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Recent Patents on Anti-Cancer Drug Discovery, 2013, 8, 239-254 239
Cancer T Cell Immunotherapy with Bispecific Antibodies and Chimeric
Antigen Receptors
Markus D. Lacher
1,*
and Maurizio Provenzano
2
1
T cell Therapeutics, Inc., Lafayette, CA, 94549, USA;
2
University Hospital Zurich, Division of Urology, Zurich, 8091,
Switzerland
Received: March 8, 2013; Accepted: April 22, 2013; Revised: May 9, 2013
Abstract: Solid tumors contain several different types of malignant cells. This cellular heterogeneity complicates therapy
for at least two reasons. First, each subpopulation may respond differently to a given treatment. Second, cancer cells are
plastic, and thus may convert from a therapy-sensitive to a therapy-resistant cell type represented by another subpopula-
tion. Therefore, successful therapies will have to target numerous malignant cell types, not just the rapidly proliferating
cells as most standard treatments do. Immunotherapies with T cells engineered to recognize cancer cells via bispecific an-
tibodies (bsAbs) or chimeric antigen receptors (CARs) are particularly promising approaches with potential to ablate both
dividing and non/slow-dividing subpopulations of cancer cells. Here, we discuss several patents associated with excep-
tionally effective bsAbs of the tandem single-chain variable fragment (taFv) class and untangle a part of the complex net-
work of patents directly or indirectly related to CARs. Furthermore, we speculate on the future of bsAbs and CARs for
both treatment and prevention of solid tumors such as prostate cancer.
Keywords: Antibody, BiTE, bispecific, cancer, CAR, scFv, taFv.
INTRODUCTION
Cancer cell heterogeneity is a major factor affecting ther-
apy resistance. In particular, there is ample support for the
hypothesis that progression of cancer is driven by small sub-
populations of malignant cells referred to as tumor-initiating
cells (TICs), or, more broadly, as cancer stem cells (CSCs),
with both self-renewal and differentiation capacity [1-5].
Several lines of evidence indicate that CSCs are particularly
resilient to therapy. Nevertheless, even though CSCs were
initially considered as the Achilles heel of cancer whose se-
lective elimination would halt tumor growth, a more current
model stresses the need to target both CSCs and their proge-
nies, as some of the latter cells may revert back to the CSC
state [5, 6]. Furthermore, several in vitro models suggest that
cancer cells induced to undergo epithelial-to-mesenchymal
transition (EMT) may respond not only with an up-
regulation of mesenchymal markers, but also with increased
expression of genes associated with an embryonic stem cell
phenotype. These observations are consistent with the con-
cept proposed by Brabletz et al. which suggests that metasta-
ses are derived from (stationary) CSCs that have acquired
motility via EMT [7].
Therapies aimed at activating autologous immune cells to
clear cancer cells are fundamentally different from conven-
tional treatment strategies and thus pose unique challenges,
but also offer distinct opportunities. For instance, in contrast
to conventional cancer treatments that predominantly target
*Address correspondence to this author at T cell Therapeutics, Inc.;
Lafayette, 94549, CA, USA; Tel: +1 925-681-9553;
E-mail: doublehelix.pb2k@gmail.com
rapidly proliferating cells, therapies harnessing the innate
power of the immune system may kill malignant cells irre-
spective of their proliferation status. While some immuno-
therapies nonspecifically enhance the immune system, others
are aimed at specifically redirecting immune cells towards
cancer cells [8]. Within the latter category are T cell thera-
pies with bispecific antibodies (bsAbs) or chimeric antigen
receptors (CARs) (Fig. 1A and 1B). Both approaches are
designed to crosslink cytotoxic T cells and cancer cells.
Binding to the cancer cells occurs at tumor-associated anti-
gens (TAAs), here defined as cell-surface antigens expressed
on cancer cells that may or may not be specific for the ma-
lignant state of the cells. For instance, CD19, a marker for
normal B cells, is a target in both bsAb and CAR therapies
for B cell malignancies [9-12]. Since bsAbs or CAR-T cells
do not depend on T cell receptor (TCR) - major histocom-
patibility complex (MHC) interactions for binding to their
target cells, cancer cell MHC down-regulation as an immune
escape mechanism is not a primary concern [13, 14]. Never-
theless, although not further discussed here, it should be
noted that also MHC-restricted approaches with similarity to
the CAR strategy have demonstrated anti-cancer effects in
the clinic. In particular, clinically relevant responses were
reported for adoptive therapies with T cells carrying ectopic
TCRs specific for MHC-associated tumor antigens such as
MART-1, gp100, CEA, or cancer-testis antigens such as NY-
ESO-1 [15].
Among the key differences between bsAb and CAR
therapies are the formulations of the therapeutics. While the
bsAb approach may be carried out with systemically infused
“off-the-shelf” protein products, CAR treatments are
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