Smooth Pursuit Performance in Families With
Multiple Occurrence of Schizophrenia and
Nonpsychotic Families
Rebekka Lencer, Carsten P. Malchow, Katja Krecker, Achim Nolte,
Marlene Pinnow, Susanne Zimmerman v. Siefart, Eberhard Schwinger, and
Volker Arolt
Background: Eye tracking dysfunction (ETD) has been
put forward as a trait marker for biological susceptibility
to schizophrenia with the hope of identifying a link to
specific cerebral lesions.
Methods: Eye movements were recorded using infrared
oculography in 8 families (67 members) showing multiple
occurrence of schizophrenia and in 9 nonpsychotic fami-
lies (80 members). Triangle wave stimuli at 15°/s and
30°/s were used and gains (eye velocity/target velocity),
rates and amplitudes of different saccade categories
(catch-up, back-up, anticipatory saccades, and square-
wave-jerks) were determined.
Results: In the relatives, the same deficit in maintenance
of smooth pursuit performance was found as was seen in
the schizophrenic patients. This deficit, which was not
observed in the nonpsychotic families, consisted of lower
gains for leftward as compared to rightward pursuit. This
was emphasized most clearly at 30°/s and was associated
with an excess of catch-up saccades in the schizophrenic
patients, whereas in the relatives a tendency to exhibit
more and larger anticipatory saccades was observed.
Conclusions: The results confirm the hypothesis that
eye-tracking dysfunction is a phenotypic marker for ge-
netic liability to schizophrenia. Neurophysiologically, a
cerebral dysfunction which includes one or more of the
oculomotor centers can be assumed in subjects who carry
a genetic susceptibility to schizophrenia. Biol Psychiatry
1999;45:694 –703 © 1999 Society of Biological Psychia-
try
Key Words: Smooth pursuit, gain, saccades, schizophre-
nia multiplex families, nonpsychotic families
Introduction
R
ecent research on schizophrenia has used molecular
genetic analysis to reveal the underlying genetic
mechanisms and to attempt an identification of the gene
loci believed to be involved in conveying susceptibility to
schizophrenia (Cloninger 1997). One of the major prob-
lems is that it is difficult 1) to define the borders of the
various schizophrenia spectrum disorders; and 2) to iden-
tify those individuals who carry the genetic trait without
suffering from the disease (Levinson et al 1991). Eye
tracking dysfunction (ETD) has been put forward as one of
the most promising biologic, ie phenotypic trait markers
for genetic liability to schizophrenia (Holzman 1989;
Grove et al 1992), although Litman et al 1997 recently
were sceptical of the use of ETD for identifying putative
gene carriers among at-risk relatives. However, our group
has found evidence for a significant linkage of ETD to
markers on chromosome 6p23-21 in families showing
multiple occurrences of schizophrenia (Arolt et al 1996a).
Specific methods of assessment such as gain analysis
(the ratio of the velocity of the smooth pursuit component
of eye movement to target velocity) and high resolution
techniques (e.g., infra-red oculography), have been
adopted from neuroophthalmologic research. These have
been introduced into schizophrenia research (Abel et al
1991) with the hope of finding a link to specific lesions
within oculomotor centers, such as the frontal eye field
(FEF), the middle temporal visual area (MT), the medial
superior temporal visual area (MST), or the supplementary
motor area (SMA), which might be responsible for ocu-
lomotor deficits in schizophrenic patients. Those saccades
which occur during smooth pursuit eye movements can be
classified either as catch-up saccades (CUS), back-up
saccades (BUS), anticipatory saccades (AS), or square
wave jerks (SWJ). The most frequent subtype both in
normals and schizophrenic patients is CUS, followed in
order of frequency by AS, BUS, and SWJ. There is
convincing evidence that in schizophrenic patients, the
From the Department of Psychiatry (RL, KK, AN, MP, SZvS, CPM) and the
Institute of Human Genetics (ES) of the University of Luebeck School of
Medicine, Luebeck, and the Department of Psychiatry of the Westfaelische
Wilhelms-University (VA), Muenster, Germany.
Address reprint requests to Rebekka Lencer, MD, Klinik fu ¨r Psychiatrie, Mediz-
inische Universita ¨t zu Lu ¨beck, Ratzeburger Allee 160, 23538 Lu ¨beck, Ger-
many.
Received March 9, 1998; revised September 1, 1998; accepted September 2, 1998.
© 1999 Society of Biological Psychiatry 0006-3223/99/$19.00
PII S0006-3223(98)0245-5