Australian Occupational Therapy Journal (2009) 56, 315–323 doi: 10.1111/j.1440-1630.2008.00760.x
Blackwell Publishing Asia
Research Article
Assessment of need and capacity to benefit for people
with a disability requiring aids, appliances and equipment
Malcolm Masso, Alan Owen, Tara Stevermuer, Kathryn Williams and
Kathy Eagar
Centre for Health Service Development, University of Wollongong, New South Wales, Australia
Aim: To develop an equitable system for allocating equip-
ment, aids and appliances to adults with disabilities based
on assessment of need and capacity to benefit for use by
occupational therapists, who are the main professional
group involved in assessing and prioritising applications.
Methods: An assessment tool was developed, pilot tested
and field tested at four sites in New South Wales. Assessments
were undertaken in parallel with existing systems. Feedback
on use of the tool was obtained from those conducting the
assessments and those making decisions to fund applications
for equipment based on the assessments.
Results: One hundred and six assessments were undertaken.
Applications for bed, sleeping and seating equipment and
equipment to assist with mobility, toileting, showering
and transfers accounted for 94.2% of equipment requested.
Provision of equipment was expected to have greatest impact
on the physical effort and safety of carers and the safety and
quality of life of applicants. Regression analysis identified
assessment items that explain variation between applicants
and that can avoid unnecessary data collection.
Conclusions: The assessment tool provides a standardised
method for assessing requests for equipment based on the
twin concepts of need and capacity to benefit. The results
support the use of both concepts as the foundation of the
assessment process. Further development is required, par-
ticularly to move to the next stage of using the assessment
tool as the basis for prioritising applications for equipment.
KEY WORDS capacity to benefit, disability, function,
health priorities, needs assessment.
Introduction
Providing health and community care services to pro-
mote independence rather than dependence requires
decisions at many levels regarding how to allocate
resources. Some of the parameters for such decisions are
indicated by a systematic review of occupational therapy
interventions for elderly people living at home (Steultjens
et al., 2004). The review found that assistive devices, train-
ing, comprehensive occupational therapy, home hazard
assessment, counselling of the primary caregiver and
information on fall prevention and social participation
were useful in promoting an independence model.
The main principles identified in the literature regarding
how allocation should occur fall into three categories:
need, maximising and egalitarian principles, that is,
resources should be distributed according to ‘need’
to obtain maximum benefit and to reduce inequality
(Cookson & Dolan, 2000). Need and equality come
together around the idea that persons in equal need
should be treated the same and those in greater need
should be treated more favourably than those with less
need (Hauck, Smith & Goddard, 2002). For health
services ‘need’ is characterised as degree of ill health. For
disability services the equivalent is degree of disability,
typically assessed as degree of functional limitations. At
its most extreme this has been called the ‘rule of rescue’,
recognising that extremes of ill-health, or disability,
require a response by society, irrespective of any potential
benefits (Hadorn, 1991).
Often, the processes underpinning decisions about
how to allocate resources are not explicitly stated or, if
they are, are based on a mix of ‘custom and practice’ and
local policies. Prioritisation essentially involves a two-step
process, however simple or sophisticated, or implicit or
explicit, that process might be. It involves translating
concepts such as ‘need’ and ‘benefit’ into something that
can be measured and then taking the results from that
measurement (assessment) and assigning priority.
Malcolm Masso BSc(Econ), MNA, MPH; Senior Research
Fellow. Alan Owen BSc(Hons); Senior Research Fellow.
Tara Stevermuer BA, MAPPStat; Research Fellow. Kathryn
Williams BA(Hons), BA(Journ); Research Fellow. Kathy
Eagar PhD; Professor, Director.
Correspondence: Malcolm Masso, Centre for Health
Service Development, University of Wollongong, NSW
2522, Australia. Email: mmasso@uow.edu.au
Accepted for publication 16 May 2008.
© 2008 The Authors
Journal compilation © 2008 Australian Association of
Occupational Therapists