Extremely Low Birth Weight and Infant Mortality Rates
in the United States
WHAT’S KNOWN ON THIS SUBJECT: Infant and neonatal mortality
rates in the United States decreased markedly during the
twentieth century but have not decreased notably during recent
years. There has been an increase in preterm and low birth
weight births in recent years.
WHAT THIS STUDY ADDS: The lack of decrease in infant and
neonatal mortality rates in recent years is due in large part to the
increasing proportion of preterm and low birth weight infants,
particularly infants ,500 g.
abstract
OBJECTIVE: Infant mortality rates (IMR) and neonatal mortality rates
(NMR) in the United States have not decreased recently. The purpose
of this study was to determine the contributions of birth weight and
gestational age subgroups to the IMR and NMR in the United States.
METHODS: We used the most recent (1983–2005) US linked birth and
infant death data and simple regression analysis to determine the
contributions of specific birth weight and gestational age subgroups
to trends in IMR and NMR.
RESULTS: IMR and NMR decreased between 1983 and 2005 for all birth
weight and gestational age subgroups. There was an increase in births
of very low birth weight infants from 1.2% to 1.5% (P , .001) over this
period. The proportion of very low birth weight–infant deaths in-
creased from 42.9% to 54.8%, resulting in recent nonsignificant
declines in IMR and NMR. The proportion of live-birth infants ,500 g
increased from 0.12% to 0.18% (P , .001). The adjusted IMR and NMR
over time (excluding infants ,500 g) have steeper declining trends than
the ones including infants ,500 g. The changes in overall IMR and NMR
in recent years (2000–2005) are not statistically significant. However, the
adjusted IMR and NMR trends during this time are highly significant.
CONCLUSIONS: The increased proportions of infants ,500 g and other
low birth weight infants contribute greatly to the lack of a decrease in
IMR and NMR from 2000 to 2005, although birth weight– and gesta-
tional age–specific IMR and NMR continue to decrease. Pediatrics
2013;131:855–860
AUTHORS: Carissa Lau,
a
Namasivayam Ambalavanan, MD,
a
Hrishikesh Chakraborty, DrPH,
b
Martha S. Wingate, DrPH,
c
and Waldemar A. Carlo, MD
a
a
Department of Pediatrics, University of Alabama at Birmingham,
and Children’ s of Alabama, Birmingham, Alabama;
b
Department of Epidemiology and Biostatistics, University of
South Carolina, Columbia, South Carolina; and
c
Department of
Health Care Organization and Policy, School of Public Health,
University of Alabama at Birmingham, Birmingham, Alabama
KEY WORDS
birth rate trends, infants, infant mortality trends, vital statistics,
low birth weight, prenatal care delivery, United States
epidemiology
ABBREVIATIONS
IMR—infant mortality rates
NMR—neonatal mortality rates
VLBW—very low birth weight
Ms Lau assisted in the conceptualization and design of the study,
carried out the initial analysis, designed data collection
instruments, collected data, critically reviewed the manuscript,
and approved the final manuscript as submitted; Dr
Ambalavanan designed data collection instruments, collected
data, critically reviewed the manuscript, and approved the final
manuscript as submitted; Dr Chakraborty assisted in the
conceptualization and design of the study, carried out the initial
analysis, designed data collection instruments, critically
reviewed the manuscript, and approved the final manuscript as
submitted; Dr Wingate assisted in the conceptualization and
design of the study, critically reviewed the manuscript, and
approved the final manuscript as submitted; and Dr Carlo
conceptualized and designed the study, drafted the initial
manuscript, designed data collection instruments, collected
data, critically reviewed the manuscript, and approved the final
manuscript as submitted.
www.pediatrics.org/cgi/doi/10.1542/peds.2012-2471
doi:10.1542/peds.2012-2471
Accepted for publication Feb 1, 2013
Address correspondence to Waldemar A. Carlo, MD, Department
of Pediatrics, University of Alabama at Birmingham, 9380 Women
and Infants Center, 1700 6th Avenue South, Birmingham, AL 35249-
7335. E-mail: wcarlo@peds.uab.edu
PEDIATRICS (ISSN Numbers: Print, 0031-4005; Online, 1098-4275).
Copyright © 2013 by the American Academy of Pediatrics
FINANCIAL DISCLOSURE: The authors have indicated they have
no financial relationships relevant to this article to disclose
FUNDING: Supported by a grant from the Perinatal Health and
Human Development Program of the University of Alabama at
Birmingham and the Children’ s of Alabama Centennial Fund.
PEDIATRICS Volume 131, Number 5, May 2013 855
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