Economics Letters 117 (2012) 807–810
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Economics Letters
journal homepage: www.elsevier.com/locate/ecolet
Updating inflation expectations: Evidence from micro-data
Lena Dräger
a
, Michael J. Lamla
b,*
a
University of Hamburg, Germany
b
ETH Zurich, KOF Swiss Economic Institute, Switzerland
article info
Article history:
Received 22 May 2012
Received in revised form
16 August 2012
Accepted 20 August 2012
Available online 31 August 2012
JEL classification:
D84
E31
Keywords:
Updating Inflation expectations
Micro-data
Time-varying degree of inattention
abstract
Utilizing the Michigan Household Consumer survey’s rotating panel microstructure we can identify if
individuals have adjusted their expectations towards inflation. This allows us to directly capture the
updating behavior of individual consumers regarding their short- and long-run inflation expectations.
© 2012 Elsevier B.V. All rights reserved.
1. Introduction
Inflation expectations play a central role in modern macroe-
conomic models and are an important factor for economic policy.
However, despite their importance we still know very little about
how people form expectations. Researchers have proposed a wide
array of frameworks to model the expectations’ formation process.
Contributions by Sims (2003) and Mankiw and Reis (2002) revived
the interest in information rigidities and their importance for the
formation of expectations.
The idea of this paper is to analyze the updating behavior of in-
dividual consumers regarding their inflation expectations. For this
purpose we utilize the rotating panel structure of the University of
Michigan Survey of Consumers, where a fraction of consumers is
re-interviewed after six months. Using an identification algorithm
we can track the expectations of individual consumers over a pe-
riod of six months. Hence, we can directly calculate the share of
individuals that have adjusted their expectations and thus do not
need to rely on inference coming from the cross-section or the ag-
gregated series.
Our paper is related to the literature that analyzes the updating
behavior of consumers regarding their inflation expectations. For
*
Correspondence to: Weinbergstrasse 35, 8092 Zurich, Switzerland. Tel.: +41 44
632 8623; fax: +41 44 632 1234.
E-mail addresses: lena.draeger@wiso.uni-hamburg.de (L. Dräger),
lamla@kof.ethz.ch (M.J. Lamla).
the US, Carroll (2003) finds support for the conjecture of Mankiw
and Reis (2002) that consumers update their inflation expectations
roughly once a year. Pfajfar and Santoro (2012) test the hypotheses
in Carroll (2003) using micro-data. Looking at the movements
of forecast errors in relation to the variable being forecasted,
Coibion and Gorodnichenko (2010) document pervasive and
robust evidence consistent with information rigidities. For Europe,
Döpke et al. (2008) show that consumers update their inflation
expectations once every 18 months. Lamla and Sarferaz (2012)
document substantial time-variation in the inflation expectation
updating behavior of German households. Using micro-data for
inflation expectations of professional forecasters, Andrade and Le
Bihan (2010) report evidence of information frictions. In sum,
these studies provide evidence for staggered updating and for
information frictions. Our paper tests the relevance of information
frictions by directly identifying the changes of expectations of
individuals.
2. Data
We employ the micro data set from the University of Michigan
Survey of Consumers, where we use both the quantitative and the
qualitative questions for inflation expectations regarding the next
12 months, and regarding a longer horizon of five to ten years. The
micro-data is available from January 1978 to November 2011. The
precise questions of the survey read:
A12. ‘‘During the next 12 months, do you think that prices in
general will go up, or go down, or stay where they are now?’’
0165-1765/$ – see front matter © 2012 Elsevier B.V. All rights reserved.
doi:10.1016/j.econlet.2012.08.033