PSYCHOLOGICAL SCIENCE
Research Article
A SYSTEM FOR RELATIONAL REASONING IN HUMAN
PREFRONTAL CORTEX
James A. Waltz, Barbara J. Knowlton, Keith J. Holyoak, Kyle B. Boone, Fred S.
Mishkin, Marcia de Menezes Santos, Carmen R. Thomas, and Bruce L. Miller
University of California, Los Angeles
Abstract—The integration of multiple relations between mental rep-
resentations is critical for higher level cognition. For both deductive-
and inductive-reasoning tasks, patients with prefrontal damage exhib-
ited a selective and catastrophic deficit in the integration of relations,
whereas patients with anterior temporal lobe damage, matched for
overall IQ but with intact prefrontal cortex, exhibited normal relation-
al integration. In contrast, prefrontal patients performed more accu-
rately than temporal patients on tests of both episodic memory and
semantic knowledge. These double dissociations suggest that integra-
tion of relations is a specific source of cognitive complexity for which
intact prefrontal cortex is essential. The integration of relations may
be the fundamental common factor linking the diverse abilities that
depend on prefrontal function, such as planning, problem solving, and
fluid intelligence.
Reasoning depends on the ability to form and manipulate mental
representations of relations between objects and events. For example,
transitive inference (a type of deductive reasoning, in which the truth
of the premises ensures the truth of the conclusion) requires the abili-
ty to integrate two relations that share an element (e.g., given that Bill
is taller than Charles and Abe is taller than Bill, it follows that Abe is
taller than Charles). Similarly, in drawing analogies (a type of induc-
tive reasoning, in which the initial premises determine the plausibility
of the conclusion), relational reasoning is also essential (e.g., in the
problem “person is to house as bear is to what?” the shared roles,
dweller and dwelling, constrain the inferred answer, “cave”). Problem
solving and planning also necessarily depend on relational integration.
For example, using the elementary problem-solving strategy of differ-
ence reduction (Newell & Simon, 1972) requires integration of a dif-
ference between the present state and the goal state (a relation, such as
“this wall lacks a coat of paint”) with the expected change that would
be produced by an operator applied to the present state (a second rela-
tion, such as “painting the wall will add a coat of paint”). Forming
subgoals by means-ends analysis also requires integration of multiple
relations (e.g., “a paintbrush can be used to apply paint”; “I lack a
brush”) to derive relevant subgoals (“I must find a brush”).
There is a critical gap between the capacity to comprehend single
relations and the capacity to integrate multiple relations (Halford &
Wilson, 1980; Halford, Wilson, & Phillips, 1998; Maybery, Bain, &
Halford, 1986). For example, understanding the single relation “Bill is
taller than Charles” can be accomplished using perception (given a
visual scene) or language (given a sentence); in contrast, integrating
two relations, such as “Bill is taller than Charles” and “Abe is taller
than Bill,” to draw the transitive inference requires more than percep-
tual or linguistic processing alone. Although there is evidence that
nonhuman primates have some capacity to process relations (Premack
& Woodruff, 1978; Thompson, Oden, & Boysen, 1997; for a review,
see Tomasello & Call, 1997), humans display far greater sophistica-
tion in relational reasoning across a wide range of content domains.
1
Given the large increases in the size of prefrontal cortex in human evo-
lution (Benson, 1993), prefrontal cortex may be the locus of a system
for relational reasoning in humans (Holyoak & Kroger, 1995; Robin
& Holyoak, 1995).
This hypothesis is broadly consistent with evidence that prefrontal
cortical dysfunction leads to selective decrements in performance on
tasks involving hypothesis testing, categorization, planning, and prob-
lem solving, all of which involve relational reasoning (e.g., Delis,
Squire, Bihrle, & Massman, 1992; Milner & Petrides, 1984; Owens,
Downes, Sahakian, Polkey, & Robbins, 1990; Shallice & Burgess,
1991). However, these complex tasks could be failed for many reasons
and were not designed to test the specific hypothesis that the prefrontal
cortex is critical for relational integration.
In the present study, we examined performance on simple tasks
requiring deductive or inductive reasoning, using closely matched
variants that differed specifically in whether or not success required
integration of multiple relations. We hypothesized that patients with
prefrontal cortical dysfunction would exhibit impaired performance
when asked to integrate multiple relations, yet would perform normal-
ly when only one relation needed to be considered. In order to rule out
the possibility that any performance deficits in relational reasoning
observed in prefrontal patients could be attributable to some general
cognitive impairment, we compared their performance on several
tasks with the performance of patients with anterior temporal lobe
damage, as well as that of normal control subjects. It has long been
established that patients with lesions of medial temporal lobe struc-
tures show impairments in acquisition of new declarative memories,
despite the preservation of other cognitive abilities (Scoville & Milner,
1957; Squire, Knowlton, & Musen, 1993). Recent results indicate that
patients with lateral anterior temporal lobe lesions exhibit deficits in
semantic knowledge (Graham & Hodges, 1997; Hodges, Patterson,
Oxbury, & Funnell, 1992). We predicted that prefrontal patients would
be impaired on tasks requiring relational integration, but would per-
form more accurately than patients with anterior temporal lobe lesions
on tests of semantic memory and episodic recognition.
VOL. 10, NO. 2, MARCH 1999 Copyright © 1999 American Psychological Society 119
Address correspondence to James Waltz or Barbara Knowlton, Department
of Psychology, UCLA, Los Angeles, CA 90095-1563; e-mail: waltz@lifesci.
ucla.edu or knowlton@lifesci.ucla.edu.
1. Chimpanzees (Gillan, 1981), monkeys ( Harris & McGonigle, 1994), rats
(W.A. Roberts & Phelps, 1994), and pigeons (Terrace, 1991) are capable of
learning serial orderings when the items are introduced in sequential order and
multiple trials are provided so that adjacent pairs are overlearned. However,
these various types of associative transitivity observed in nonhuman animals
can be distinguished from inferential transitivity (D’Amato, 1991). Only
humans over 5 years of age appear to be able to make transitive inferences reli-
ably in one trial by integrating multiple premises (Halford, 1984).