Political Research Quarterly
Volume xx Number x
Month XXXX xx-xx
© 2007 University of Utah
10.1177/1065912907307290
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1
Allocating Lobbying Resources between
Collective and Private Rents
R. Kenneth Godwin
University of North Carolina, Charlotte
Edward J. Lopez
San Jose State University, California
Barry J. Seldon
University of Texas–Dallas
How do firms allocate their lobbying resources among their political goals? The authors approach this question using
a game-theoretic model that integrates three concepts from the lobbying literature: the distinction between private and
collective rents, the competition for a rent, and the impacts of political institutions. The model indicates how compe-
tition and political institutions affect lobbying expenditures and expected net returns for private and collective lobby-
ing. The outcomes predicted differ with those of past formal models and produce the counterintuitive expectation that
competition typically reduces expenditures. The authors test the model’s predictions by examining the lobbying deci-
sions of sixty-two firms.
Keywords: lobbying; rent-seeking; private goods; collective goods; competition; institutional friction; policy mak-
ers’ costs; collective action
N
umerous government decisions can benefit or
harm a firm, and if the firm chooses to lobby, it
must decide which basket of lobbying efforts will yield
the greatest net benefits (rents). We argue that this cal-
culation involves three parameters: institutional fric-
tions that raise the costs to policy makers of providing
a rent, competition from other interests, and whether
the rent is private or collective. We develop a simple
game-theoretic model that includes all three parameters
and explore the model’s predictions using numerical
examples and interviews with lobbyists. The model
predicts that under most situations, increasing the value
of institutional frictions or competition decreases a
firm’s lobbying expenditures and that firms will prefer
private rather than collective rents. The finding on com-
petition contrasts with previous models and the private
goods result is new. The interviews show why compe-
tition has this effect and suggest why previous studies
of industries found only weak support for Olson’s
(1965) collective action hypothesis.
The article is divided into five sections. The first
reviews the empirical studies and formal models that
address the issues in this article. The second develops
the model and provides its definitions and assump-
tions. The third shows how varying the institutional
friction and competition parameters affects whether
firms will allocate their resources to private or col-
lective rents. The fourth uses interviews with lobby-
ists to illustrate the predictive ability of the model,
and the final section discusses the model’s implica-
tions for public policy.
Important Factors in
Lobbying Decisions
When deciding on which issues it will lobby, firms
must consider the institutional constraints on policy
makers (Denzau and Munger 1986; Weingast and
Marshall 1988). For example, will providing a rent
have positive or negative electoral implications for
the relevant elected officials? Must the firm’s lobby-
ists shepherd a proposal from getting it on the politi-
cal agenda all the way through the legislative process,
or does the firm need only to find a single point in a
friendly subcommittee where it can kill a hostile pro-
posal? If the bureaucracy is handing the rent, is the
firm’s desired outcome consistent with the agency’s
mission (Bawn 1997)? Firms also must consider the
level of competition from other interests (Tullock
1967). What resources does the opposition have, and
how willing is it to spend them? Finally, firms must