Four million newborn deaths: Is the global research agenda evidence-based?
Joy E. Lawn
a,b,
⁎, Igor Rudan
c,d,e
, Craig Rubens
f
a
Senior Research and Policy Advisor, Saving Newborn Lives, Save the Children-US, South Africa
b
Health Systems Research Unit, Medical Research Council, Cape Town, South Africa
c
Croatian Centre for Global Health, University of Split Medical School, Split, Croatia
d
Department of Public Health Sciences, University of Edinburgh Medical School, Scotland, UK
e
Consultant to the Child Health and Nutrition Research Initiative, Dhaka, Bangladesh
f
Executive Director of Global Alliance for Prevention of Prematurity and Stillbirths (GAPPS), Seattle Children's Hospital, Seattle, WA, United Sates
abstract article info
Keywords:
Neonatal
Newborn
Research
Priority-setting
Neonatal infections
Preterm birth
Birth asphyxia
Inequity
Epidemiology
Millennium Development Goals
Four million neonates die each year. These deaths are mostly in low-income countries, but neonatal mortality
and morbidity are also a priority burden in high-income countries. Epidemiological evidence suggests
newborn research would prioritise the poorest families; birth and the first days of life; major causes
particularly infections, preterm birth and asphyxia; and include preventive strategies as well as improved
care. However research investment is not commensurate to burden, and there is a mismatch with current
research priorities. South Asia and sub Saharan Africa, with 75% of the burden, expend around US$20 million
per year on newborn research, a fraction of what is spent on a smaller proportion of health problem in rich
countries. We propose a research pipeline of description, discovery, development of solutions and delivery of
research with scale-up to reach the poorest families. Listing research options and applying quantitative
scoring enables systematic, transparent research prioritisation. As well as a research pipeline, a “people
pipeline” is required to generate research capacity in low-income countries.
© 2008 Elsevier Ireland Ltd. All rights reserved.
1. Introduction
Each year, four million babies die in their first four weeks of life (the
neonatal period). This equates to more than 10,000 deaths a day. Many
die at home without contact with formal healthcare [1]. Most of these
deaths are unrecorded and remain invisible to all but their families.
The fourth global Millennium Development Goal (MDG 4) calls for a
two-thirds reduction in the death rate of children under the age of 5 by
2015. Accelerating progress in reducing neonatal deaths is crucial
because while progress is being made in reducing postneonatal mor-
tality, fewer countries are achieving rapid reductions in neonatal
mortality. In addition at least 3.2 million babies are stillborn each year
[2], with one third dying in labour [3].
Ninety-nine percent of newborn deaths occur in low and middle-
income countries [1] but almost all the research information available
in the public domain focuses on the one percent of deaths occurring
in the richest countries. In rich countries, neonates account for at
least two-thirds of deaths among children under five years. If research
investments were aligned with the burden of neonatal health
problems and based on the potential global impact of the research,
what would this agenda look like?
2. Evidence to inform a global newborn health research agenda
2.1. Where?
Almost three-quarters of neonatal deaths occur in South Asia and
Sub Saharan Africa. India alone experiences over 1 million neonatal
deaths each year. Of the 20 countries with the highest neonatal
mortality rates, three-quarters are in Africa and many are experiencing
conflict or have seen recent conflict [4]. Ironically data may be weakest
from transitional countries and large countries such as China where
registration is still too low to be representative and large population-
based surveys are not undertaken [5]. However national averages can
hide populations at greater risk, requiring targeted programmes and
research. Within countries there may be marked variation. For
example in India, Kerala State has a neonatal mortality rate (NMR) of
around 10, but in some northern Indian states this is six-fold higher.
In both industrialised and developing countries, NMR and neonatal
morbidity are higher for the poorest families. In the USA the infant
mortality rate for African Americans is almost double that for white
Early Human Development 84 (2008) 809–814
⁎ Corresponding author. 11 South Way, Pinelands, Cape Town 7405, South Africa.
Tel.: +27 21 532 3494; fax: +27 21 531 5140.
E-mail address: joylawn@yahoo.co.uk (J.E. Lawn).
0378-3782/$ – see front matter © 2008 Elsevier Ireland Ltd. All rights reserved.
doi:10.1016/j.earlhumdev.2008.09.009
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Early Human Development
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