Measuring Open Innovation in the
Bio-Pharmaceutical Industry
Francesca Michelino, Emilia Lamberti,
Antonello Cammarano and Mauro Caputo
The paper suggests a methodology for measuring the degree of openness in companies’
innovation processes through the analysis of annual reports. Four openness dimensions are
defined based on costs and revenues deriving from open innovation activities and new invest-
ments and divestments of innovation-related intangibles, occurring in either separate acqui-
sitions or business combinations. A synthetic measure of openness is defined, including all the
four dimensions. The model is then applied to a sample of 126 global top R&D spending
companies in the bio-pharmaceutical industry for the period 2008–2012, for a total of 630
annual reports analysed. Results show a negative correlation of openness degree with firm age,
dimension and efficiency, with biotech companies being more open than pharmaceutical ones.
The paper contributes to the research on open innovation by suggesting a comprehensive
framework for the measure of the pecuniary dimension of the phenomenon in both inbound
and outbound processes. From a managerial point of view, the framework can be used by
companies to both monitor their own degree of openness and to benchmark it with those of
competitors.
Introduction
S
ince 2003, when Chesbrough introduced
the term open innovation (OI), organiza-
tions have become increasingly aware that they
are unable to hold in-house all the competen-
cies they require, thus forcing them to open up
their research and development (R&D) pro-
cesses through pooling of collaborative activ-
ities and/or trading of intellectual property
(IP) rights (Gassmann, 2006; West & Gallagher,
2006). Following the OI paradigm, the firm is
an active participant in the market for technol-
ogy (Arora, Fosfuri & Gambardella, 2001),
proactively acquiring technologies from
outside and selling surplus technologies
through spin-offs and licensing arrangements.
Different studies have developed several
classifications of openness embedded in differ-
ent frameworks. Yet, apart from terminological
differences, the main distinction can be
reported as inbound vs. outbound processes
(Gassmann & Enkel, 2004), the former referring
to enriching the company’s own knowledge
base through the integration of suppliers, cus-
tomers and external knowledge sourcing; the
latter to earning profits by bringing ideas to
market, selling intellectual property and multi-
plying technology by transferring ideas to the
outside environment. Academic research is
dominated by case studies on how open inno-
vation is implemented and organized within
firms (e.g., Dodgson, Gann & Salter, 2006), and
survey studies on the adoption and perfor-
mance implications of open innovation strat-
egies (e.g., Laursen & Salter, 2006).
Although practice and theory seem to indi-
cate that the open innovation approach is ben-
eficial for companies as well as for users, and
the possibilities of opening innovation pro-
cesses are growing, innovation measurement
is still looking for appropriate metrics that
monitor the investments and the effects of
open versus closed innovation approaches, in
order to help companies to find their right
balance. Measuring the value of open innova-
tion activities is increasingly important and
measurement systems are not yet adapted to
monitor the value of such activities. Only spe-
cific measurement systems will allow the suc-
4 CREATIVITY AND INNOVATION MANAGEMENT
Volume 24 Number 1 2015
10.1111/caim.12072
© 2014 John Wiley & Sons Ltd