Blind Man's Bluff:
The Ethics of Quantity Surcharges
Omprakash K. Gupta
Anna S. Rominger
ABSTRACT. Empirical evidence, including a recent
field study in Northwest Indiana, indicates that
supermarkets and other retail merchants frequently
incorporate quantity surcharges in their product
pricing strategy. Retailers impose surcharges by
charging higher unit prices for products packaged in
a larger quantity than smaller quantity of the same
goods and brand. The purpose of this article is to
examine the business ethics of such pricing strategy
in light of empirical findings, existing government
regulations, factors that motivate quantity surcharges
and prevailing consumer perceptions.
1. Introduction
A consumer is subjected to a quantity surcharge
when the unit price of a product packaged in a
larger quantity is higher than the unit price of
the same product and brand packaged in a smaller
quantity. Ample empirical evidence, including a
recent field study in Northwest Indiana docu-
mented by this article, indicates that merchants
Omprakash K. Gupta is an Associate Professor of
Management in the Division of Business & Economics
at Indiana University Northwest. His research interests
are in Operations Management, Management Science,
Mathematical Modeling of Business Systems and
Business Ethics. He has published several articles in
national and internationaljournals. He has also reviewed
papers for many journals and edited special issues.
Anna S. Rominger is an attorney, a mediator, and an
Assistant Professor of Business Administration in the
Division of Business & Economics at Indiana University
Northwest. Her research interests are negotiation, alter-
native dispute resolutions, labor management relations,
business ethics and professional liability. She has pub-
lished articles in several of these areas.
routinely charge quantity surcharges on groceries
and other products. Shoppers who buy these
goods often do so holding a contrary belief that
the large economy size is a price value because
they believe the unit price of goods packaged in
larger quantities is less (Nason and Della Bitta,
1983). Since the practice of quantity discounting
is so widespread, this belief that bigger is cheaper
is amply demonstrated by the shopping behav-
iour of most shoppers. As pointed out by
Dickson and Sawyer (1990), this may be one
possible explanation why most consumers do not
even make price comparison within a specific
brand. Their study also showed that about half
of the shoppers were not even aware of product
prices. Granger and Billson (1972) study showed
that in a randomly selected group of shoppers
about eighty percent believed that the smaller size
laundry products were more expensive than
larger sizes. Quite obviously, when consumers
buy larger packages thinking that such products
are cheaper, they make costly decisions and suffer
financial losses (Cude and Walker, 1984).
The disparity between actual retail practice
and consumer knowledge and belief raises an
important ethical question about such retail
product pricing practice. The purpose of this
article is to explore the ethical dimensions of
quantity surcharges in the retail shopping envi-
ronment. The organization of the rest of the
paper as follows. In the next section, we review
the existing literature relevant to quantity
discount surcharge. The review will focus on
studies on incidence of quantity surcharge, ratio-
nale for quantity surcharge and consumer decep-
tion. Section 3 is devoted to empirical findings
of quantity surcharge in Northwest Indiana. In
Section 4, we examine prevalent government
Journal of Business Ethics 15: 1299-1312, 1996.
© 1996 Kluwer Academic Publishers. Printed in the Netherlands.