1092 IEEE TRANSACTIONS ON SYSTEMS, MAN, AND CYBERNETICS—PART A: SYSTEMS AND HUMANS, VOL. 41, NO. 6, NOVEMBER 2011
Hidden Markov Model and Auction-Based
Formulations of Sensor Coordination
Mechanisms in Dynamic
Task Environments
Woosun An, Chulwoo Park, Member, IEEE, Xu Han, Krishna R. Pattipati, Fellow, IEEE,
David L. Kleinman, Fellow, IEEE, and William G. Kemple
Abstract—In this paper, multistage auction-based intelligence,
surveillance, and reconnaissance (ISR) sensor coordination mech-
anisms are investigated in the context of dynamic and uncertain
mission environments such as those faced by expeditionary strike
groups. Each attribute of the mission task is modeled using a
hidden Markov model (HMM) with controllable emission matri-
ces, corresponding to each ISR asset package (subset of sensors).
For each HMM-asset package pair, we evaluate a matrix of in-
formation gains (uncertainty reduction measures). The elements
of this matrix depend on the asset coordination structure and
the concomitant delays accrued. We consider three coordination
structures (distributed ISR coordination, ISR officer serving as a
coordinator, and ISR officer serving as a commander) here. We
evaluate these structures on a hypothetical mission scenario that
requires the monitoring of ISR activities in multiple geographic
regions. The three structures are evaluated by comparing the
task state estimation error cost, as well as travel, waiting, and
assignment delays. The results of the analysis were used as a guide
in the design of a mission scenario and asset composition for a
team-in-the-loop experimentation. Our solution has the potential
to be a mixed initiative decision support tool to an ISR coordi-
nator/commander, where the human provides possible ISR asset
package-task pairings and the tool evaluates the efficacy of the
assignment in terms of task accuracy and delays. We also apply
our approach to a hypothetical disaster management scenario
involving chemical contamination and discuss the computational
complexity of our approach.
Index Terms—Auction algorithm, coordination delays, hidden
Markov model (HMM), information gain (IG) heuristic sensor
scheduling, partition algorithm, sensor assignment.
Manuscript received August 12, 2009; revised March 22, 2010; accepted
September 4, 2010. Date of publication March 24, 2011; date of current version
October 19, 2011. This work was supported by the Office of Naval Research
under Grant N00014-09-1-0062. This paper was recommended by Associate
Editor L. C. Jain.
W. An, C. Park, X. Han, and K. R. Pattipati are with the Electrical
Engineering Department, University of Connecticut, Storrs, CT 06029 USA
(e-mail: woa05001@engr.uconn.edu; chp06004@engr.uconn.edu; krishna@
engr.uconn.edu).
D. L. Kleinman and W. G. Kemple are with the Department of Information
Sciences, Naval Postgraduate School, Monterey, CA 93943 USA (e-mail:
dlkleinm@nps.edu; kemple@nps.edu).
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/TSMCA.2011.2114342
I. I NTRODUCTION
C
OMPLEX surveillance applications, such as the use of un-
manned aerial vehicles (UAVs) for monitoring activities
in remote or hostile environments, require one to tradeoff the
sensor performance (e.g., detection, identification, and tracking
accuracies) and the sensor usage cost (e.g., power and band-
width consumption, distance traveled, risk of exposure, and
deployment requirements). The objective of dynamic sensor
scheduling is to judiciously allocate sensing resources to ex-
ploit the individual sensors’ capabilities while minimizing their
usage cost. UAVs are preferred assets for monitoring nearly
all of the intelligence, surveillance, and reconnaissance (ISR)
activities; however, they cannot be deployed in large numbers
due to their limited availability. Thus, astute allocation of scarce
resources is a major issue in ISR coordination. In addition,
sensors have different measurement capabilities with varying
accuracies. Thus, the sensor scheduling algorithm needs to
coordinate sensors and to tradeoff accuracy versus timelines of
measurement as well as risk of exposure.
In this paper, we develop analytic models of an expeditionary
strike group (ESG) with different ISR coordination structures
tasked with executing a surveillance mission. An ESG provides
a flexible Navy–Marine force, which is capable of tailoring
itself to a wide variety of missions. An important ESG mission
involves surveillance and prosecution of asymmetric threats.
The increased geographical range and the unpredictable nature
of their threat behavior require effective allocation and appro-
priate scheduling of sensors to achieve the mission objectives.
Effectively performing the ISR activities is a key step to gain
situational awareness, which, in turn, enables the allocation of
resources for the interdiction of asymmetric threats.
We model the asymmetric threats using hidden Markov
models (HMMs) because these activities are concealed and
their true state can only be inferred through the uncertain
observations obtained using various ISR sensors. A pattern of
these observations and its dynamic evolution over time provides
the information base for inferring a potential realization of an
asymmetric threat. Thus, each state of an HMM is characterized
by a set of attributes, and a sensor package consisting of a subset
of sensors is needed to accurately estimate these attributes and,
consequently, to infer the task (HMM) state.
This is the type of problem considered by Hutchins et al.
[1], where they have examined how an ESG with alternative
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