Cardiovascular Epidemiology
Prevalence, characteristics, and predictors of
early termination of cardiovascular clinical trials
due to low recruitment: Insights from the
ClinicalTrials.gov registry
Sabrina Bernardez-Pereira, MD, MS,
a,b
Renato D. Lopes, MD, PhD,
c,d
Maria Julia Machline Carrion, MD, MS,
a
Eliana Vieira Santucci, MS,
a
Rafael Marques Soares, MS,
a
Matheus de Oliveira Abreu, MS,
a
Ligia Nasi Laranjeira, MS,
a
Dimas T. Ikeoka, MD, PhD,
a
Ana Denise Zazula, MD,
a
Frederico Rafael Moreira, MS,
a
Alexandre Biasi Cavalcanti, MD, PhD,
a
Evandro Tinoco Mesquita, MD, PhD,
b
Eric D. Peterson, MD, MPH,
c
Robert M. Califf, MD,
e
and Otavio Berwanger, MD, PhD
a
, on behalf of the Methodological Evaluation of clinical
TriAls (META) Study Group Sao Paulo, Rio de Janeiro, Brazil; and Durham, NC
Background Early termination of clinical trials due to low recruitment represents an understudied challenge for clinical
research. We aimed to describe characteristics of cardiovascular trials terminated because of low recruitment and identify the
major predictors of such early termination.
Methods We reviewed all cardiovascular clinical trials (7,042 studies) registered in ClinicalTrials.gov from February 29,
2000, to January 17, 2013, and assessed information about trials that were completed and those that were terminated early.
Logistic regression models were developed to identify independent predictors of early termination due to low recruitment.
Results Our search strategy identified 6,279 cardiovascular clinical trials, of which 684 (10.9%) were terminated
prematurely. Of these halted trials, the main reason for termination was lower than expected recruitment (278 trials; 53.6%).
When comparing trials that terminated early because of low recruitment with those that were completed, we found that studies
funded by the National Institutes of Health or other US federal agencies (odds ratio [OR] 0.35, 95% confidence interval [CI]
0.14-0.89), studies of behavior/diet intervention (OR 0.35, 95% CI 0.19-0.65), and single-arm design studies (OR 0.57,
95% CI 0.42-0.78) were associated with a lower risk of early termination. University/hospital-funded (OR 1.52, 95% CI 1.10-
2.10) and mixed-source–funded studies (OR 2.14, 95% CI 1.52-3.01) were associated with a higher likelihood of early
termination due to lower than expected recruitment rates.
Conclusions Low recruitment represents the main cause of early termination of cardiovascular clinical trials. Funding
source, type of intervention, and study design are factors associated with early termination due to low recruitment and might be
good targets for improving enrollment into cardiovascular clinical trials. (Am Heart J 2014;168:213-219.e1.)
Cardiovascular disease is the primary cause of death and
disability globally.
1
High-quality evidence has established
that interventions which reduce major cardiovascular
events typically have only moderate effects on outcomes;
therefore, large numbers of participants are needed in
clinical trials to adequately control for random error. As
clinical trials in cardiology become more complex and
expansive, with increasingly large cohorts to allow for
accurate assessment of the treatment effect, a common
challenge for such trials is lower than expected
recruitment rates, which can culminate in early termi-
nation of trials because of failure to reach the initially
planned sample size within the expected timeframe.
2
Currently, it is unknown what proportion of cardiovas-
cular trials are halted early due to low recruitment.
Moreover, the reasons why certain trials recruit well, but
others do not are not fully understood.
The publicly available ClinicalTrials.gov registry was
launched more than a decade ago and has emerged as a
From the
a
Research Institute, HCOR–Hospital do Coração, Sao Paulo, Brazil,
b
Fluminense
Federal University, Niteroi, Rio de Janeiro, Brazil,
c
Duke Clinical Research Institute, Duke
University Medical Center, Durham, NC,
d
Brazilian Clinical Research Institute, Sao Paulo,
Brazil, and
e
Duke Translational Medicine Institute, Duke University Medical Center,
Durham, NC.
Charles Maynard, PhD, served as guest editor for this article.
Submitted December 30, 2013; accepted April 28, 2014.
Reprint requests: Otavio Berwanger, MD, PhD, Research Institute, HCOR–Hospital do
Coração, Rua Abilio Soares, 250 12 andar 04005-909, Paraiso Sao Paulo, SP, Brazil.
E-mail: oberwanger@hcor.com.br
0002-8703
© 2014, Mosby, Inc. All rights reserved.
http://dx.doi.org/10.1016/j.ahj.2014.04.013