Nature © Macmillan Publishers Ltd 1998
8
A
cts of giving, receiving and repaying
permeate various aspects of human
life and, similarly, the lives of many
animals. However, evolutionary theory pre-
dicts that reciprocally altruistic cooperation
should be rare in the animal kingdom —
natural selection should tend to favour
selfish, uncooperative behaviour. So what
are the special conditions required for
reciprocal altruism to occur? And what is the
optimal level of altruism that each partner
should show? New mathematical models
reported by Roberts and Sherratt
1
on page
175 of this issue show that cooperation
can spread more readily than previously
thought. Moreover, cooperation should
increase over the history of a partnership
when organisms repeatedly interact, and
when they can flexibly respond in a continu-
ous manner to the level of cooperation that
was previously shown by their partners.
Theoretical work on the evolution of
altruism between unrelated individuals has
been dominated by the ‘prisoner’s dilemma’
model. In an encounter, each of two individ-
uals can choose either to cooperate or not to
cooperate (‘defect’ in trade jargon). If they
both cooperate, both do better than if they
had both defected. But if one player defects
while the other cooperates, the defector gets
the highest reward and the cooperator gets
nothing, or even suffers a net cost. Clearly, if
players meet only once the best option is to
defect. However, if the players meet often
enough, cooperation can be favoured
2
.
Computer tournaments between different
strategies found that the most effective strat-
egy was ‘tit-for-tat’, whereby players cooper-
ate on the first move and thereafter repeat the
opponent’s previous move. In this way, they
can punish defection but resume coopera-
tion once the opponent does
3
.
Over the past 15 years there have been
hundreds of theoretical papers aimed at
working out which strategy would beat tit-
for-tat under a range of conditions — for
example, when individuals occasionally
misidentify what opponents have done dur-
ing the previous move
4
. Although of intrin-
sic theoretical interest, these hypothetical
contests have been somewhat frustrating
for empiricists, who have found it difficult
to document the prisoner’s dilemma array
of fitness payoffs (that is, reproductive
consequences for cooperating and defect-
ing) in real biological systems
5,6
. In particu-
lar, a biologically unrealistic limitation of
the conventional prisoner’s dilemma is
that it assumes that players can choose
only between all-out cooperation and
utter defection. But it is clear that coopera-
tion is rarely an ‘all or nothing’ behaviour
(Fig. 1).
Roberts and Sherratt
1
allowed for vari-
able investment by each partner — with zero
investment corresponding to defection —
and analysed what would be the best strategy
to adopt. Their computer simulations
showed that, among several strategies com-
pared, the most effective was ‘raise the stake’
(RTS). This strategy raises its investment
with individuals who have matched or bet-
tered their partner’s last move. RTS was able
to spread in the population until fixed when
in competition with strategies which, for
example, never invest, match a partner’s
investment, undercut a partner, or cheat
probabilistically. Under most conditions,
RTS was also successful in resisting sub-
sequent invasion by any of these defector
strategies. The success of RTS stems from the
fact that it is resistant to exploitation by
defector strategies, while making the most of
cooperative opportunities. In short, the
success of RTS is due to the same features
(being nice, retaliating and forgiving) that
make tit-for-tat so successful in the discrete
model of the prisoner’s dilemma.
Perhaps the most important prediction
to come from RTS is that individuals should
invest relatively little during their first
encounters with new partners, and then
become increasingly cooperative with them.
By ‘testing the water’, cooperators limit their
losses but capitalize on cooperative opportu-
nities with individuals who are prepared to
reciprocate. This makes sense. Are you more
likely to lend £100 to a friend or to a stranger?
The idea of earlier encounters being used to
build trust has also been proposed by May
7
.
He suggested that partners may eventually
undertake an enterprise with a large reward
— say, robbing a bank — once they have
built up enough trust during previous en-
counters. Unfortunately, empirical studies
recording changes in the degree of coopera-
tion during successive interactions are
scarce. Experiments with humans showed
that people become increasingly cooperative
during four successive interactions
8
. But, in
that study, the options were only discrete
cooperation or defection, as in the original
prisoner’s dilemma game.
Roberts and Sherratt
1
also suggest that
potlatch (a custom among certain North
American Indians whereby property is given
away or destroyed) may represent altruistic
escalation. However, some caution is needed
here as potlatches may serve as honest signals
NATURE | VOL 394 | 9 JULY 1998 121
news and views
Familiarity breeds
cooperation
Laurent Keller and H. Kern Reeve
Many theoretical models have been developed to study the conditions
under which unrelated individuals should cooperate or not cooperate.
But such behaviour is rarely ‘all or nothing’, and new mathematical
models allow the optimal level of cooperation to be determined.
Figure 1 You scratch my back and I’ll scratch yours — grooming by Barbary macaques on Gibraltar.
Roberts and Sherratt
1
have devised new models for cooperation that take into account the fact that, in
biological situations, the choice is not always as clear-cut as whether or not to cooperate. One
example of this is the amount of time that macaques who cooperate by grooming one another invest
in this altruistic act.
R. D. MARTIN, AIM, ZURICH