Which -clamped conjugated monocycles exhibit ring currents?
Remco W. A. Havenith,
a
Leonardus W. Jenneskens,*
b
Patrick W. Fowler*
c
and
Alessandro Soncini
c
a
Department of Chemistry, University of Warwick, Coventry, UK CV4 7AL
b
Debye Institute, Department of Physical Organic Chemistry, Utrecht University, Padualaan 8,
3584 CH Utrecht, The Netherlands. E-mail: jennesk@chem.uu.nl; Fax: +31-30-2534533;
Tel: +31-30-2533128
c
Department of Chemistry, University of Exeter, Stocker Road, Exeter, UK EX4 4QD.
E-mail: P.W.Fowler@exeter.ac.uk; Fax: +44-1392-263434; Tel: +44-1392-263466
Received 26th January 2004, Accepted 10th March 2004
First published as an Advance Article on the web 1st April 2004
Quenching/survival of ring currents in π-clamped conjugated monocycles is controlled by the match or mismatch
in parity between the frontier orbitals of the central π-conjugated 4n+2/4n monocycle and those of the clamps.
Changes in ring current are not primarily caused by bond alternation or ‘Mills–Nixon’ effects; current and
geometry changes on clamping are both consequences of electronic structure.
Introduction
The correspondence between 4n+2/4n π-electron counts and
diatropic/paratropic ring currents in planar Hückel monocycles
stems from their characteristic frontier-orbital structure.
1
Using
the ipsocentric partition of total (σ + π) current density into
orbital contributions,
2
it can be shown that the induced currents
in the monocycles are dominated by HOMO–LUMO virtual
excitations, and hence can be ascribed to just four of the 4n+2
π-electrons in the diatropic case, and to two of the 4n π-electro-
ns in the paratropic case.
1
As part of the exploration of
the concept of aromaticity, synthetic chemists have sought
for many years to subvert the Hückel rules and to make
unconventional monocycles by altering their natural geom-
etries. Benzene rings with strong bond alternation, e.g. 1
3
and
2,
4
and planarised cyclooctatetraene (COT), e.g. 6,
5
have been
produced using a “clamping” strategy, where annelation is used
to impose the desired geometric constraints (Scheme 1). In this
way, systems with positive and negative ‘Mills–Nixon effects’,
6
i.e., positive and negative bond length differences, ΔR = R
1
- R
2
have been devised (see also Scheme 1).
As explicit mapping of current density shows, ring currents
survive in some of these novel clamped systems but not in
others; in 2 the characteristic diatropic benzene ring current
remains strong whereas it is quenched in 1 and in the tris(cyclo-
butadieno)-clamped model 4;
7
in 6 and 7 the paratropic ring
current expected on the basis of the Hückel 4n rule is indeed
found, but is then predicted to disappear in the COT analogue
of 4, e.g. exo-8.
8
This variety of behaviour has a ready explan-
ation in the orbital model based on the ipsocentric approach:
the survival/quenching of currents in functionalised
7–9
and con-
strained
10
systems such as 1–4 and 6–8, is rationalised by con-
sidering the extent to which the HOMO and LUMO of the
central ring remain intact, preserving the character of the dom-
inant virtual excitation(s). Annelation with saturated moieties,
as in 2, 6, and the related model systems containing cyclo-
butano clamps (3
7,9
and 7
8
) leaves the π HOMO and π* LUMO
of the monocycle essentially undisturbed and, hence, preserves
the diatropic/paratropic current. On the other hand, annelation
with strongly interacting unsaturated moieties inserts new π and
π* levels into the gap, changes the set of active virtual excit-
ations and, hence, destroys the current (Fig. 1). This quenching
effect has been demonstrated computationally for 1, 4 and its
exo-COT analogue 8.
7–9
Our subject here is another clamping group that frequently
features in discussions of aromaticity: the unsaturated 3,4-di-
methylenecyclobuteno unit.
6,11,12
Although this group is
π-conjugated, the predicted bond alternation for tris(3,4-di-
methylenecyclobuteno)benzene (5, Scheme 1) is comparable to
that in tris(cyclobutano)benzene (3) where the clamping group
is saturated, and the computed nucleus-independent chemical
shift (NICS) value (ca. -10 ppm.
12
) in 5 indicates little change
in the magnetic character of the central ring, compared to
benzene itself. This appears to pose a problem for our rational-
isation of currents in terms of a saturated/unsaturated dichot-
omy.
7–9
How does this clamping group fit with the scheme
presented in Fig. 1?
The present paper reports calculations of current maps for
tris(3,4-dimethylenecyclobuteno)benzene (5) and the COT
analogues endo-9 and exo-10 (Scheme 1), which lead to a gener-
alisation of the survival/quenching criteria. It is shown that
pictorial molecular orbital theory explains these ab initio results
and gives a concise predictive rationalisation of the effects of
the different π and σ clamping groups on magnetic properties.
Computational details
Geometries
Geometries were optimised at the RHF/6-31G** level of theory
using GAMESS-UK.
13
Under the constraint of D
3h
symmetry,
tris(3,4-dimethylenecyclobuteno)benzene (5) was found to be a
true minimum, as shown by a Hessian calculation (Table 1). In
the case of tetrakis(3,4-dimethylenecyclobuteno) COT, there
are two conceivable valence isomers denoted endo (9) or exo
Fig. 1 The effect of clamping on the electronic structure of benzene
and 1,3,5,7-cyclooctatetraene (COT). In benzene and COT itself the
ring current arises from a translationally (T ) allowed HOMO–LUMO
vertical excitation, and a rotationally (R) allowed HOMO–LUMO
vertical excitation, respectively.
2
When saturated groups are attached
(left), this transition is undisturbed, as the extra (usually σ) orbitals
from the clamping group lie outside the active π space, but when
unsaturated groups are attached (right), other magnetically active
orbitals often intrude into the frontier region. The present paper
discusses a case where no π intruder orbitals are in fact present.
DOI: 10.1039/ b401125b
1281
This journal is © The Royal Society of Chemistry 2004 Org. Biomol. Chem. , 2004, 2, 1281–1286