IEEE TRANSACTIONS ON SIGNAL PROCESSING, VOL. 59, NO. 3, MARCH 2011 1217
Exploiting Long-Term Channel Correlation
in Limited Feedback SDMA Through
Channel Phase Codebook
Yongming Huang, Member, IEEE, Luxi Yang, Member, IEEE, Mats Bengtsson, Senior Member, IEEE, and
Björn Ottersten, Fellow, IEEE
Abstract—Improving channel information quality at the base
station (BS) is crucial for the optimization of frequency division
duplexed (FDD) multi-antenna multiuser downlink systems with
limited feedback. To this end, this paper proposes to estimate a
particular representation of channel state information (CSI) at
the BS through channel norm feedback and a newly developed
channel phase codebook, where the long-term channel correlation
is efficiently exploited to improve performance. In particular, the
channel representation is decomposed into a gain-related part and
a phase-related part, with each of them estimated separately. More
specifically, the gain-related part is estimated from the channel
norm and channel correlation matrix, while the phase-related
part is determined using a channel phase codebook, constructed
with the generalized Lloyd algorithm. Using the estimated channel
representation, joint optimization of multiuser precoding and op-
portunistic scheduling is performed to obtain an SDMA transmit
scheme. Computer simulation results confirm the advantage of
the proposed scheme over state of the art limited feedback SDMA
schemes under correlated channel environment.
Index Terms—Limited feedback, multi-antenna multiuser
downlink, phase codebook, SDMA, user scheduling.
Manuscript received August 14, 2009; revised March 24, 2010, September
30, 2010; accepted October 31, 2010. Date of publication November 22, 2010;
date of current version February 09, 2011. The associate editor coordinating
the review of this manuscript and approving it for publication was Dr. Martin
Schubert. This work was supported in part by the NBRPC/973 under Grant
2007CB310603, the National Science and Technology Major Project of China
under Grants 2011ZX03003-001 and 2011ZX03003-003, the NSFC under
Grants 60902012 and 61071113, the European Research Council under the
European Community’s Seventh Framework Programme (FP7/2007-2013) and
ERC grant agreement no. 228044, the Ph.D. Programs Foundation of Ministry
of Education of China under Grants 20090092120013 and 20100092110010,
and the Huawei Technologies Corporation. Part of this work was conducted
when Y. Huang was visiting ACCESS Linnaeus Center, KTH Signal Processing
Lab, Royal Institute of Technology, SE-100 44 Stockholm, Sweden.
Y. Huang and L. Yang are with the School of Information Science and En-
gineering, Southeast University, Nanjing 210096, China, and also with the Key
Laboratory of Underwater Acoustic Signal Processing of Ministry of Education,
Southeast University, Nanjing 210096, China (e-mail: huangym@seu.edu.cn;
lxyang@seu.edu.cn).
M. Bengtsson is with the ACCESS Linnaeus Center, KTH Signal Processing
Lab, Royal Institute of Technology, SE-100 44 Stockholm, Sweden (e-mail:
mats.bengtsson).
B. Ottersten is with the ACCESS Linnaeus Center, KTH Signal Processing
Lab, Royal Institute of Technology, SE-100 44 Stockholm, Sweden, and
also with securityandtrust.lu, University of Luxembourg (e-mail: bjorn.otter-
sten@ee.kth.se).
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/TSP.2010.2094190
I. INTRODUCTION
I
N multi-antenna multiuser downlink systems, space divi-
sion multiple access (SDMA) may achieve a much larger
system throughput compared to conventional time division
multiple access (TDMA). The optimal capacity performance
of SDMA can be achieved by a multiuser precoding scheme
called dirty paper coding (DPC) [1]. In particular, when the
number of users exceeds the number of transmit antennas
at base station (BS), a linear increase of the capacity with
can be achieved by DPC. However, in practical systems,
DPC is difficult to implement due to intensive computational
complexity especially when the number of users is large, and
sensitivity to channel knowledge. To reduce the complexity,
several suboptimal schemes have been developed recently,
including the zero-forcing (ZF) precoding [2], block diago-
nalized precoding [3], MMSE precoding [4], the generalized
eigenvalue based solution [5] and the iterative method based
solution [6] etc. These low-complexity schemes can achieve
a large portion of the DPC capacity, but in the case of a large
number of users they should be jointly designed with user
scheduling algorithms [7], [8].
The main problem for the schemes above is that they all re-
quire full channel state information (CSI) of all the users at
the base station. This is difficult to realize in practical systems.
In frequency division duplexed (FDD) systems, CSI can typi-
cally be estimated only at receivers and must be fed back to the
base station if needed. Unfortunately, the bandwidth of practical
feedback channels is usually limited and must be shared by all
the users. Thus, in most cases, only very limited channel infor-
mation can be obtained at the base station. To address this issue,
a number of SDMA schemes based on limited feedback have
been proposed recently. In particular, a limited feedback SDMA
scheme based on opportunistic scheduling [9] has been shown
to asymptotically achieve the optimal capacity scaling when the
user number tends to infinity. However, in networks where the
number of users is limited, the performance of this scheme de-
grades severely due to excessive mutual interference between
multiple simultaneously active users. Later, a kind of improved
SDMA scheme [10], [11] that uses a properly designed SDMA
precoding codebook, instead of using a random unitary matrix
as the precoder, is proposed to handle this problem. Alterna-
tively, the method of CSI quantization can be used to reduce the
feedback burden [12]–[14], which is effective especially when
each user terminal is equipped with a single antenna.
1053-587X/$26.00 © 2010 IEEE