Clinical Innovation and Evaluation: Integrating Practice
with Inquiry
Gerald C. Davison, University of Southern California
Arnold A. Lazarus, Rutgers University
We explore the complex interplay of clinical discovery
and controlled evaluation, demonstrating how experi-
ence in the applied arena provides invaluable insights
and ideas about the complexity of the human condition
and of ways to intervene effectively. Case studies have
features that earn them a firm place in psychological
research, and to ignore their potential contributions is
to limit severely the kind of knowledge that can be
generated by more systematic modes of inquiry. Some
li mitations of group designs in comparative therapy re-
search are also reviewed, again highlighting the impor-
tance of idiographic analyses of single cases. Innovation
and creative advancement are most readily nurtured
via immersion in clinical/applied work, but at the same
time the nature of that work is inevitably shaped by
theories and hypotheses that clinicians bring into the
applied setting. These abstractions are themselves in-
fluenced by the clinician's interpretations of data,
which interpretations are molded by theoretical and
metatheoretical preconceptions. In this complex and
i
nteractive fashion, clinical innovation is part of a non-
linear network of forces that includes personal biases,
professional allegiances, epistemological assumptions,
theoretical preferences, and familiarity with and use of
certain bodies of data.
Key words:
case studies, psychotherapy outcome
research. [Clin Psycho) Sci Prac 1:157-168, 1994]
At a recent professional meeting, a colleague was dis-
cussing a new and unusual clinical procedure that its pro-
Address correspondence to Gerald C. Davison, Department of
Psychology,
University of Southern California, Los Angeles,
CA 90089-1061.
ponents had reported the previous year in a clinical case
study-a technique that, it was claimed, could eliminate
long-standing fears that had proven recalcitrant to other
interventions. "How could such a thing be possible?" we
asked with the utmost skepticism and even derision, all
the while harboring the hope that the clinical results were
valid and replicable. The response from our trusted
friend: "Look, who knows if it works or not, or how it
works if it does work? But I do know two things: First,
we can't afford to ignore a promising finding; and second,
the people making the claims have their heads screwed
on straight." Continued our friend: "So I've begun doing
some controlled laboratory research on the procedure.
I'll call you next year when my results are in." Our own
reply to him: "Fine, Tom, we're impressed that you're im-
pressed enough to spend some time on it. If your experi-
ments tell us that the clinical reports are probably true or
at least believable, we'll be after you to teach us how to
do it."
There are a couple of points we wish to make with
this little exchange. First, innovations by clinicians are the
lifeblood of advances in the development of new thera-
peutic interventions. Second, whether or not attention is
paid to a discovery-especially if that discovery borders
on the unbelievable-depends in large measure on a
prior
pro hominem
judgment we have made about the
integrity and standing of the creative clinician. And third,
clinical innovations are often (though definitely not
invariably or even primarily) investigated by more exper-
i
mentally minded workers whose subsequent findings
may persuade others that the previously unbelievable
technique is worth a closer look.
In what follows we try to make explicit the nature of
the complex interplay between clinical innovation and
controlled evaluation. The importance of attending to
the idiographics of individual cases is also explored in a
©
1994 AMERICAN PSYCHOLOGICAL ASSOCIATION D12
• 0969-5893/94/$5.00
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