Journal of Applied Research in Memory and Cognition 2 (2013) 53–55
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Journal of Applied Research in Memory and Cognition
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Commentary
Forensic science testing: The forensic filler-control method for controlling
contextual bias, estimating error rates, and calibrating analysts’ reports
Gary L. Wells
∗
, Miko M. Wilford, Laura Smalarz
Psychology Department, Iowa State University, West 112 Lago Hall, Ames, IA 50011, United States
a r t i c l e i n f o
Article history:
Received 22 January 2013
Accepted 24 January 2013
Keywords:
Forensic science
Forensic testing
Contextual bias
Forensic error rates
A large share of forensic science techniques involving the analy-
sis of physical evidence have never been validated scientifically. The
National Academy of Sciences (NAS, 2009) concluded that, with the
exception of nuclear DNA analysis, no forensic method has been rig-
orously shown to consistently and with a high degree of certainty
demonstrate a connection between evidence and a specific indi-
vidual or source and have not developed evidence-based estimates
of error rates. The NAS report also noted that forensic analysts
1
are
subject to “contextual bias,” which occurs when the analyst is influ-
enced by knowledge about the suspect’s background or other case
information.
Kassin, Dror, and Kukucka (2013) reviewed basic social and cog-
nitive psychology supporting the concern regarding contextual bias
and makes a compelling case for the value of psychological science
to demonstrate and understand contextual bias in forensic testing.
Unfortunately, even if contextual bias were neutralized, it leaves
untouched significant problems identified by the NAS report: Is
the technique reliable? What is the error rate? Is the analyst com-
petent to conduct the procedure? Are analysts overstating their
conclusions? Forensic science testing and testimony has prolifer-
ated without answers to these questions. In effect, a large share
of “forensic science” techniques, almost all of which were devel-
oped by people in law enforcement rather than scientists, end up
coming down to what we call the “inter-ocular” test in which the
∗
Corresponding author. Tel.: +1 515 201 0431.
E-mail addresses: glwells@iastate.edu (G.L. Wells), mwilford@iastate.edu
(M.M. Wilford), lsmalarz@iastate.edu (L. Smalarz).
1
We use the term analyst to refer to the forensic scientists, forensic examiners,
forensic technicians, and forensic analysts who perform these forensic tests and
write the reports.
analyst visually examines the evidence and determines whether it
is a match, not a match, or is inconclusive.
Here, we develop the framework and rationale for a method
of forensic testing that we call the “filler-control method.
2
” We
argue that this method, which could theoretically be imposed upon
forensic testing systems, could simultaneously resolve the bulk of
issues addressed in the NAS report: (1) estimate error rates for
both the technique and the individual analyst, (2) help calibrate
forensic analysts, (3) quickly jettison fraudulent analysts and junk
science, and (4) protect against contextual influences. Importantly,
the filler-control method can accomplish all four of these objectives
using data generated by actual cases as they unfold. Although oth-
ers have alluded to the idea that a filler-control method might guard
against contextual influences in forensic testing (Kassin et al., 2013;
Saks, Risinger, Rosenthal, & Thompson, 2003), we argue that proper
use of the filler-control method as described here can alleviate all
four of the above-mentioned problems.
The filler-control method is best suited to forensic science tech-
niques that involve match judgments. The match domain is a large
one that includes fingerprints, tool marks, ballistics, bite marks,
hair analysis, fibers, handwriting, shoe prints, and any other test
for which an analyst is asked to determine whether a trace sample
from a crime scene matches something associated with a suspect.
2
These ideas are based largely on the first author’s American Psychology-Law
Society Presidential address given at the American Psychological Association meet-
ing in 2006, which was drew heavily from the logic of fillers for eyewitness
identification from lineups (Wells, Rydell, & Seelau, 1993).
2211-3681/$ – see front matter © 2013 Society for Applied Research in Memory and Cognition. Published by Elsevier Inc. All rights reserved.
http://dx.doi.org/10.1016/j.jarmac.2013.01.004