IEEE TRANSACTIONS ON ELECTRON DEVICES, VOL. 57, NO. 9, SEPTEMBER 2010 2227
Defect-Induced Breakdown in Multicrystalline
Silicon Solar Cells
Otwin Breitenstein, Jan Bauer, Jan-Martin Wagner, Nikolai Zakharov, Horst Blumtritt, Andriy Lotnyk,
Martin Kasemann, Wolfram Kwapil, and Wilhelm Warta
Abstract—We have identified at least five different kinds of
local breakdown according to the temperature coefficient (TC)
and slope of their characteristics and electroluminescence (EL)
under a reverse bias. These are 1) early prebreakdown (negative
TC, low slope), 2) edge breakdown (positive TC, low slope, no EL),
3) weak defect-induced breakdown (zero or weakly negative TC,
moderate slope, 1550-nm defect luminescence), 4) strong defect-
induced breakdown (zero or weakly negative TC, moderate slope,
no or weak defect luminescence), and 5) avalanche breakdown at
dislocation-induced etch pits (negative TC, high slope). The latter
mechanism usually dominates at a high reverse bias. The defects
leading to the etch pits are investigated in detail. In addition to
the local breakdown sites, there is evidence of an areal reverse
current between the dominant breakdown sites showing a positive
TC. Defect-induced breakdown shows a zero or weakly negative
TC and also leads to weak avalanche multiplication. It has been
found recently that it is caused by metal-containing precipitates
lying in grain boundaries.
Index Terms—Avalanche breakdown, electric breakdown,
photovoltaic cells, semiconductor defects.
I. I NTRODUCTION
L
OCAL junction breakdown at low reverse biases has
become an important technological problem, particularly
in multicrystalline silicon solar cells. Theoretically, cells with
a base doping concentration of 1 ∗ 10
16
cm
−3
should break
down at about −50-V reverse bias by avalanche breakdown,
but in reality, breakdown often begins already below −5 V.
The appearance of local hot spots at breakdown sites may
lead to permanent damage of modules under certain operating
conditions of these cells. If one cell of a string is shadowed,
Manuscript received January 7, 2010; revised May 26, 2010; accepted
June 4, 2010. Date of current version August 20, 2010. This work was
supported by the German cluster “SolarFocus” under Project BMU 327650.
This paper was presented at the 34th IEEE Photovoltaic Specialists Conference,
Philadelphia, PA, June 7–12, 2009. The review of this paper was arranged by
Editor S. Ringel.
O. Breitenstein, N. Zakharov, and H. Blumtritt are with the Max Planck
Institute of Microstructure Physics, 06120 Halle, Germany (e-mail: breiten@
mpi-halle.mpg.de).
J. Bauer was with the Max Planck Institute of Microstructure Physics, 06120
Halle, Germany. He is now with CaliSolar Inc., 12489 Berlin, Germany.
J.-M. Wagner was with the Max Planck Institute of Microstructure Physics,
06120 Halle, Germany. He is now with Christian Albrechts University of Kiel,
24143 Kiel, Germany.
A. Lotnyk was with the Max Planck Institute of Microstructure Physics,
06120 Halle, Germany. He is now with the Faculty of Engineering, Christian
Albrechts University of Kiel, 24143 Kiel, Germany.
M. Kasemann, W. Kwapil, and W. Warta are with the Fraunhofer Institute of
Solar Energy Systems, 79110 Freiburg, Germany.
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/TED.2010.2053866
the other cells may reverse bias this cell. The mechanisms
behind local junction breakdown, particularly their relation to
material defects, are not yet well understood. However, this
understanding becomes increasingly important since the trend
in solar cell industry goes toward enabling the production of
silicon solar cells from high-impurity [upgraded metallurgical
grade (UMG)] feedstock. There are clear indications that high
impurity concentrations lead to breakdown at even lower volt-
ages [1], [2].
This paper was extended to the contribution given at the
34th IEEE Photovoltaic Specialists Conference [3] by adding
new high-resolution transmission electron microscopy (TEM)
results investigating the physical nature of the line defects being
responsible for the observed etch pits. One new author was
added (N. Zakharov) who has contributed to these new results.
II. EXPERIMENTAL
The results presented in this paper are based on various phys-
ical methods for investigating breakdown phenomena, most of
them being imaging techniques. They were applied to a set
of standard industrial acidic-etched multicrystalline cells made
from closely neighbored wafers from the same brick, which
were free of ohmic shunts. The material was cast by the vertical
gradient freeze method from standard solar grade feedstock
(not a UMG material). In addition to temperature-dependent
current–voltage I –V characteristic measurements, mostly dark
lock-in thermography (DLIT) under a reverse bias has been
used for localizing the breakdown sites. Since DLIT images can
quantitatively be scaled in units of a local current density, the
results of DLIT images taken under different reverse biases and
temperatures allow the creation of images of the local temper-
ature coefficient (TC) and the steepness (slope) of the reverse
current (TC-DLIT and slope-DLIT [4]). In these techniques,
the derivative of the local current density with respect to tem-
perature or voltage is approximately obtained as a difference
quotient, which is then normalized to the average local current
density. Thereby, the resulting TC or slope images show the val-
ues of the relative TC or slope at the breakdown sites in units of
“% current change per K” (or per V, respectively), independent
of the absolute value of the breakdown current. Since for this
procedure absolute values of reverse current and reverse voltage
are used, a positive TC (slope) means an increase in absolute
current strength for increasing temperature (stronger reverse
bias). These magnitudes are appropriate to distinguish different
types of breakdown from each other. The local avalanche
multiplication factor (MF) was imaged by a special variant
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