Nephrol Dial Transplant (2015) 0: 1–6
doi: 10.1093/ndt/gfv068
NDT Perspectives
Lag-censoring analysis: lights and shades
Giovanni Tripepi
1
, Georg Heinze
2
, Kitty J. Jager
3
, Vianda S. Stel
3
, Friedo W. Dekker
3,4
and
Carmine Zoccali
1
1
CNR-IFC/IBIM, Clinical Epidemiology and Physiopathology of Renal Diseases and Hypertension of Reggio Calabria, Reggio Calabria, Italy,
2
Section for Clinical Biometrics, Center for Medical Statistics, Informatics and Intelligent Systems, Medical University of Vienna, Vienna,
Austria,
3
ERA–EDTA Registry, Department of Medical Informatics, Academic Medical Center, University of Amsterdam, Amsterdam,
The Netherlands and
4
Department of Clinical Epidemiology, Leiden University Medical Centre, Leiden, The Netherlands
Correspondence and offprint requests to: Giovanni Tripepi; E-mail: gtripepi@ifc.cnr.it
ABSTRACT
‘Intention-to-treat’ (ITT) analysis is the recommended ap-
proach for the data analysis of randomized clinical trials
(RCT). ITT analysis considers patients in the active or in the
control arm as originally allocated by randomization, inde-
pendently of their actual adherence to the assigned treatment.
Lag-censoring analysis is a statistical method which takes into
account the compliance of patients to the study protocol
because the investigator censors a patient when or shortly after
he/she stops the treatment being tested. Herein we describe
the methodology underlying lag-censoring analysis in general
terms and by considering the application of this technique in
the analysis of a large RCT in haemodialysis patients, the
Evaluation of Cinacalcet Hydrochloride Therapy to Lower
Cardiovascular Events (EVOLVE) trial. Use and misuse of this
technique are discussed.
Keywords: intention-to-treat analysis, lag-censoring analysis
INTRODUCTION
The randomized controlled trial (RCT) is the gold standard
study design for testing scientific hypotheses in a clinical
scenario. RCTs are conducted to test the efficacy of medical in-
terventions and to collect information about adverse effects of
the same interventions [1]. The key feature of standard RCTs
is that participants are randomly assigned to undergo the
treatment being tested or other alternative therapies. After ran-
domization, the two (or more) study groups are followed up
by an identical protocol, the only difference between the care
patients receive (clinical tests, outpatient visits, etc.) is intrinsic
to the interventions being compared. The fundamental advan-
tage of randomization is that it prevents bias by prognosis and
that any differences in known and unknown prognostic factors
in the groups being compared are due to chance [1]. Unfortu-
nately, randomized controlled trials often suffer from major
problems for measuring efficacy, such as noncompliance,
protocol deviations, and patient withdrawals, whether these
problems are related to side effects or not, and these drawbacks
pose important methodological concerns during data analysis
and interpretation.
‘Intention-to-treat’ (ITT) is the fundamental approach to
the analysis of RCTs. By this approach, all RCTs ‘as rando-
mized’, regardless of the compliance to the treatment they
actually receive [1]. In ITT analysis of superiority trials (i.e.
RCTs aimed at demonstrating that the experimental treatment
is superior to placebo/previous therapy for reducing the risk of
a given disease/event), the estimate of treatment effect is
usually conservative because in patients who discontinue the
experimental drug or start taking a non-study drug or who are
submitted to an unplanned co-intervention, all events occur-
ring after treatment discontinuation or after a co-intervention
continue to be attributed according to randomization, i.e. to
the active or the control arm (Figure 1, upper panel). As a
consequence, in ITT analysis, the difference in efficacy is
typically smaller than that which we would expect assuming
as effective the experimental drug, thus making it harder to
reject the null hypothesis of no difference. In contrast, the
smaller differences commonly observed in ITT analysis have
an obvious opposite effect when testing equivalence or non-
inferiority between drugs.
© The Author 2015. Published by Oxford University Press
on behalf of ERA-EDTA. All rights reserved.
1
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