The role of surface roughness in the
friction of sliding contacts
M. EI-Sherbiny* and F. Salem
Results are presented of studies to assess the role of surface roughness in the
friction of sliding contacts. A model of the surface roughness uses conical
steel needles. A theoretical model based on the mechanics of interaction is
included. Experimental and calculated results are discussed in relation to
real engineering surfaces and the models compared
Keywords: roughness (surface), friction, sliding, aspertties, mathematical models
Early work on the friction of solids 1'2 attributed friction to
molecular field force, plastic deformation, junction growth
and interlocking of surface asperities. An early theory 1 ,
proposing the mechanism of adhesion between surfaces
as the primary cause of friction, was developed further 2
to accommodate the presence of surface films of low shear
strength and the deformation of surface asperities 3'4 .
Although the results of a large number of studies on friction
are available, it appears that most of them involve a number
Department of Mechanical Design, Faculty of Engineering, Cairo
University, Egypt
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of the mechanisms mentioned and do not permit differen-
tiation between the roles played by each mechanism.
A number of authors 4-6 have attempted to decouple such
mechanisms and isolate each one in a separate test or
model. In this context Hailing 4 used a spherical asperity
model to derive a friction theory for rough engineering
surfaces of work hardening materials. Hisakada s used a
conical asperity model to study the influence of surface
roughness on abrasive wear. Myers 6 experimentally
studied the effect of mean slope on friction using a slider
with three pins.
Here, an attempt is made to investigate the role of surface
roughness in the friction of sliding contact. The surface
asperities were simulated by steel needles with conical
tips. A theoretical model based on the mechanics of inter-
action is described. The results are compared with earlier
experimental 6 and calculated 4 results.
Theoretical model
The theoretical model is based on the following assump-
tions:
• The shape of the hard asperities is conical.
• The interfacial shear strength (r) and flow pressure (Y)
are constant over the whole surface and during the
entire period of the friction traverse.
• The height of the conical asperities may be considered
Gaussian, though the result is equally valid for any
other distribution.
• The distribution curve of the slope (0) is Gaussian and
independent of the separation of the two mating surfaces.
In the contact situation in Fig 1, the hard conical asperities
move along a track, shearing metal along the contact inter-
face and ploughing the metal in front of the track. The
pressure produced by the resistance of the accumulated
metal on the asperity is Y, while the flow of metal upwards
and outwards produces two frictional forces G and T
respectively (Fig 2). The normal force P acting on a side
element ABC which lies on the ploughing surface is
therefore given by
1 L~ Yd~- Y ai aid ~ (1)
P=AY= 2 2 cos0
while
Fig 1 Contact of a soft flat surface with a hard rough
surface." (a) real engineering surfaces, (b ) idealized contact
1 a i
G= ~ /a a Y aicos~ d~O (2)
cos0
TRIBOLOGY international 0301-679X/84/040223-05 ;$03.00 © 1984 Butterworth & Co (Publishers) Ltd 223