IEEE TRANSACTIONS ON CONTROL SYSTEMS TECHNOLOGY, VOL. 23, NO. 1, JANUARY 2015 297
Digital Sliding Mode Prediction Control of Piezoelectric
Micro/Nanopositioning System
Qingsong Xu
Abstract—This brief presents the design, analysis, and ver-
ification of a new scheme of digital sliding mode prediction
control (DSMPC) for precise position control of piezoelectric
micro/nanopositioning systems. Its implementation only needs
input/output measurements, whereas the burdens on hysteresis
modeling and state observer design are released. The robustness
against piezoelectric nonlinearities and model disturbances is
guaranteed by a devised digital sliding mode control (DSMC).
As compared with DSMC, the DSMPC is capable of further
attenuating the positioning error through an optimal control,
which is provided by the predictive control strategy. Its stability
is proved and ultimate tracking error bounds are evaluated
analytically. The feasibility of the control scheme is validated by
experimental investigations on a piezo-driven micropositioning
device. Results exhibit that the DSMPC surpasses proportional-
integral-derivative control and DSMC in terms of high-speed
motion tracking accuracy, which is afforded by an increased
bandwidth.
Index Terms— Digital control, micro/nanopositioning, model
predictive control (MPC), piezoelectric actuators, sliding mode
control (SMC).
I. I NTRODUCTION
M
ICRO/NANOPOSITIONING concerns the ultrahigh-
precision positioning typically with micro/nanometer
accuracy in a small working range [1]. Various
micro/nanopositioning systems have been developed using
diverse actuation principles. In particular, the approach of
piezoelectric actuation has attracted extensive attentions from
both industry and academia, demonstrating its emerging
potential dedicated to the said applications. As compared with
their counterparts, piezoelectric actuators exhibit a number
of distinctive characteristics, including high force density,
rapid response speed, and fine motion resolution. Meanwhile,
piezoelectric actuators introduce unwanted nonlinear effects
in terms of hysteresis and drift. Tackling these nonlinearities
is vital to accomplish a micro/nanometer positioning accuracy.
Different control techniques have been explored for the
suppression of piezoelectric nonlinearities by releasing the
burden on hysteresis modeling [2]–[6]. Particularly, sliding
Manuscript received August 20, 2013; revised December 20, 2013; accepted
March 4, 2014. Date of publication March 31, 2014; date of current version
December 15, 2014. Manuscript received in final form March 9, 2014.
This work was supported in part by the Macao Science and Technology
Development Fund under Grant 070/2012/A3 and in part by the Research
Committee, University of Macau, under Grant MYRG083(Y1-L2)-FST12-
XQS and Grant MYRG078(Y1-L2)-FST13-XQS. Recommended by Associate
Editor A. Behal.
The author is with the Department of Electromechanical Engineering,
Faculty of Science and Technology, University of Macau, Macao, China
(e-mail: qsxu@umac.mo).
Color versions of one or more of the figures in this paper are available
online at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/TCST.2014.2311096
mode control (SMC) has demonstrated an efficient nonlinear
control featuring ease of implementation and robustness in
the presence of model disturbances [7]. As another approach,
model predictive control (MPC) is capable of predicting the
system performance in a specified time in the future and offer-
ing an optimal control action with respect to a predefined cost
criterion [8], [9]. Hence, by merging SMC and MPC, several
combined control algorithms have been recently developed
to achieve the advantages of both methods. For example, a
hierarchical MPC scheme with integral sliding mode was pro-
posed for continuous-time nonlinear systems [10]. However,
the controller was developed in continuous-time form.
In practice, the control scheme of a micro/nanopositioning
system is usually realized using a digital system, such as
computer or digital signal processor. Deploying a continuous-
time controller directly to a digital system may cause insta-
bility of the control system [11]. In addition, concerning
SMC, the digital implementation of a continuous-time control
deteriorates the invariance property exhibited by continuous-
time SMC [12]. Hence, to implement a reliable control scheme
on a sampled-data system, a digital control is adopted here.
In previous works, a discrete-time sliding mode prediction
control has been designed for the tracking control of uncertain
systems [13]. In addition, two model predictive discrete-time
SMC have been developed for the motion tracking of piezo-
electric nanopositioning systems [14], [15]. Recently, more
combined control algorithms have been established targeting
different physical processes [16].
Majority of the SMC plus MPC algorithms have been
developed on the basis of state feedback of the system.
Since micro/nanopositioning systems are normally only able
to afford position information by displacement sensors, a
state observer needs to be constructed [13]–[15], [17], [18].
However, the observer design complicates the control design
procedure, and an inappropriately designed state observer ren-
ders unstable control system. In this sense, it is desired to elim-
inate the use of state observer for the realization of the com-
bined control scheme. Unfortunately, the investigation toward
this issue has not been yet well established. In previous work,
a sliding mode predictive control was developed in [19] based
on an input/output model without using a state observer. It is
applied to plants which have a variable time delay with non-
minimum phase behavior. However, it is unclear whether this
control is applicable to piezo-actuated micro/nanopositioning
systems, which typically exhibit a higher order model preceded
by hysteretic nonlinearities.
To this end, a novel digital sliding mode prediction
control (DSMPC) scheme is devised in this brief for
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