory cortex and cortical and subcortical motor
mechanisms responsible for modulating
phonology;
2. auditory cortex and multisensory integrative cor-
tex responsible for the lexicon-semantic
components;
3. visual cortex, and its connections to mechanisms
1 and 2, responsible for reading;
4. parietal cortex and the dorsal visual connection
responsible for visually guided movement that is
the origin of writing; and
5. connections among all of these mechanisms.
Learning to Read
There is considerable evidence that the mastering of the
written component of language entails the action of
many more areas of the brain than those simply respon-
sible for the mechanisms of oral production (as repre-
sented in the cartoon in Fig. 1). Learning orthography
can be considered as involving the adding at least of a
visuo-spatial component to a previous existing au-
dio-temporal mechanism.
The adaptation to the new type of information con-
cerns not only the recruitment of new mechanisms and
therefore new regions of the brain but also a change in
the proper oral-language-supporting mechanism. In the
case of reading, bringing the implicit processing of pho-
nology to a declarative conscious level is the main
change of this acquisition (7, 8) because awareness of
segmentation of word components is crucial for letter-
by-letter reading (2). In his pioneer work, Morais et al. (9)
demonstrated that illiterate subjects failed in performing
a number of tasks that require phonological awareness.
This biofunctional model can thus predict the changes
that are introduced in the system following the formal
learning of orthography at school.
The Illiterate Population
In certain regions of the world, as was the case in Portu-
gal in the past, illiteracy due to social reasons is a com-
mon finding. Indeed some 40 years ago, the first-born
girl in a family was kept at home at the age of 6 instead
of going to school. She was charged with being a care-
taker for the other siblings, generally in large families.
On the other hand, younger children, when reaching the
age of 6 or 7, were sent to school because they were
considered a nuisance for the normal functioning of the
house. They spent all day at school and were fed there,
which represented an economy for the meager budget of
the family. We have studied a community that includes
a significant number of illiterate people. In this commu-
nity, mobility to other parts of the country is not com-
mon because the main source of economy derives from
the sea and life revolves around fishing activities. Thirty
percent of the population older than 55 is totally illiter-
ate in Portugal due to socioeconomic reasons. This fig-
ure is higher in small rural or fishing communities such
as the one where most of the subjects were selected.
This is a small town, now composed of old and new
THE NEUROSCIENTIST 475
Volume 6, Number 6, 2000
Copyright © 2000 Sage Publications, Inc.
ISSN 1073-8584
Address correspondence to: Alexandre Castro-Caldas, University
Department of Neurology, Hospital de Santa Maria, 1649-035 Lisboa
Portugal (e-mail: ccneurol@esoterica.pt).