High-Risk Human Papillomavirus Affects Prognosis
in Patients With Surgically Treated Oropharyngeal
Squamous Cell Carcinoma
Lisa Licitra, Federica Perrone, Paolo Bossi, Simona Suardi, Luigi Mariani, Raffaella Artusi, Maria Oggionni,
Chiara Rossini, Giulio Cantu `, Massimo Squadrelli, Pasquale Quattrone, Laura D. Locati, Cristiana Bergamini,
Patrizia Olmi, Marco A. Pierotti, and Silvana Pilotti
A B S T R A C T
Purpose
Human papillomavirus (HPV) DNA tumors actively integrating the E6 and E7 oncogenes have a
distinct biologic behavior resulting in a more favorable prognosis. To which extent the viral
integration by itself, and/or the associated wild-type (wt) TP53 status, and/or a functional p16
contribute to prognosis is unclear.
Patients and Methods
To clarify how the presence of high-risk (HR) -HPV, TP53, and p16
INK4a
status interact with clinical
outcome, we considered a retrospective series of 90 consecutive oropharyngeal cancer patients
treated primarily with surgery.
Results
Seventeen (19%) patients showed integrated HPV 16 DNA (HPV positive), wt TP53 in all but two
patients, normal p16
INK4a
in 15 assessable patients, and p16 expression in all 17 patients.
Thirty-five patients (39%), two of whom were HPV positive, harbored TP53 mutations. p16
INK4a
deletion and p16 null immunophenotype occurred in 28 and 58 patients, respectively, and was
similarly distributed in both patients with mutated TP53 (48% and 82%, respectively) and in
patients with wt TP53 (46% and 77%, respectively). Statistical analysis showed that HPV-positive
status significantly affects all investigated end points: overall survival (P = .0018), incidence of
tumor relapse (P = .0371), and second tumor (P = .0152), whereas TP53 and p16
INK4a
status and
p16 expression were not prognostic by themselves.
Conclusion
Our molecular and clinical results are in agreement with previous findings but provide additional
information into the biologic mechanisms involved in HR-HPV oropharyngeal cancer in comparison
to HPV-negative tumors. According to the reduced risk of relapse and second tumors associated
with HR-HPV positivity of oropharyngeal cancer, the therapeutic strategy and follow-up procedures
should be reviewed.
J Clin Oncol 24:5630-5636. © 2006 by American Society of Clinical Oncology
INTRODUCTION
Recent studies showed an etiologic role of infection
with high-risk human papillomavirus (HR-HPV) in
a subset of oropharyngeal squamous cell carcinomas
(SCCs) and a distinct biologic behavior of tumors
integrating E6 and E7 oncogenes, resulting in a more
favorable prognosis.
1-4
In some studies, HPV-
positive tumors were more prevalent in younger
patients,
4,5
and they were associated with lower ex-
posure to alcohol or tobacco
6,7
and advanced dis-
ease.
8,9
These factors are implicated potentially in
prognosis, regardless of HPV positivity. However,
not all studies confirmed these associations,
10,11
due
to an insufficient sample size to adjust for these and
other important prognostic factors (such as sex and
treatment),
9,12-14
so that some reports failed to de-
tect a survival advantage of HPV-positive patients
bearing tumors.
15,16
Oropharyngeal cancer is commonly treated
with surgery and/or radiotherapy and, in advanced
disease, also with concomitant chemoradiotherapy.
In retrospective studies detecting the favorable prog-
nostic effect of HPV status, the correlation between
HPV status and the type of treatment was not spe-
cifically addressed.
12,14,17,18
At the molecular level, in head and neck cancer,
the presence of E6 oncoprotein, which mediates p53
From the Head and Neck Cancer Medical
Oncology Unit, Unit of Experimental
Molecular Pathology, Medical Statistics
and Biometry, Department of Head and
Neck Surgery, Department of Pathology,
Radiotherapy Department, and Depart-
ment of Experimental Oncology, Istituto
Nazionale per lo Studio e la Cura dei
Tumori; and Fondazione Italiana per la
Ricerca sul Cancro (FIRC) Institute of
Molecular Oncology, Milan, Italy.
Submitted October 17, 2005; accepted
April 27, 2006.
Supported in part by grants from the
Italian Association for Cancer
Research (AIRC) Grant (S.P.) and
Consiglio Nazionale delle Ricerche/
Ministero dell’Universita ´ e della
Ricerca (CNR/MIUR).
L.L. and S.P. contributed equally to this
work.
Authors’ disclosures of potential con-
flicts of interest and author contribu-
tions are found at the end of this
article.
Address reprint requests to Lisa Licitra,
MD, Head and Neck Cancer Medical
Oncology Unit, Cancer Medicine Depart-
ment Istituto Nazionale per lo Studio e la
Cura dei Tumori, 20133 Milano, Italy;
e-mail: lisa.licitra@istitutotumori.mi.it.
© 2006 by American Society of Clinical
Oncology
0732-183X/06/2436-5630/$20.00
DOI: 10.1200/JCO.2005.04.6136
JOURNAL OF CLINICAL ONCOLOGY
O R I G I N A L R E P O R T
VOLUME 24 NUMBER 36 DECEMBER 20 2006
5630
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