Cancer Therapy: Clinical
An Imaging-Based Rapid Evaluation Method for Complement-
Dependent Cytotoxicity Discriminated Clinical Response to
Rituximab-Containing Chemotherapy
Yuji Mishima,
1,2
Natsuhiko Sugimura,
1,5
Yuko Matsumoto-Mishima,
2,3
Yasuhito Terui,
1,2,3
Kengo Takeuchi,
4
Suzuka Asai,
2
Daisuke Ennishi,
3
Hiroaki Asai,
3
Masahiro Yokoyama,
3
Kiyotsugu Kojima,
5
and Kiyohiko Hatake
1,3
Abstract Purpose: Rituximab has greatly improved the efficacy of chemotherapy regimens for
CD20-positive non-Hodgkin's lymphoma. However, although several mechanisms of
action of rituximab have been identified, the exact therapeutic functions of these me-
chanisms remains to be clarified. In addition, there is no established prognostic marker
to predict an individual response. This study verified the validity of ex vivo comple-
ment-dependent cytotoxicity (CDC) susceptibility as a predictor of pathologic tumor
regression in patients undergoing rituximab-containing chemotherapy and examined
whether CDC contributes to the mechanism of action of rituximab.
Experimental Design: A rapid assay system was established to evaluate the tumoricidal
activity of rituximab using a living cell–imaging technique. We analyzed lymph node
biopsies obtained from 234 patients with suspected lymphomas and estimated the
association between CDC susceptibility and the response to rituximab-containing che-
motherapy in diffuse large B-cell lymphoma and follicular lymphoma.
Results: This study revealed that CDC susceptibility of lymphoma cells freshly obtained
from patients was strongly associated with response to rituximab-containing chemo-
therapy in both diffuse large B-cell lymphoma and follicular lymphoma. This correla-
tion was not apparent in cases that received chemotherapy without rituximab.
Conclusions: The system that we have established allows a successful assessment of
rituximab-induced CDC and can distinguish cases refractory to rituximab-containing
chemotherapy. The association between CDC susceptibility and therapy response sug-
gests that CDC is pivotal in the ability of chemotherapy including rituximab to induce
remission.
Although rituximab can be combined with chemotherapies
used in the treatment of non-Hodgkin's lymphoma, efficacy
varies from patient to patient. In addition, no prognostic mark-
er to predict individual response has been established to date.
Several mechanisms of action have been proposed and tested
in vitro, mainly in tumor cell lines (1–3). Through its human
IgG
1
Fc domain, rituximab can activate cellular effectors for an-
tibody-dependent cellular cytotoxicity (ADCC) or phagocytosis
and can recruit serum proteins for complement-dependent
cytotoxicity (CDC; ref. 4). Moreover, cross-linking of CD20 mo-
lecules on tumor cell lines has been reported to trigger apopto-
sis, as well as having an antiproliferative effect on some, but not
all, cell lines (5, 6). Despite these insights, the mechanisms me-
diating tumor cell eradication in vivo are not well understood.
Recently, analyses of FcγRIIIa polymorphisms have clearly
shown that ADCC is one of the critical effector functions
responsible for the clinical efficacy of therapeutic antibodies
(7–9). The FcγRIIIa gene (FCGR3A) displays an allelic polymor-
phism that generates molecules containing either a phenylala-
nine (F) or a valine (V) at amino acid position 158, which is
critical in mediating ADCC. A greater clinical response in pa-
tients with the FcγRIIIa allotype (FcgRIIIa-158V), which has a
high affinity for human IgG
1
, has been observed compared
with results obtained from patients with the low-affinity allo-
type (FcγRIIIa-158F; ref. 10). These reports show the impor-
tance of ADCC in clinical outcomes. On the other hand, there
are few reports that indicate a contribution to clinical effect in
Authors' Affiliations:
1
Olympus Bio-Imaging Laboratory,
2
Clinical
Chemotherapy, Cancer Chemotherapy Center,
3
Department of Clinical
Oncology and Hematology, Cancer Institute Hospital,
4
Department of
Pathology, Cancer Institute of the Japanese Foundation for Cancer
Research, Tokyo, Japan, and
5
Olympus Corporation, Ltd., Tokyo, Japan
Received 7/8/08; revised 1/27/09; accepted 2/9/09; published OnlineFirst
5/5/09.
Grant support: Scientific Research no. 19590170 from the Ministry of Edu-
cation of Japan (Y. Mishima), Grant-in-aid for scientific research on priority
area ‘cancer’ no. 12218226 from the Ministry of Education, Culture, Sports,
Science and Technology of Japan (K. Hatake).
Thecostsofpublicationofthisarticleweredefrayedinpartbythepaymentof
page charges. This article must therefore be hereby marked advertisement
in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Note: Supplementary data for this article are available at Clinical Cancer
Research Online (http://clincancerres.aacrjournals.org/).
Requests for reprints: Kiyohiko Hatake, Japanese Foundation for Cancer
Research, 3-10-6, Ariake, Koto-ku, Tokyo, Japan. Phone: 81-3-3520-0111;
Fax: 011-81-81-3-3570-0465; E-mail: khatake@jfcr.or.jp.
F 2009 American Association for Cancer Research.
doi:10.1158/1078-0432.CCR-08-1536
3624 Clin Cancer Res 2009;15(10) May 15, 2009 www.aacrjournals.org
Research.
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