Please cite this article in press as: Caponnetto, P., et al. What to consider when regulating electronic cigarettes: Pros, cons and unintended
consequences. International Journal of Drug Policy (2015), http://dx.doi.org/10.1016/j.drugpo.2015.03.001
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Commentary
What to consider when regulating electronic cigarettes: Pros, cons
and unintended consequences
Pasquale Caponnetto
a,b,∗
, Daniela Saitta
b
, David Sweanor
c
, Riccardo Polosa
a,b
a
Centro per la Prevenzione e Cura del Tabagismo, Azienda Ospedaliero-Universitaria “Policlinico-V. Emanuele”, Via S. Sofia 78, 95123 Catania, Italy
b
Dipartimento di Medicina Clinica e Sperimentale, Università di Catania, Via Palermo 636, 95121 Catania, Italy
c
Faculty of Law, University of Ottawa, 75 Laurier Avenue East, Ottawa ON K1 N 6N5, Canada
a r t i c l e i n f o
Article history:
Received 9 November 2014
Received in revised form 3 March 2015
Accepted 7 March 2015
Keywords:
Electronic cigarettes
Regulation
Public health
a b s t r a c t
Many public health experts, medical research societies, large health organizations and policy makers
have expressed concerns about the increased popularity of electronic cigarettes and have pushed for
more restrictive measures ranging from complete bans to tight regulations of these products either as
medicines or as tobacco products. But these concerns have never been adequately qualified nor quantified.
Without judicious assessment and thorough evaluation, regulations may have unintended consequences
that can do more damage than good in public health terms.
In this article, we will appraise the existing prominent regulatory frameworks for e-cigarettes, namely,
general consumer product, medicinal product and tobacco product regulation, to highlight their pros and
cons. Moreover, we provide concrete examples of the unintended consequences which may arise from
inappropriate regulatory action.
© 2015 Published by Elsevier B.V.
Introduction
Electronic cigarettes (e-cigarettes) are battery-operated devices
designed to turn a liquid solution into an aerosol (“vapor”) to simu-
late the act of smoking. The base of the liquid solution is propylene
glycol and/or vegetable glycerin. The liquid also contains water and
flavorings, and may or may not contain nicotine. Puffing activates a
heating element in the atomizer and the resulting vapor is inhaled.
The original models were designed to closely resemble a regu-
lar cigarette, down to an orange LED at the tip that glows when the
consumer activates the unit by inhaling. Now, however, many dif-
ferent models are available. Some look like traditional cigarettes,
cigars, or pipes. Others look similar to a pen, and some even look
like small flashlights. Some have LED lights, and some do not. Some
are single-use disposables, or use prefilled cartridges, and others
have refillable cartridges. They come in numerous shapes and sizes
and have different features as a very large number of companies
seek a marketplace advantage in catering to those who wish to dis-
tance themselves from anything resembling a traditional cigarette
∗
Corresponding author at: Centro per la Prevenzione e Cura del Tabagismo,
Azienda Ospedaliero-Universitaria “Policlinico-V. Emanuele”, Via S. Sofia 78, 95123
Catania, Italy. Tel.: +39 0953781537; fax: +39 0953781567.
E-mail address: p.caponetto@unict.it (P. Caponnetto).
or want a longer battery life, and/or better performance, and/or the
personal satisfaction of having cutting-edge technology.
The success of e-cigarettes as a tobacco cigarette substitute is
such that these products have been rapidly gaining on conventional
cigarettes (Adelman, Grainger, Ayala, & Paxton, 2013). According
to a recent Wells Fargo prediction analysis, e-cigarette consump-
tion could surpass conventional cigarettes within the next decade
(Mangan, 2013). The popularity of e-cigarettes’ appears in large
part to be related to the fact that they share many similarities with
smoking in the behavioural aspect of use (Caponnetto, Campagna,
Papale, Russo, & Polosa, 2012; Caponnetto, Russo et al., 2013). Users
are predominantly smokers, who report using them long term to
reduce cigarette consumption or quit smoking, to relieve tobacco
withdrawal symptoms, and to continue having a ‘smoking’ experi-
ence (Farsalinos, Romagna, & Tsiapras, 2013; Farsalinos, Romagna,
& Tsiapras, 2014), but with much reduced health risks (Farsalinos &
Polosa, 2014). Data from clinical trials (Bullen, Howe, & Laugesen,
2013; Caponnetto, Campagna, & Cibella, 2013; Polosa, Caponnetto,
& Morjaria, 2011; Polosa, Morjaria, & Caponnetto, 2013) have
confirmed that e-cigarettes may help smokers quit smoking or
reduce their tobacco consumption long term, thus reducing over-
all exposure to toxins and carcinogens. Moreover, the popularity
of e-cigarettes appears to be associated with the fact that they can
be used in many smoke-free areas, their prices are competitive,
and they are perceived as a much less harmful smoking alternative
http://dx.doi.org/10.1016/j.drugpo.2015.03.001
0955-3959/© 2015 Published by Elsevier B.V.